Futures Surveillance Compliance Specialist
SGS Société Générale de Surveillance SA
SGS Société Générale de Surveillance SA in Chicago is seeking a skilled individual for a role in Compliance within its Wholesale Banking division. The position calls for candidates with 2-5 years of experience, particularly in Trade Surveillance, along with a strong understanding of applicable banking regulations. The ideal candidate will demonstrate a keen attention to detail, initiative, and excellent communication skills. This position offers competitive compensation including benefits such as a 401(k) plan and wellness programs. #J-18808-Ljbffr SGS Société Générale de Surveillance SA
- ...financial solutions. The SG Americas Compliance department acts as Second Line of Defense... ..., it conducts trade and communications surveillance, and manages transversal support... ...either Trade Surveillance (in particular Futures and/or Fixed Income), General Compliance...SurveillanceWork at officeLocal area
$92.5k - $115.5k
...life while preserving their wealth for future generations and supporting the causes and... .... Escalate exceptions to business and Compliance management along with supporting... ...or related to issues uncovered in daily surveillance. Act as administrator and systems expert...SurveillancePermanent employmentTemporary workWork at officeFlexible hours$88k - $110k
...Senior Compliance Analyst Headquartered in the historic Chicago Board of Trade, PEAK6 Capital Management is a proprietary... ...how to avoid or deal with similar situations in the future. Oversee existing surveillance and enhance as appropriate; establish testing plan;...SurveillanceRemote work2 days per week$92.5k - $115.5k
...enabling them to preserve their wealth for future generations, and provide for the people... ...Escalate exceptions to business and Compliance management along with supporting... ...or related to issues uncovered in daily surveillance. Act as administrator and systems expert...SurveillancePermanent employmentTemporary workWork at officeFlexible hours- Chief Compliance Officer (DCO) / Chief Regulatory Officer (DCM) CFTC-Regulated Business... ...familiarity with exchange rulebooks, market surveillance programs, and self‑regulatory... ..., prediction markets, or similar novel futures products and their treatment under the...SurveillanceOdd jobContract workWork at officeRemote work3 days per week
$170k - $200k
SVP, Chief Compliance Officer of the Futures Division Wedbush Securities is one of the largest securities firms and investment banks in the nation... ...Merchant (FCM) Compliance team and oversee Trade Surveillance activities Interface with regulatory organizations and...SurveillanceWork at officeLocal areaFlexible hours$75k - $90k
...Chicago, IL Salary Range: $75,000 - $90,000 Group One Trading is seeking a Compliance Associate to support the day-to-day operations of the Compliance Department, with a focus on trade surveillance, investigation support, and administrative functions. You'll work closely...SurveillanceInternshipWork at officeFlexible hours$70k - $75k
...and services to all types of investors. Responsibilities The Compliance Analyst will support various ongoing monitoring and reviewing... ...potential rule violations. It may also include certain trade surveillance alerts in the Firm’s automated trade surveillance system. The...Surveillance- ...As a member of Compliance, the individual in this position will be responsible for administering and supporting the compliance functions... ...and protocols. Performing electronic communications review, surveillance, other testing and helping conduct the annual review....SurveillanceWork at office
$75k - $90k
Group One Trading is seeking a Compliance Associate in Chicago, IL, to support operations in the Compliance Department. The role involves monitoring trading activity, assisting with investigations, and maintaining compliance records. Ideal candidates should hold a Bachelor...Surveillance- ...will play a crucial role in maintaining the firm's regulatory compliance by handling reporting tasks, analyzing financial data, and ensuring... ...preparation for SEC Reporting and managing compliance for the futures industry. A bachelor’s degree and relevant accounting...
