Data-Driven Compliance & Surveillance Analyst
Optiver Holding BV
Optiver, a leading global market maker, is seeking a Compliance Surveillance Analyst in Chicago to strengthen surveillance and regulatory risk management within a technology-driven trading environment. You will investigate alerts, analyze trading data, and improve controls while collaborating with Compliance, Trading, Technology, Risk, and Operations to support innovation and regulatory expectations. You will be instrumental in maintaining market integrity, balancing risk with business #J-18808-Ljbffr Optiver Holding BV
$90k - $115k
As a Compliance Surveillance Analyst, you'll help strengthen Optiver's compliance and surveillance capabilities by identifying regulatory and market conduct risks in a technology-driven trading environment. Through data-driven analysis and close collaboration across the...SurveillanceDataWork at office- ...Senior Compliance AnalystHeadquartered in the historic... ...technology.Our success is driven by our team of... ...proprietary tech and a data-centric approach to maintain... ...the Senior Compliance Analyst is to work... ...future.Oversee existing surveillance and enhance as appropriate...SurveillanceDataRemote work2 days per week
$80k - $85k
...Compliance AnalystConnecting clients to markets – and talent to opportunity... ...ResponsibilitiesThe Compliance Analyst will support various ongoing monitoring and surveillance functions to ensure regulatory... ...and alignment with market data. Subject to business performance...SurveillanceData- Société Générale Americas Compliance department supports the corporate, investment banking and broker-dealer activities, providing guidance... .... The team oversees Know Your Customer, AML, sanctions, and data protection, with a focus on risk discovery and control testing....SurveillanceData
- ...Consultants to help administer each client’s compliance program. These individuals will conduct... ..., including electronic communications surveillance Assist with the preparation of... ...ability to analyse and interpret basic data with a keen eye for detail Waystone employees...SurveillanceDataWork at office
$90k - $110k
...IllinoisCompliance - Regulatory Compliance & Operations /HybridCrypto.... ...opportunity for a full time Analyst to join its Market Regulation... ...advisories, investigations, trade surveillance, and disciplinary actions. In... ...to gathering and analyzing data, and communicate clearly and...SurveillanceDataFull timeContract workWeekend workAfternoon shift$30 per hour
...looking for a Co-Op student to join our Compliance Team in Chicago, IL (15-25 hours/week, flexible... ...as a compliance generalist, supporting surveillance, research, and administrative work... ...obligations Some familiarity with large data sets and programming languages Strong...SurveillanceDataFull timeInternshipWork at officeFlexible hours$61.62k - $128.28k
...This role combines strategic compliance work with hands‑on program support... ...with compliance testing, surveillance, advertising review, sales... ...8,278.00 /Yr. Range includes data points from multiple labor markets... ...; join a connected, values‑driven workplace where employees...SurveillanceDataWork at officeRemote work- ...Business Consulting | Risk & Compliance | United States - New York /... ...modernization. AI enablement: AI-driven design thinking: AI-enabled... ...integrated processes, data, and technology solutions to... ...Transaction Monitoring, Trade Surveillance. Compliance: Regulatory impact...SurveillanceDataContract workApprenticeship
$95k - $125k
...one of Barron’s Top 100 RIA firms.As a Compliance Officer at Mesirow, the role will be responsible... ..., Code of Ethics monitoring, trade surveillance monitoring, testing, training, and... ...and problem-solving skills.Proficiency in data analysis and reporting tools (e.g., Excel...SurveillanceDataFull timeWork at office3 days per week- ...Reports To: Chief Compliance Officer, Tastytrade Employment Type: Full-Time Asan AML Compliance... ...for customer cashiering activity surveillance, trade surveillance programs, and KYT requirements... ..., Fraud, Legal, Audit, Engineering, Data Analytics, and other business lines Who...SurveillanceDataFull timeWork at office
$92.5k - $115.5k
...certifications. Escalate exceptions to business and Compliance management along with supporting... ...or related to issues uncovered in daily surveillance. Act as administrator and systems expert... ...problem‑solving skills. Proficiency in data analysis and reporting tools (e.g.,...SurveillanceDataPermanent employmentTemporary workWork at officeFlexible hours- ...Surveillance Compliance Officer Chicago - Onsite About The Role: We are seeking a Surveillance Compliance Officer to oversee... ...reporting for U.S. Surveillance leadership. Test trade data and OMS/EMS systems for data quality and completeness....SurveillanceDataWork at office
$75k - $115k
...the ever-evolving financial landscape, Compliance has become increasingly complex. Marex must... ...Trade, E-communications, and Voice Surveillance review services to US Broker Dealer (BD)... ...Surveillance function testing of trade data and OMS/EMS systems to ensure the quality...SurveillanceDataFull timeWork at officeImmediate startWorldwide- ...26000GFR Responsibilities The SG Americas Compliance department acts as Second Line of Defense of... ...market integrity, anti‑bribery & corruption, and data protection. Additionally, it conducts trade and communications surveillance, and manages transversal support functions...SurveillanceDataWork at officeLocal area
