Futures Surveillance Compliance Specialist
SGS Société Générale de Surveillance SA
SGS Société Générale de Surveillance SA in Chicago is seeking a skilled individual for a role in Compliance within its Wholesale Banking division. The position calls for candidates with 2-5 years of experience, particularly in Trade Surveillance, along with a strong understanding of applicable banking regulations. The ideal candidate will demonstrate a keen attention to detail, initiative, and excellent communication skills. This position offers competitive compensation including benefits such as a 401(k) plan and wellness programs. #J-18808-Ljbffr SGS Société Générale de Surveillance SA
- ...0GFR Responsibilities The SG Americas Compliance department acts as Second Line of Defense... ..., it conducts trade and communications surveillance, and manages transversal support... ...either Trade Surveillance (in particular Futures and/or Fixed Income), General Compliance...SurveillanceWork at officeLocal area
- Société Générale Americas Compliance department supports the corporate, investment banking and broker-dealer activities, providing guidance on laws and regulations and developing related policies, procedures, training and controls. The team oversees Know Your Customer,...Surveillance
$88k - $110k
...Senior Compliance Analyst Headquartered in the historic Chicago Board of Trade, PEAK6 Capital Management is a proprietary... ...how to avoid or deal with similar situations in the future. Oversee existing surveillance and enhance as appropriate; establish testing plan;...SurveillanceRemote work2 days per week$92.5k - $115.5k
...enabling them to preserve their wealth for future generations, and provide for the people... ...Escalate exceptions to business and Compliance management along with supporting... ...or related to issues uncovered in daily surveillance. Act as administrator and systems expert...SurveillancePermanent employmentTemporary workWork at officeFlexible hours$92.5k - $115.5k
...life while preserving their wealth for future generations and supporting the causes and... .... Escalate exceptions to business and Compliance management along with supporting... ...or related to issues uncovered in daily surveillance. Act as administrator and systems expert...SurveillancePermanent employmentTemporary workWork at officeFlexible hours- ...goals with passion and integrity. The Compliance Director is a senior leader responsible... ...of Schwab’s Compliance Program for its Futures Commission Merchant (FCM) and Forex Dealer... ..., and market integrity Monitoring, Surveillance, Testing, and Remediation Implement monitoring...Surveillance
- ...Interim Chief Regulatory & Chief Compliance Officer (CCO) About the Company A new CFTC... ...offering a novel type of security futures. Industry Capital Markets Type... ...involves leading and administering the Market Surveillance and Compliance Department. The ideal...SurveillancePermanent employmentTemporary workInterim roleRemote work
$100k - $175k
The Compliance Specialist will be involved in various aspects of an ever‑changing regulatory landscape within the Compliance Team of a global... ..., and memos Assist with annual compliance testing and surveillances, including the use of the Firm’s trade surveillance tool...SurveillanceWork at office$60k - $70k
Anti-Money Laundering (AML) Compliance Associate Anti-Money Laundering (AML) Compliance Associate... ...industry-leading trading platform and futures broker, we're on a mission to empower... ...adherence Enhance and maintain surveillance programs, internal controls, and watchlists...SurveillanceFull timeRemote workWorldwideFlexible hours$90k - $100k
...operate as a registered investment adviser (RIA). Your Future Team Hightower’s Compliance Department strives to provide industry-leading support... ...transaction monitoring alerts, exception reports, and surveillance outputs related to broker-dealer activity. Investigate...SurveillancePermanent employmentWork at officeLocal areaFlexible hours- ...Office Excel. Desired / Plus: Comprehensive understanding of futures products and physical deliverable products. Competencies: Estimates... ..., and other benefits for fertility, wellness, student loans, and commuters. #J-18808-Ljbffr SGS Société Générale de Surveillance SASurveillanceFull timeInternshipWork at officeLocal area
$75k - $90k
...Chicago, IL Salary Range: $75,000 - $90,000 Group One Trading is seeking a Compliance Associate to support the day-to-day operations of the Compliance Department, with a focus on trade surveillance, investigation support, and administrative functions. You'll work closely...SurveillanceInternshipWork at officeFlexible hours$90k - $120k
...and strategically provide robust protection measures. Role: Compliance Manager Reports to: Compliance Director / CCO Level: Manager... ...and exams as needed. Support the onboarding and managing of surveillance software. Direct responsibility for employee onboarding including...SurveillanceFull time- ...products, visit chicagoatlantic.com. Our company is seeking a Compliance Analyst with up to three years of relevant experience working... ...and testing activities, including personal trading surveillance, restricted list monitoring, gifts and entertainment tracking...SurveillanceWork at office
- ...our Wealth Management, Capital Markets, Futures and Advanced Clearing & Prime Services... ...office is hiring an experienced Chief Compliance Officer of the Futures Division. The position... ...FCM) Compliance team and oversee Trade Surveillance activities Interface with regulatory...SurveillanceWork at office
- ...will play a crucial role in maintaining the firm's regulatory compliance by handling reporting tasks, analyzing financial data, and ensuring... ...preparation for SEC Reporting and managing compliance for the futures industry. A bachelor’s degree and relevant accounting...
