Internal Audit Associate - Investment Management Team
Morgan Stanley
We're seeking someone to join our team at the Auditor in Charge level, proving audit coverage of Traditional Asset Management for the Investment Management business, and supporting complex, high risk audits. The Internal Audit Division (IAD) drives attention and resources to vulnerabilities by providing an independent and well-informed view and impactful messages about the most important risks facing our Firm. This is accomplished by performing a range of assurance activities to independently assess the quality and effectiveness of Morgan Stanley’s system of internal control, including risk management and governance systems and processes. IAD serves as an objective and independent function within the Firm’s risk management framework to foster continual improvement of risk management processes. This is an Associate level position within Business Audit, which is responsible for inspecting controls in front, middle and back offices. Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world. Location: New York, NY (4x per week in office) What you'll do in the role: Help identify risk and impact to relevant coverage area to prioritize areas of focus Execute and lead aspects of assurance activities (e.g., audits, continuous monitoring, closure verification) to assess risk and formulate a view on the control environment Facilitate conversations with stakeholders on risks, their impact and how well they are managed in a clear, timely and structured manner Assist in managing multiple deliverables in line with team priorities Solicit and provide feedback and participate in formal and on-the-job training to further develop self and peers What you'll bring to the role: Understanding of business line and key regulations relevant to coverage area Strong understanding of audit principles, methodology, tools, and processes (e.g., risk assessments, planning, testing, reporting and continuous monitoring) Ability to identify and analyze multiple data sources to inform point of view Ability to ask meaningful questions, understand various viewpoints and adapt messaging accordingly A commitment to practicing inclusive behaviors At least 2 to 4 years' relevant experience would generally be expected to find the skills required for this role Relevant certifications (i.e., CIA, CPA, CFA, CIDA, CAIA, etc.) preferred WHAT YOU CAN EXPECT FROM MORGAN STANLEY: At Morgan Stanley, we raise, manage and allocate capital for our clients – helping them reach their goals. We do it in a way that’s differentiated – and we’ve done that for 90 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There’s also ample opportunity to move about the business for those who show passion and grit in their work. To learn more about our offices across the globe, please copy and paste into your browser. Expected base pay rates for the role will be between $108,000 and $154, 500 per year at the commencement of employment. However, base pay if hired will be determined on an individualized basis and is only part of the total compensation package, which, depending on the position, may also include commission earnings, incentive compensation, discretionary bonuses, other short and long-term incentive packages, and other Morgan Stanley sponsored benefit programs. Morgan Stanley is an equal opportunity employer committed to building and maintaining a workforce that is diverse in experience and background. Our recruiting efforts reflect our strong commitment to a culture of inclusion, where individuals are hired, developed, and advanced based on their skills and talents. Our workforce reflects a broad cross-section of the global communities in which we operate, bringing a variety of backgrounds, talents, perspectives, and experiences. For more information, please visit: At Morgan Stanley, we advise, originate, trade, manage and distribute capital for people, governments and institutions, always with a standard of excellence and guided by our core values. Morgan Stanley is dedicated to providing first-class service to our clients, in a way that reflects our commitment to creating a more sustainable future and fostering stronger communities around the world. In each line of business, we strive to demonstrate our belief in the power of transformative thinking, innovative strategies and leading-edge solutions—and in the ability of capital to work for the benefit of all society. What We Do
$110k - $190k
...Functions IT, as well as Managing Director RBC US IT Audit for independent, objective... ...processes and the system of internal controls. It supports... ...S Overall accountable for team level audit and assurance... ...through donations, community investments and employee volunteer activities...SuggestedFull timeFlexible hoursShift work- ...role. Line of Business: Audit Job Description: The Audit Manager I executes audits for an... ...or project as part of a team or as an individual contributor... ...relevant experience in Internal Audit, Technology Audit,... ...Rewards package reflects the investments we make in our colleagues...SuggestedFull timeWork experience placementWork at officeLocal areaWork from homeFlexible hours
