Futures Trade Surveillance Compliance Analyst
Societe Generale
Société Générale Americas Compliance department supports the corporate, investment banking and broker-dealer activities, providing guidance on laws and regulations and developing related policies, procedures, training and controls. The team oversees Know Your Customer, AML, sanctions, and data protection, with a focus on risk discovery and control testing. Collaboration across a diverse, global organization is essential. #J-18808-Ljbffr Societe Generale
- ...Responsibilities The SG Americas Compliance department acts as Second Line of Defense... .... Additionally, it conducts trade and communications surveillance, and manages transversal support functions... ...Trade Surveillance (in particular Futures and/or Fixed Income), General...SurveillanceWork at officeLocal area
- SGS Société Générale de Surveillance SA in Chicago is seeking a skilled individual for a role in Compliance within its Wholesale Banking division. The position calls for candidates... ...2-5 years of experience, particularly in Trade Surveillance, along with a strong...Surveillance
$88k - $110k
...Senior Compliance Analyst Headquartered in the historic Chicago Board of Trade, PEAK6 Capital Management is a proprietary options trading firm that... ...or deal with similar situations in the future. Oversee existing surveillance and enhance as appropriate; establish...SurveillanceRemote work2 days per week- ...cultural transformation, enabling the change they need to own their future. You’ll help banks, asset management and insurance... ...and create your future. Consultants' main role is providing trade surveillance and clearing trade alerts for various securities, including derivatives...Surveillance
- ...products, visit chicagoatlantic.com. Our company is seeking a Compliance Analyst with up to three years of relevant experience working... ...monitoring and testing activities, including personal trading surveillance, restricted list monitoring, gifts and entertainment tracking...SurveillanceWork at office
- ...that enable the transformative change they need to own their future. As a member of the Huron corporate team, you'll help to evolve... ...create your future. Consultants' main role is providing trade surveillance and clearing trade alerts for various securities. Broker/...SurveillanceImmediate start
$92.5k - $115.5k
...preserving their wealth for future generations and supporting the... ...policies governing personal trading, gifts and entertainment,... ...exceptions to business and Compliance management along with supporting... ...issues uncovered in daily surveillance. Act as administrator and systems...SurveillancePermanent employmentTemporary workWork at officeFlexible hours$92.5k - $115.5k
...to preserve their wealth for future generations, and provide for... ...policies governing personal trading, gifts and entertainment,... ...exceptions to business and Compliance management along with supporting... ...issues uncovered in daily surveillance. Act as administrator and systems...SurveillancePermanent employmentTemporary workWork at officeFlexible hours- ...passion and integrity. The Compliance Director is a senior leader... ...Compliance Program for its Futures Commission Merchant (FCM) and... ...Futures and options on futures trading and clearing Retail foreign... ...integrity Monitoring, Surveillance, Testing, and Remediation Implement...Surveillance
$310k
...Job Description Job Description Commodity Futures Trading Commission "CFTC" Regulatory Associate Attorney Direct Counsel is seeking... ...matters. Responsibilities Advise clients on compliance with the Commodity Exchange Act (CEA) and CFTC regulations....Contract workTemporary workWork at officeFlexible hours- Optiver, a leading global market maker, is seeking a Compliance Surveillance Analyst in Chicago to strengthen surveillance and regulatory risk management within a technology-driven trading environment. You will investigate alerts, analyze trading data, and improve controls...Surveillance
- Overview As a Compliance Surveillance Analyst, you'll help strengthen Optiver's compliance and surveillance capabilities by identifying regulatory and market conduct risks in a technology-driven trading environment. Through data-driven analysis and close collaboration...SurveillanceWork at office
$60k - $70k
...Money Laundering (AML) Compliance Associate Anti-Money... ...BECOME THE #1 RETAIL TRADING PLATFORM IN THE WORLD... ...trading platform and futures broker, we're on a mission... ...Enhance and maintain surveillance programs, internal controls... ...(SME) Senior Business Analyst - Anti-Money...SurveillanceFull timeRemote workWorldwideFlexible hours- ...Join to apply for the Trade Surveillance Analyst role at Interactive Brokers . Interactive Brokers Group... ...around the clock on stocks, options, futures, currencies, bonds, and funds to... ...performers. Analysts will report to a Compliance Manager and help ensure the firm complies...SurveillanceFull timeWork at officeRemote work
$60k - $80k
...and other departments to ensure all international trade activities are properly documented and in compliance with all applicable laws and regulations. Provide training... ...of Xylem's transformative journey in shaping the future of water technology! #XylemCareers #GlobalImpact...Work at office- Sonara Inc. is seeking a Consultant to provide trade surveillance and clear trade alerts for various securities including derivatives, fixed income, and equities. The ideal candidate will have Broker/Dealer experience and proficiency with alert clearing tools. The role...Surveillance
- Morgan Street Holdings is looking for a Customs Compliance Manager in Chicago to oversee import/export operations and ensure adherence to... ...experience in customs compliance, including HTS classification and trade management. Key responsibilities include managing customs...