- Senior Derivatives Compliance Consultant (NFA/CFTC, DCM/DCO Focus) We are a specialized compliance... ..., and documentation of compliance and surveillance programs, including policies, procedures... ...with trading, risk, and operational data and collaborating with technology teams....SurveillanceDataContract work
$60k - $70k
Anti-Money Laundering (AML) Compliance Associate Anti-Money Laundering (AML... ...adherence Enhance and maintain surveillance programs, internal controls,... ...Matter Expert (SME) Senior Business Analyst - Anti-Money Laundering Modeling and Advanced Data Insights We’re unlocking...SurveillanceDataFull timeRemote workWorldwideFlexible hours- ...AbbVie is seeking a Senior Analyst in the Office of Ethics and Compliance (OEC) to lead strategic execution and initiatives... ...across functions and guiding risk-driven projects. You will manage project... ...skills; the candidate will oversee data governance, risk assessment...DataWork at office
$99.6k - $169.2k
...Key ResponsibilitiesCompliance Surveillance Technology OwnershipServe as... ..., supporting enterprise compliance, conduct risk, and regulatory... ...new surveillance use cases, data sources, and regulatory requirements... ...trends related to AI-driven surveillance, behavioral analytics...SurveillanceDataFull timeH1bWorldwideFlexible hours$60k
...Compliance AnalystChicagoAbout AlphaSense:The world's most sophisticated... ...smarter decisions through AI-driven market intelligence. Together... ...the Role:As a Compliance Analyst, you will play a crucial role... ...tracking, and maintaining accurate data on processes, transcripts,...DataLocal area$35k - $48k
...Junior Compliance Officer (Operations, Junior Analyst) Position Location Chicago, IL The MIL Corporation seeks a Junior... ...Input, validate, and update case data from paper and electronic employment... ...in a structured, deadline‑driven environment. Strong analytical skills...DataFull timeContract workFor contractorsWork at officeRemote workWeekend work$99k - $176k
...participate in risk- and business-driven projectsCollaborate with... ..., including the supervision, surveillance, operational risk, policy and... ...as functional groups, such as Compliance, Law Group and Enterprise... ...Communication, Critical Thinking, Data Compilation, Decision Making,...SurveillanceDataFull timeFlexible hours- The Hartford is seeking a Data Engineer to join the Enterprise Data Services team. The role involves building metadata-driven data pipelines on Google Cloud, enabling governance, lineage, and intelligent automation across the enterprise. Hybrid work schedule with in-office...DataWork at office
- ...and introducing brokers. Our culture is driven by problem-solving, efficiency, and continuous... ...Unit (FIU) is a core part of IBKR's Compliance AML Program, serving as the firm's frontline... ...other financial crimes. Analyze complex data sets, client profiles, and transaction...DataTemporary workWork experience placementWork at officeRemote workWorldwideFlexible hours
- ...sit at the intersection of public health, data science, and artificial intelligence.... ...background with familiarity in health metrics, surveillance systems, or epidemiological data... ...contexts Able to critically evaluate data-driven claims and identify where AI reasoning...SurveillanceDataHourly payOngoing contractContract workFreelanceRemote workFlexible hours
- ...relevant to our clients, can generate value and drive positive change.Job DescriptionThe Compliance Analyst supports the firm’s Compliance Program through ongoing monitoring, surveillance, testing, and advisory activities. This role plays a key part in upholding the firm’s...SurveillanceFull timeTemporary workWork at officeLocal areaWorldwideFlexible hours
$89k - $105k
...fingertips, anytime and anywhere. The Compliance Specialist will help create and champion... ...best practices and procedures, creating surveillance tools, responding to regulatory... ...impact work to grow your career.Performance-driven compensation with multipliers for outsized...SurveillanceWork at officeFlexible hoursShift work3 days per week$200k - $300k
...recognized for its technology-driven approach, commitment to... ...investments, and lead a large compliance organization while partnering... ...innovation through automation, surveillance enhancements, and advanced compliance... ...leveraging automation and data-driven compliance solutions....SurveillanceDataWorldwideFlexible hours$140k - $160k
...standards, client satisfaction, compliance, and financial results are... ...reviews per the Quality Assurance Surveillance Plan (QASP).Manage the... ...relationship skills.• Collaborative driven with client and teamAbility... ...JLL processes your personal data, please view our Candidate...SurveillanceDataFull timeContract workLocal area- ...Martin Rotary and Mission Systems, we are driven by innovation and integrity. We believe... ...undersea solutions, including radar and surveillance systems, undersea combat systems, and... ...BIT/PMFL troubleshooting and Live target data analysis. There is the potential for domestic...SurveillanceDataFull timeFlexible hours
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