Senior Underwriting & Compliance Lead, Equity Offerings
United States Digital Space LLC
United States Digital Space LLC is building the future of finance from multiple U.S. offices. We seek a deal-ops professional to oversee firm-commitment underwriting and the distribution of new issues, guiding execution from due diligence through settlement. This role demands FINRA licenses (Series 79, Series 24 preferred), 4–7 years in equity underwriting or capital markets, and strong supervisory, compliance, and reporting capabilities. #J-18808-Ljbffr United States Digital Space LLC
$120k - $150k
A digital mortgage company is seeking an Underwriting Team Lead in NYC on a hybrid schedule. The candidate will lead... ...-driven company focused on reshaping the mortgage landscape, offering a competitive salary range of $120K-$150K with equity options. #J-18808-Ljbffr TomoEmployment EquitySenior$177.7k - $296.1k
...United States; E&S Property Senior Underwriter - Northeast Territory Lead We are adding to our diverse team... .... As a trusted industry expert, we offer a broad range of comprehensive and... ...At Munich Re, we see Diversity, Equity and Inclusion as a solution to the...Employment EquitySeniorTemporary work$97.2k - $121.51k
...sustainable future.Your new roleAs our new Senior Lead Consultant with air quality compliance & permitting consulting experience... ...InformationWhat we can offer youInvestment in your developmentBeing... ..., education, and internal equity. Because we operate across multiple...Employment EquitySeniorFull timeLocal area$121k - $185k
...Senior Security GRC Lead Austin | Chicago | New York City | Salt Lake City... ...center of Gong's security and compliance story. As our Senior GRC... ...Perks & Benefits ~ We offer Gongsters a variety of medical... ...compensation, bonus, equity, and benefits. Some of our...Employment EquitySeniorRemote workWork from homeFlexible hours$186k - $300k
...ambitions faster.About the roleAs the Senior Manager, Commercial Strategy & Enterprise Offering - Unified Commerce, you will own... ...and GTM execution; lead product deep-dives and vision-selling... ...remote-only roles.Our Diversity, Equity and Inclusion commitments Our unique...Employment EquitySeniorTemporary workWork at officeShift work- SIG Susquehanna is seeking a Senior Compliance Officer in Pennsylvania. This role involves providing regulatory guidance to the firm's equities trading and sales teams. Candidates must have 5-10+ years of compliance experience within equities markets, a strong knowledge...Employment EquitySenior
- A leading technology firm is looking for a Privacy Compliance Director to lead privacy compliance programs including GDPR and CCPA/CPRA.... ...excellent communication skills. This position offers competitive compensation, benefits, and an equity opportunity. #J-18808-Ljbffr CYBEXO...Employment EquitySeniorWork at office
- ...The base pay actually offered may vary based upon the... ...Strategy and Intelligence Senior Manager is a direct... ...Conduct Risk Management, and leads ORM / ERM wide efforts... ...operations are in compliance with applicable internal... ...eligibility for cash and/or equity incentive awards,...Employment EquitySeniorWork experience placementWork at officeLocal areaWork from homeFlexible hours
$82.77k - $135.98k
Guardian Life is seeking a Compensation Business Partner - Senior Analyst to design, analyze, and administer compensation... ...market pricing, and pay governance while ensuring internal equity and regulatory compliance. This hybrid role includes offices in Stamford CT, Hudson...Employment EquitySeniorWork from home- Crowe is seeking an Audit Senior Manager in New York City to manage client relationships and lead audit teams. The ideal candidate will... ..., especially with Private Equity and Fintech clients. This role... ...with various engagements. Crowe offers a competitive salary and...Employment EquitySenior
- ...Attorney / Counsel - Junior / Senior / LeadNew York, New York,... ...StatesAbout the JobCatalyst Labs is a leading talent agency with a... ...vertical in Legal, Regulatory Compliance, and Corporate Governance. We... ...EstateVenture capital / Private equity / M&AEmployment &...Employment EquitySeniorContract work
- ...We have been retained by a leading private equity-backed transactional risk insurance group is looking to appoint a Senior Tax Underwriter. The firm has established itself as a prominent... ...to expand its Tax Liability Insurance offering. With strong institutional backing...Employment EquitySeniorWork from homeFlexible hours
- ...week Business Unit The Product Compliance team within the Foundational... ...risk. Role Overview The Lead Product Compliance Consultant... ...Compliance, Government Affairs, Underwriting, Service and Technology... ...employees - and have unique offerings for a modern workforce, including...SeniorWork at officeLocal area3 days per week
$95k - $150k
A leading insurance firm in Idaho is looking for a Senior Marine Underwriter (Hull and P&I). The candidate will manage new business and renewals, maintain strong agency... ...underwriting. This is a full-time position offering a competitive salary range of $95,000 to $150,...SeniorFull time- A leading insurance wholesaler is seeking a Senior Yacht Underwriter to manage production and underwriting across multiple yacht products. You will be responsible... ...Competitive compensation and growth opportunities are offered in this dynamic team environment. #J-18808-...Senior
