Financial Services Regulatory & Compliance Associate (Senior Level) - Multiple Offices
$260k - $365kGreenberg Traurig LLP
Greenberg Traurig (GT), a global law firm, has an exciting full-time employment opportunity for a senior level Associate in the Financial Regulatory & Compliance Practice. This position can be filled in any U.S. market where the Firm maintains an office, subject to business needs and candidate qualifications. We offer competitive compensation and an excellent benefits package. GT has largest legal footprint in the United States and a strong global financial services regulatory practice. The candidate will have the opportunity to work with clients, large and small, in the banking and fintech industry across the globe.Greenberg Traurig’s Financial Regulatory & Compliance Practice comprises of more than 80 attorneys throughout the United States and in Latin America, Europe and Asia. Our department’s global platform distinctively positions us to address the needs of both domestic and international clients. We continue to build on a practice base that, while very broad, is nonetheless refined to serve the unique industry, practice, and jurisdictional needs of our diverse client base.Ideal candidates will have a minimum of 7 years of financial services regulatory and compliance experience working with banks, fintech companies, money services businesses and virtual currency payment platforms. Experience advising institutions on regulatory matters such as licensing/chartering, new product development, acquisitions, mergers, divestures, bank partnership models, third-party risk management and oversight issues is critical. Knowledge of key financial services laws and regulations such as BSA/AML, BHCA, IBA, Reg Y, Reg K, CRA, Volcker Rule, capital and liquidity risk management, and consumer protection law is sought. Experience representing clients before U.S. federal regulators such as the Federal Reserve, FDIC, OCC, FinCEN and state authorities is critical. Enforcement experience is a plus. We are seeking candidates who possess a strong academic background and excellent legal research, analysis and writing skills, with strong attention to detail. Candidates must be willing to take on significant responsibility, have a strong commitment to client service and be diligent, proactive and team-oriented. Candidates must be admitted to or eligible for admission in the relevant jurisdiction. Fluency in Spanish is a plus, but not required.For consideration, please submit your resume and official transcript(s).*Submissions from search firms will only be accepted through our web portal for third-party submissions; for access, contact Samira Jacobson.The expected pay range for this position is:$260,000 - 365,000 per yearActual pay will be adjusted based on experience, location, and other job-related factors permitted by law. Full time employees may be eligible for a discretionary bonus, health insurance with an optional HSA, short term disability, long term disability, dental insurance, vision care, life insurance, Healthcare and Dependent Care Flexible Spending Accounts, 401K, vacation, sick time, and an employee assistance program. Additional voluntary programs include: voluntary accident insurance, voluntary life, voluntary disability, voluntary critical illness and cancer insurance and pet insurance. Commuter and Transit programs may also be available in certain markets.Pursuant to the Los Angeles County Fair Chance Ordinance for Employers and the California Fair Chance Act, we will consider qualified applicants with arrest or conviction records for employment. GT is an EEO employer with an inclusive workplace committed to merit-based consideration and review without regard to an individual’s race, sex, or other protected characteristics and to the principles of non-discrimination on any protected basis. SummaryLocation: Miami; Los Angeles; Atlanta; Washington, D.C.; Dallas; Chicago; San Diego; San Francisco; New York; PhoenixType: Full time
- Job Overview A law firm seeks a senior-level Financial Services Regulatory and Compliance Associate for its San Francisco, CA office. The candidate will engage with clients in the banking and fintech sectors globally, providing regulatory and compliance guidance. Duties...SeniorTemporary workWork at officeFlexible hours
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KKR Credit Advisors in San Francisco is looking for a Compliance Officer to ensure regulatory adherence across trading platforms. The role involves monitoring... ...position offers competitive salaries ranging from $130,000 to $200,000 depending on the level. #J-18808-Ljbffr StageSenior- KKR is seeking a Compliance Officer to be based in San Francisco. The successful candidate will have a role in compliance oversight, advising... .... Ideal candidates should have a minimum of 7 years of regulatory compliance experience in asset management, strong interpersonal...Senior
