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Financial Services Tech Consulting Rule Coding Senior, Investment Compliance - WAM - CRD / Aladdin

$102.5k - $187.9k

Ernst & Young Advisory Services Sdn Bhd

Financial Services Tech Consulting Rule Coding Senior, Investment Compliance - WAM - CRD / Aladdin Location: New York (Other locations: Anywhere in Region) The opportunity We are seeking a Rule Coding specialist to support investment compliance implementations across leading OMS platforms including Charles River (CRD), Aladdin, and Sentinel. This role focuses on translating complex investment guidelines into system‑enforced compliance rules and ensuring accurate implementation across asset classes and client account types. Your key responsibilities Interpret investment guidelines and regulatory requirements and translate them into system‑based compliance rules Configure, code, and validate compliance rules across OMS platforms (CRD, Aladdin, Sentinel) Review rule logic to ensure alignment with guideline intent and expected functionality Perform testing and validation of compliance rules, including exception and breach analysis Support account onboarding, compliance audits, and rule certification activities Work across equities, fixed income, and derivatives asset classes and account types (Retail, Institutional, Private Client) Partner with compliance officers, portfolio managers, and technology teams to refine rule logic Support SIT/UAT cycles, defect resolution, and production validation To qualify for the role, you must have Bachelor’s degree in Finance, Business, Engineering, or related field Minimum 3 years of experience in investment compliance rule coding, testing, or implementation Hands‑on experience working with OMS platforms (CRD, Aladdin, Sentinel) Strong experience across equities, fixed income, and/or derivatives Experience interpreting investment guideline language and translating into coded rules Nice to have Experience with guideline audits, compliance reviews, or account onboarding processes Familiarity with compliance breach analysis and remediation workflows What we look for Strong ability to bridge business rules and technical implementation Attention to detail in validating rule logic and identifying edge cases Comfort operating in client‑facing, fast‑paced implementation environments What we offer you We offer a comprehensive compensation and benefits package where you’ll be rewarded based on your performance and recognized for the value you bring to the business. The base salary range for this job in all geographic locations in the US is $102,500 to $187,900. The base salary range for New York City Metro Area, Washington State and California (excluding Sacramento) is $122,900 to $213,400. Individual salaries within those ranges are determined through a wide variety of factors including but not limited to education, experience, knowledge, skills and geography. In addition, our Total Rewards package includes medical and dental coverage, pension and 401(k) plans, and a wide range of paid time off options. Join us in our team‑led and leader‑enabled hybrid model. Our expectation is for most people in external, client serving roles to work together in person 40‑60% of the time over the course of an engagement, project or year. Under our flexible vacation policy, you’ll decide how much vacation time you need based on your own personal circumstances. You’ll also be granted time off for designated EY Paid Holidays, Winter/Summer breaks, Personal/Family Care, and other leaves of absence when needed to support your physical, financial, and emotional well‑being. EY is committed to providing equal employment opportunities to applicants and employees without regard to race, color, religion, age, sex, sexual orientation, gender identity/expression, pregnancy, genetic information, national origin, protected veteran status, disability status, or any other legally protected basis, including arrest and conviction records, in accordance with applicable law. #J-18808-Ljbffr Ernst & Young Advisory Services Sdn Bhd

Vacancy posted 3 days ago
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