- Coaction Specialty Insurance Group is seeking a Senior Underwriter for Private & Non-Profit Management Liability in New York, NY. The ideal... ...analytical and interpersonal skills. A competitive salary and benefits are offered. #J-18808-Ljbffr Coaction Specialty Insurance GroupSenior
$116k - $137k
...Robinhood is building out its firm-commitment underwriting capability to manage and co-manage IPOs and follow-on equity offerings, while continuing to operate an established... ...— responsible for daily processing, compliance controls, and regulatory engagement across...Employment EquitySeniorWork at officeFlexible hoursShift work$120k - $150k
...States. Built on industry-leading entity resolution and... ..., screening and AML compliance, merchant payment risk... ..., calibration, offer management, and closing... ...verify it. Lenders need to underwrite it. Payments teams need... ...packages include equity because we believe 100...Employment Equity- U.S. Bank is seeking a Senior Underwriter to lead underwriting of private equity transactions within the PCAF/PCGAM group. You will manage deal teams, oversee portfolio... ...skills and travel up to 10%. The position offers a hybrid/flexible schedule with in-office presence...Employment EquityWork at officeFlexible hours3 days per week
- ...oversight across the underwriting functions within... ...& Governance Lead in the Americas Office... ...risk management, compliance, and other stakeholders... ...exposure to senior leadership and contributing... ...axaxl.com What we OFFER Inclusion AXA XL... ...and internal equity with our colleagues...Employment EquityWork at officeFlexible hours
- Link Health Patient Navigators seeks a Senior Patient Navigator Internship in Houston for... ...Lifeline, and other benefits, addressing health equity through social services, data, and... ...with supervision from Link Health staff, offering exposure to program navigation, case management...Employment EquitySenior
$77k - $145k
...client-facing experience in advertising technology, strong skills in programmatic advertising, and proven success in strategic onboarding. The role offers a salary range between $77,000 and $145,000, with eligibility for bonuses and benefits. #J-18808-Ljbffr DoubleVerifyEmployment EquitySenior$176.72k - $265.08k
...CitiThe Investment Sales Sr. Lead is a strategic... ...internally, often at a senior level. Developed communication... ...Investments (Private Equity, Real Estate and Hedge... ...and launch new product offerings.Attend client meetings... ...and assets, by driving compliance with applicable laws, rules...Employment EquitySeniorFull time$200k - $320k
...cutting-edge AI startup in New York is seeking a Senior Research Scientist to advance their machine... ...for solving real-world challenges. This role offers an impressive salary range of $200,000 to $320,000, along with equity and comprehensive benefits in a dynamic work environment...Employment EquitySenior- A rapidly growing AI startup is seeking a Senior Recruiter to build its talent acquisition function from the ground up. You will... ...markets. This hands-on role emphasizes excellence and offers significant equity ownership along with a competitive salary package. Ideal candidates...Employment EquitySenior
$100k - $150k
...The base pay actually offered may vary based upon the... ...:CIB Credit Compliance plays an important control... ...Our services include underwriting and distributing new issues... ...trusted advice and industry-leading insight, extending... ...to a premier U.S. equities business and highly-diverse...Employment EquitySeniorFull timeLocal areaWork from homeFlexible hours- Citigroup Inc. is seeking an Equity Research Analyst to lead high-profile coverage across the SMID Biotech sector, delivering thought... ...clients and Citi's internal partners. This senior, high-visibility role offers the chance to build market-leading recognition, lead...Employment EquitySenior
- ...asset classes (e.g., equities, rates, credit, FX and... ...a tangible impact by offering innovative ideas and practical... ...credit (e.g., underwriting, portfolio management)... ...insurance firms, and other leading infrastructure players... ..., and regulatory compliance. While we tailor every...Employment EquitySeniorApprenticeshipWork at officeEasy work
- ...Treasury Manager for a rapidly scaling AI infrastructure business. This fully remote role works across East Coast hours and offers significant equity and an annual bonus. You will build a scalable treasury function, manage cash forecasting, debt facilities, hedging, and...Employment EquitySeniorRemote job
- ...OpenAI Partner Solution Lead, you'll collaborate... ...through high-impact solution offerings and cross-functional... ...at the Principal or the Senior Principal level, the... ...to pay transparency and compliance with applicable laws. If... ...inclusion, diversity, and equity in the workplace. All...Employment EquitySeniorTemporary workLocal area
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Underwriting & Compliance Lead, Equity Offerings. Be the first to apply!
- srs distribution New York, NY
- senior operations coordinator New York, NY
- senior associate architect New York, NY
- senior revenue operations analyst New York, NY
- senior dynamics crm developer New York, NY
- senior application security New York, NY
- senior account director New York, NY
- sr hr business partner New York, NY
- senior supervisor New York, NY
- senior plumbing designer New York, NY

