Principal, Financial Compliance & Oversight
Cambridge Investment Research, Inc.
Cambridge Investment Research, Inc. is hiring an Advocacy and Supervision Principal in a hybrid role based in Phoenix, AZ (or Fairfield, IA). The position focuses on reviewing, analyzing, and approving daily brokerage and advisory activity to ensure adherence to firm policies and regulatory standards. The role requires 2+ years in supervision or compliance, and FINRA Series 7 and 24 licenses. It emphasizes risk assessment, independent recommendations, and collaboration with financial #J-18808-Ljbffr Cambridge Investment Research, Inc.
Vacancy posted 2 days ago
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