- ...of import and export shipments by providing frontline support for daily customs compliance operations, resolving issues, and ensuring on‑time customs clearance of products. Support trade & product development activities, including restricted party screening, country of...Work experience placementWork at office
- Interactive Brokers is seeking a Trade Surveillance Analyst for a hybrid role in Chicago, Illinois. This entry-level position, reported to a Compliance Manager, involves ensuring compliance with financial regulations, such as the Bank Secrecy Act and anti-money laundering...Surveillance
- SGS Société Générale de Surveillance SA is seeking a skilled technology professional to manage applications utilized on the trading floor. You will develop applications, troubleshoot issues, and ensure high-quality production system support. This role offers exposure to...Surveillance
$106.07k - $140.55k
...impact on and off the job positively. Join Our Team as a Lead Trade Compliance Specialist! Hours: 8:00 am - 5:00 pm (Mon-Fri) Hybrid... ...post‑entry correction processes, ensuring all historical and future documentation is complete, accurate, and audit ready. Design...Local areaWorldwide- SGS Société Générale de Surveillance SA in Chicago is looking for a skilled professional to support trading floor applications. This role involves troubleshooting issues, software releases, and developing applications to enhance operational efficiency. A strong background...Surveillance
$90k - $120k
...provide robust protection measures. Role: Compliance Manager Reports to: Compliance Director... ...Support the onboarding and managing of surveillance software. Direct responsibility for employee... .... We are dedicated students of our trade, constantly enhancing our knowledge of investments...SurveillanceFull time- ...our Wealth Management, Capital Markets, Futures and Advanced Clearing & Prime Services... ...office is hiring an experienced Chief Compliance Officer of the Futures Division. The... ...Merchant (FCM) Compliance team and oversee Trade Surveillance activities Interface with...SurveillanceWork at office
- ...Interim Chief Regulatory & Chief Compliance Officer (CCO) About the Company A new CFTC... ...offering a novel type of security futures. Industry Capital Markets Type... ...involves leading and administering the Market Surveillance and Compliance Department. The ideal...SurveillancePermanent employmentTemporary workInterim roleRemote work
- ...with Waystone’s Consultants to help administer each client’s compliance program. These individuals will conduct regular reviews of the... ...review obligations, including electronic communications surveillance Assist with the preparation of regulatory correspondence including...SurveillanceWork at office
$65k - $120k
Compliance, Private Wealth Management (PWM) Compliance, Associate, Chicago Chicago, IL, United... ..., such as law, accounting, sales, and trading. We look for those who possess sound... ...Monitoring and conducting surveillances focusing on compliance with regulatory...Surveillance$100k - $175k
The Compliance Specialist will be involved in various aspects of an ever‑changing regulatory landscape within the... ...and memos Assist with annual compliance testing and surveillances, including the use of the Firm’s trade surveillance tool Research and respond to internal...SurveillanceWork at office$65k - $120k
Global Compliance Our division prevents, detects and mitigates compliance, regulatory and... ...backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound... ...include: Monitoring and conducting surveillances focusing on compliance with regulatory...SurveillanceFull timeTemporary workPart time$90k - $100k
...operate as a registered investment adviser (RIA). Your Future Team Hightower’s Compliance Department strives to provide industry-leading support... ...transaction monitoring alerts, exception reports, and surveillance outputs related to broker-dealer activity. Investigate...SurveillancePermanent employmentWork at officeLocal areaFlexible hours
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