- ...develop and execute annual audit plans, manage audit engagements, oversee... ...Banking (CCB) Technology Audit Team, you will develop and... ...capabilities * 7+ years of internal or external auditing experience... ...and today we are a leader in investment banking, consumer and small...SuggestedFull timeVisa sponsorship
$180k - $250k
...KKR is a leading global investment firm that offers alternative asset management as well as capital... ...management, and operations teams. Oversee funding flows... ...documented, repeatable, auditable, and appropriately... ...with Risk, Compliance, Internal Audit, Finance, and other...SuggestedFull timeLocal area- ...this role. Line of Business: Audit Job Description: The Senior Audit Group Manager leads and develops a team of audit professionals and... ...with deep industry, external / internal, enterprise knowledge,... ...Rewards package reflects the investments we make in our colleagues to...SuggestedFull timeWork experience placementWork at officeLocal areaWork from homeFlexible hours
$270k - $350k
About this role Managing Director, Internal Audit - Technology Audit Location: New York, NY Business Unit:... ...better financial future. As a global investment manager and fiduciary to our clients... ...people are critical to our success. Team Overview Internal Audit at BlackRock...Full timeApprenticeshipWork at officeLocal areaWork from homeFlexible hours1 day per week- ...Job Description On the Internal Audit Associate Team, you will have the opportunity to take your career... ...Audit teams, including Asset & Wealth Management, Commercial Banking, Consumer & Community Banking, Corporate & Investment Banking, Global Technology, Corporate...Visa sponsorship
- ...Investment Banking Managing Director About the Company High-performing investment banking firm specializing in middle market healthcare transactions... ...an Investment Banking Managing Director to join their team. The successful candidate will be tasked with driving the...Bank staff
- ...President Fund Controller, Real Estate About the Company Manages real estate investment funds, focusing on reporting, compliance, and operational... ...role involves close collaboration with cross-functional teams to support various financial activities, including...Work at office
- ...Senior Underwriter Portfolio Manager, Maritime About the Company... ...Financial Services Investment Management Investment Banking... ...responsibilities include leading deal teams, mentoring junior staff, and... ...reports for regulatory and internal purposes. The role also...Work at office
$150k - $170k
...success. We foster human-AI teaming and strong governance to ensure... ...Commercial Loan Portfolio Manager is the primary contact for established... ...and regulations, audit requirements, and established... ...and other guidelines; Support internal audits and regulatory examinations...Full timeWork at officeLocal areaRemote work$190k - $215k
...partnerships. As a forward thinking asset manager, we build dynamic relationships with... ...term wealth creation. Our talented, global teams bring expertise that is both broad and... ...to contribute to our clients’ success. Investment Risk Manager - Private Assets HYBRID schedule...Full timeWork at officeLocal areaFlexible hours$95k - $150k
...mission revolves around innovating the investing landscape through a digitized brokerage and wealth management platform that's designed to elevate... ...Role We're looking for a Senior Internal Auditor who brings a strong foundation in audit and risk, combined solid audit...Contract workWork at officeLocal area$109k - $224k
...resolving disputes, navigating crises, managing risk and optimizing performance, our teams respond rapidly to dynamic and... ...REITs, financial institutions, investment banks, opportunity funds,... ...act as the point of contact for internal and external clients; build and manage...Full timeVisa sponsorshipWork visa- ...JPMorgan Chase. As part of Risk Management and Compliance, you are at... ...will partner closely with internal stakeholders and external parties... ...capacity * Work with deal teams on new originations for... ...and today we are a leader in investment banking, consumer and small business...Full time
- ...with a dynamic and supportive team, and receive investment in your professional... ...impact. We foster a thriving internal community and are committed... ...responsible for executing risk-based audits from planning through... ...matrix to be reviewed by Managers or Team Leaders. Execute...Full timeRemote workFlexible hours
- ...Managing Director, Head of Product Tax About the Company Prestigious investment platform managing diverse investment structures and products. Industry Investment... ...tax compliance functions, and leading the tax team in fostering professional growth and...
