Senior Fixed Income Compliance Advisor
Societe Generale SA
The SGUS Compliance Department monitors corporate and investment banking activities and coordinates with Global Compliance in Paris to implement policies and manage cross-border transactions. It oversees handling of confidential information and administers the Employee Investment Policy, registration of broker–dealer personnel, and compliance training. Responsibilities include supporting senior staff, updating policies to FINRA/SEC rules, and conducting regulatory responses. #J-18808-Ljbffr Societe Generale SA
Vacancy posted 2 days ago
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