$70k - $75k
StoneX Group Inc. is seeking a Compliance Analyst to support regulatory monitoring and ensure compliance with CFTC, NFA, and exchange rules. The ideal candidate will have experience in compliance and regulatory fields, strong analytical skills, and effective communication...Surveillance- ...information requests, assign regulatory inquiries/request to compliance staff, review and analyze requests for potential compliance breaches... .... Additionally, it provides trade and communications surveillance, and manages transversal support functions that help the department...SurveillanceWork at officeLocal area
- ...products, visit chicagoatlantic.com. Our company is seeking a Compliance Analyst with up to three years of relevant experience working... ...and testing activities, including personal trading surveillance, restricted list monitoring, gifts and entertainment tracking...SurveillanceWork at office
$66.5k - $92k
...Horace Mann is seeking a knowledgeable and detail-oriented Compliance Specialist to support Enterprise Compliance & Ethics efforts across multiple... ...by the fact that educators take care of our children’s future, and we believe they deserve someone to look after theirs. We...Work experience placementWork at office- Group One Trading is hiring a Compliance Data Analyst in Chicago, IL. This position involves building data infrastructures for compliance... ...and SQL. The ideal candidate will design tools for trade surveillance and enhance detection systems while providing quantitative support...Surveillance
- ...Sr Sourcing Compliance Specialist The Sr Sourcing Compliance Specialist is responsible for developing and implementing procurement compliance... ...root causes, and recommend appropriate solutions to prevent future occurrences. Provide guidance and training to procurement staff...Contract workTemporary workWork at officeLocal areaFlexible hours
$85k - $100k
...Salary Range: $85,000 - $100,000 Group One Trading is seeking a Compliance Data Analyst to sit at the intersection of technology and... ...maintaining the data infrastructure that powers our trade surveillance, investigations, and regulatory reporting programs. You'll work...SurveillanceWork at officeFlexible hours$28 - $31 per hour
...benefits, and incentive programs. We are currently seeking a Compliance Specialist! Responsible for ensuring compliance in Low-Income Housing... ...Financial & Eviction Management:Collect all monies due, process future residents' applications, collect deposits, and oversee audit...Hourly payFull timeTemporary workPart timeLocal area$85k
...energy control solutions our partners count on to power a clean future. Woodward supports our members' wellbeing and regularly... ...market data. Estimated annual base pay: Sr Sourcing Compliance Specialist: $85,000(minimum) - $110,000(midpoint) - $136,000(maximum)...Permanent employmentContract workTemporary workWork at officeLocal areaFlexible hours- Horace Mann is seeking a detail-oriented Compliance Specialist in Chicago to support Enterprise Compliance & Ethics initiatives. In this hybrid... ...the ability to manage priorities are essential. Join us in helping educators protect their futures. #J-18808-Ljbffr Horace Mann
$60k - $80k
...activities are properly documented and in compliance with all applicable laws and regulations... ...Customs Broker, Certified Customs Specialist (CCS) or certifications preferred but not... ...s transformative journey in shaping the future of water technology! #XylemCareers #GlobalImpact...Work at office- ...Schedules Work-life balance matters. 401(k) Program Invest in your future. Easy Online Application Process Get started in minutes!... ...customer service to clients and visitors. Monitor CCTV surveillance systems and complete accurate daily activity reports. Observe...SurveillanceWeekly payFlexible hours
- ...part of an extraordinary company – one that's investing in the future of senior living by investing in you. Don't just do a job. Be... ...Monitor entrances, exits, and common areas through patrols and surveillance systems. Respond promptly to alarms, emergencies, and...SurveillanceDaily paidFull timeReliefNight shift
- ...Senior Manager of Business Diversity, the Business Diversity Compliance Specialist will be responsible for ensuring compliance with Business... ...insightful recommendations to address deficiencies and monitor for future opportunities Ability to participate and work in diverse...Full timeContract workPart timeWork at officeFlexible hours
$110k - $125k
...diagnosis and treatment of disease and surveillance of pregnancy. Acts as primary health care... ...and return clients. Refers patients to specialists as necessary. Documents all patient... ...Erie makes a pledge that all current and future employees can feel confident that:...SurveillanceFlexible hours- ...nergie de nos gens est le moteur du changement et façonne notre futur. Tous les jours à travers le monde, nos gens facilitent la... ...dynamitage, de produits chimiques pour l’exploitation minière et de la surveillance géotechnique, jusqu’à nos solutions numériques de pointe et...SurveillanceDay shift
- Apex Fintech Solutions UK Ltd. is hiring a Regulatory Reporting Analyst to maintain regulatory compliance. This role involves managing complex reporting tasks and analyzing financial data to ensure accuracy in regulatory filings. Candidates should possess a Bachelor’s...
- Apex Fintech Solutions LLC in Chicago is seeking a detail-oriented Regulatory Reporting Analyst to ensure the firm's regulatory compliance, manage complex financial reporting tasks, and analyze essential data. This role will involve preparing SEC reports, managing daily...
$63.48k - $106.68k
...functions with diligence, accuracy, and compliance with regulations. The role supports the... ...Provide health services and administer surveillance evaluations to company employees,... ...choice. You can choose what your Ford future will look like: will your story span the...SurveillanceCasual workAll shiftsFlexible hoursWeekend work
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