- ...President to join our Commercial & Investment Bank Finance Audit team. This is your opportunity to play a... ...operational excellence! As an Audit Manager, Vice President within the Commercial... ..., and use judgment to strengthen internal controls. We are looking for a fast-...Flexible hours
- ...during highly complex audit activities for Lines of... ..., and supporting team members with development... ...Global Corporate and Investment Banking audit team. We... ...responsible for credit risk management and global payment... ...Minimum 5-7 years of internal audit or front office...Full time
$90.58k - $150.97k
...of GOOD! This is our purpose. Our team brings this to life by focusing on... ...Overview: The Technology Portfolio Manager aligns an organization's IT investments, projects, and applications with... ...constructive working relationships with internal and external stakeholders across...Minimum wageFull timeLocal area$79.8k - $168k
Job Summary: An Tax Manager, International Tax Services is responsible for... ...client, BDO internal services teams, BDO member firms globally... ..., train, and develop tax associates in addition to marketing,... ...fully funded by BDO through investments in company stock and grants...Full timeWork at office$70k - $112k
The Investment Manager Services Division (IMS) at SEI is growing... ...Investment Funds team. Our primary goal is to... ...communicate the transactions associated with the fund(s) and work closely with internal and external clients... ...of various year-end audit engagements in accordance...Full timeFlexible hours$50k - $95k
...Manager, Account Management - Fan Connect New York Omnicom... ...cooperation with respective strategy teams Interacts with members of... ...proposed and executed media investments and sponsorship marketing... ...ability to work effectively across internal and external organizations...Work at officeRemote work3 days per week- ...financial services firm specializing in investment management, research & trading services... ...of Prime Brokerage Risk to join their team. The successful candidate will be responsible... ...management by collaborating with various internal teams, including front office, compliance...
$170k - $300k
...Construction & Analytics Americas team is an integrated and active... ...to make better informed investment decisions. This role spans strategic... ...Construction & Risk Management Drive portfolio construction... ...credibility with global clients and internal partners. Required current US...Full timeWork at office$115k - $149k
...infrastructure for on-chain payments, banking and investments. Offering Consumer Services, Business Services and... ...Uphold is seeking a proactive, results-driven Senior/Manager Internal Auditor to join the Internal Audit team. This role supports the build and execution of SOX...Work at officeWork from home$109k - $184k
...focused wealth advisory, digital, audit, tax, consulting, and... ...seeking an Audit Director/Audit Manager to join our State and Local Government... ...overseeing client engagement teams. Lead the engagement progress... ...and view compensation as an investment in our people. Factors such...Full timeLocal area- ...and risk. You’ll lead audits that improve how post... ...join a collaborative team that values integrity,... ...within our Commercial and Investment Banking Post Trade... ...evaluate and report on management's controls,... ...with JPMorgan Chase’s Internal Audit policy. * Apply...Full timeFlexible hours
- ...Controller to join their team. The successful... ...knowledge of STAT, GAAP, and international reporting standards is essential... ..., as is experience in investment portfolio accounting, external audits, regulatory exams, and... ...runway. Hiring Manager Title Controller Travel...
$70k - $80k
...all New Yorkers. From managing New York City’s most iconic... ...work we do. DCAS’s Audit & Compliance Services... ...Contract Audit. - Internal Audit. - Non-Public... ...The Internal Audit team and function is an integral... ...by the International Association of Internal Auditors (...Permanent employmentFull timeContract workLocal area
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Internal Audit Associate - Investment Management Team. Be the first to apply!
- kpmg audit associate New York, NY
- compliance audit manager New York, NY
- audit associate New York, NY
- audit director New York, NY
- audit supervisor New York, NY
- director internal audit New York, NY
- pwc audit associate New York, NY
- senior audit manager New York, NY
- internal audit associate New York, NY
- external audit manager New York, NY