- Optiver, a leading global market maker, is seeking a Compliance Surveillance Analyst in Chicago to strengthen surveillance and regulatory risk management within a technology-driven trading environment. You will investigate alerts, analyze trading data, and improve controls...Surveillance
$65k - $120k
Compliance, Private Wealth Management (PWM) Compliance, Associate, Chicago Chicago, IL, United States Job Description Global Compliance... ...Associate Responsibilities Monitoring and conducting surveillances focusing on compliance with regulatory and/or internal controls...Surveillance$65k - $120k
Overview Our division prevents, detects and mitigates compliance, regulatory, and reputational risk across the firm and helps to strengthen... ...Primary responsibilities include: Monitoring and conducting surveillances focusing on compliance with regulatory and/or internal...SurveillanceFull timeTemporary workPart timeWork at office- Overview As a Compliance Surveillance Analyst, you'll help strengthen Optiver's compliance and surveillance capabilities by identifying regulatory and market conduct risks in a technology-driven trading environment. Through data-driven analysis and close collaboration across...SurveillanceWork at office
- ...Full Time • Salary: $24.00 - $33.00 per hour • Day Shift Our Compliance Associate role offers a unique opportunity to learn from experienced... ...Compliance Program Perform testing and audits to support the surveillance of the firm’s compliance policies Assist with personal...SurveillanceHourly payFull timeSummer workFlexible hoursDay shift
$85k - $100k
...Salary Range: $85,000 - $100,000 Group One Trading is seeking a Compliance Data Analyst to sit at the intersection of technology and... ...and maintaining the data infrastructure that powers our trade surveillance, investigations, and regulatory reporting programs. You\'ll work...SurveillanceWork at officeFlexible hours- SGS Société Générale de Surveillance SA in Chicago is seeking a dedicated support person for a six to twelve month program with potential for full-time employment. Responsibilities include verification, assisting with audits, and participating in change management projects...SurveillanceFull time
$66.5k - $92k
...Horace Mann is seeking a knowledgeable and detail-oriented Compliance Specialist to support Enterprise Compliance & Ethics efforts across multiple... ...by the fact that educators take care of our children’s future, and we believe they deserve someone to look after theirs. We...Work experience placementWork at office$47k - $50k
...benefits, and incentive programs. We are currently seeking a Compliance Specialist! Responsibilities Responsible for ensuring compliance in Low... ...& Eviction Management:Collect all monies due, process future residents' applications, collect deposits, and oversee audit...Full timeTemporary workPart timeLocal area$60k - $80k
...activities are properly documented and in compliance with all applicable laws and regulations... ...Customs Broker, Certified Customs Specialist (CCS) or certifications preferred but not... ...s transformative journey in shaping the future of water technology! #XylemCareers #GlobalImpact...Work at office$98.1k - $156.2k
...Connect with a career that matters, and help us build a safer future. Department Overview We create technologies our customers refer... ...Description Support Motorola Solutions to obtain regulatory product compliance for mobile video products, fixed cameras and video appliances....RelocationFlexible hours$25 per hour
...Health, dental, vision, and more. 401(k) Program – Invest in your future. Easy Online Application Process – Get started in minutes!... ...exceptional customer service to clients and visitors. Monitor CCTV surveillance systems and complete accurate daily activity reports. Observe,...SurveillanceWeekly pay- Horace Mann is seeking a detail-oriented Compliance Specialist in Chicago to support Enterprise Compliance & Ethics initiatives. In this hybrid... ...the ability to manage priorities are essential. Join us in helping educators protect their futures. #J-18808-Ljbffr Horace Mann
$107.1k - $160.7k
...Environmental, Health & Safety (EHS) Engineer/Specialist to join our team. The successful... ...manage and complete projects related to EHS compliance and permitting solutions through each... ...qualified employees and applicants for future and current employment and prohibits discrimination...Full timeCasual workWork at officeNight shift
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