Investigative Specialist II - AML Transaction Monitoring

Edward Jones Financial Services Firm Opportunity Join a financial services firm where your contributions are valued. Edward Jones is a Fortune 500 company where people come first. With over 9 million clients and 20,000 financial advisors across the U.S. and Canada, we're proud to be privately-owned, placing the focus on our clients rather than shareholder returns. Behind everything we do is our purpose: We partner for positive impact to improve the lives of our clients and colleagues, and together, better our communities and society. We are an innovative, flexible, and inclusive organization that attracts, develops, and inspires performance excellence and a sense of belonging. People are at the center of our partnership. Edward Jones associates are seen, heard, respected, and supported. This is what we believe makes us the best place to start or build your career. Financial Crimes has an opportunity for a team member on the AML Transaction Monitoring Team. This role will primarily be responsible for researching and resolving system generated AML and Fraud transaction monitoring alerts in order to identify and escalate potentially suspicious activity. This role is responsible for investigative research, root cause analysis and consulting regarding highly complex financial crimes transactions, policy violations and/or suspicious situations with low, moderate, and high risk. Duties include any or all of the following: conducts investigative research using appropriate investigative techniques to determine risk; performs detailed analyses to detect patterns, trends, anomalies and schemes in transactions and relationships across multiple businesses/products; develops and implements testing strategies and methodologies; evaluates the adequacy and effectiveness of procedures, processes and internal controls; reviews and analyzes investigative findings and makes recommendations based upon outcomes; drafts corrective action plans and assists in managing change to prevent/mitigate risk. What You Will Do: Design and deliver comprehensive training programs for team members and firm associates on financial crimes, including suspicious activity identification, investigative techniques, reporting requirements, and awareness initiatives. Conduct in-depth analysis of escalations and referrals, reviewing account activity and client behavior to detect anomalies, trends, and potential money laundering or suspicious activity, while managing cases through completion. Support operational functions such as workflow management, reporting, and training to enhance team efficiency and effectiveness. Ensure adherence to financial crimes policies and regulatory requirements (e.g., OFAC, FinCEN, BSA), including sanctions screening, enforcement actions (e.g., account restrictions), and communication of policy impacts to business partners. Collaborate with Legal, Compliance, internal teams, and external partners (including government and law enforcement) to support investigations and strengthen the firm's control environment. Exercise sound judgment to mitigate risks, recognizing that errors or delays could lead to unreported illegal activity, regulatory scrutiny, and financial or reputational harm to the firm. What Experience You Will Need: Four or more years of brokerage or financial services industry or related experience with a focus on fraud, BSA/AML investigations, audit, or risk management strongly preferred. Knowledge of brokerage operations, banking operations, risk management, investigations, forensic accounting, business, finance, fraud or anti-money laundering a plus. Must have strong working knowledge of major Operations and Compliance functions, specifically the movement of funds and securities and related regulations. Requires knowledge of BSA/AML and Sanctions Firm Policy, applicable regulations, audits, risk management and internal controls. High school diploma or equivalent is required. What Experience Could Set You Apart: Bachelor's degree preferred. CAMS, CFE or other equivalent industry certification/license preferred At Edward Jones, we are building a place where everyone feels like they belong. We're proud of our associates' contributions to the firm and the recognitions we have received. Check out our U.S. awards and accolades: Insights & Information Blog Postings about Edward Jones Check out our Canadian awards and accolades: Insights & Information Blog Postings about Edward Jones Edward Jones does not discriminate on the basis of race, color, gender, religion, national origin, age, disability, sexual orientation, pregnancy, veteran status, genetic information or any other basis prohibited by applicable law. Edward Jones\' compensation and benefits package includes medical and prescription drug, dental, vision, voluntary benefits (such as accident, hospital indemnity, and critical illness), short- and long-term disability, basic life, and basic AD&D coverage. Short- and long-term disability, basic life, and basic AD&D coverage are provided at no cost to associates. Edward Jones offers a 401k retirement plan, and tax-advantaged accounts: health savings account, and flexible spending account. Edward Jones observes ten paid holidays and provides 15 days of vacation for new associates beginning on January 1 of each year, as well as sick time, personal days, and a paid day for volunteerism. Associates may be eligible for bonuses and profit sharing. All associates are eligible for the firm\'s Employee Assistance Program. For more information on the Benefits available to Edward Jones associates, please visit our benefits page. #J-18808-Ljbffr Edward Jones