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...Job Description Job Description Senior Financial Regulatory & Compliance Associate Direct Counsel is representing a leading AmLaw 100 firm seeking a Senior Associate with 7+ years of financial services regulatory and compliance experience to join its Financial...SeniorFull time$100k - $155k
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...payments and financial platform for... ...across 27 offices around the globe... ..., and regulatory environments... ...Financial Crime Compliance, Regulatory... ...you'll doAs Senior Director, Enterprise... ...financial services, fintech,... ...executive-level response to... ...dependent upon multiple factors,...SeniorTemporary workLocal areaWorldwide- ...across our products, services and internal... ...highly motivated Senior Compliance Specialist to help... ...experience translating regulatory and framework... ...BCMS), including associated governance,... ...San Francisco with offices in Sunnyvale, Raleigh... ...’s disease, multiple sclerosis (MS) Neurodivergence...SeniorContract workFor contractorsFor subcontractorWork at office
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...opportunity for a Sr. Regulatory Affairs Specialist... ...programs. The Senior Specialist, Clinical... ...Department across multiple company-sponsored... ...functional team level and assist with clinical... ...rigor, regulatory compliance, and internal... ...Ljbffr International Executive Service CorpsSeniorLocal area$100k - $150k
...that has received multiple top “Places to Work... ...EisnerAmper is seeking a Senior to join our National Tax Office. We are seeking... ...with exceptional services. This individual will... ...or streamline compliance work, we're able spend... ...diverse as sophisticated financial institutions and...SeniorFull timeWork at officeLocal area$105k
...Job Category: Compliance / Risk / Quality... ...Assurance Job Level: Individual... ...throughout the PG&E service territory (Oakland... ...of being in the office 3x/week. The Senior Compliance and... ...will be based on multiple factors,... ...Knowledge of regulatory policy and compliance...SeniorWork at officeFlexible hours$105k
...Job Category: Compliance / Risk / Quality... ...Job Level: Individual Contributor... ..., electric regulatory compliance and... ...program planning, financial budgeting, and... ...a week in office) Work Location... ...within service territory, with... ...will be based on multiple factors, including...SeniorWork at officeFlexible hours3 days per week- ...is a full-service housing management... ...highest levels of... ...Regional Compliance Director,... ...compliance with regulatory agreements... ..., senior staff, owners... ...regional office. Track EIV... ...Management of Financial Resources... ...coordination of multiple task and... ...associated with this...Work at officeLocal areaRemote workFlexible hours
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...toil and deliver a self-service mortgage experience.... ...seeking a licensed loan officer assistant to join our... ...and adherence to all regulatory requirements Operate... ...loans originate in full compliance with federal and state... ...outcomes at all levels of an organization Intellectually...- ...unified payments and financial platform for global businesses... ...in tech across 26 offices around the globe.... ...working closely with multiple department leaders... ...both a local and global level. This role is... ...Reduce risk and ensure regulatory compliance by maintaining knowledge...SeniorLocal areaWorldwide
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...the heart of it all.Ready to level-up your career at the company... ...As a Customer Success Manager, Senior Manager (CSM Senior Manager),... ...Signature Success catalog of services as required for your customer.... ...initiatives.Note: This role is office-flexible, with the expectation...SeniorFull timeWork experience placementWork at officeFlexible hoursWeekend work3 days per week- ...seeking a detail-oriented Regulatory Associate to join our Regulatory Affairs... ...documents, ensuring compliance with all regulatory standards... ...teams. ~ Ability to manage multiple tasks and prioritize effectively... ...~ Proficiency in Microsoft Office Suite (Word, Excel,...Contract workWork at office
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...Job Category: Compliance / Risk / Quality Assurance Job Level: Individual Contributor... ...Case Management Office (CMO) is part of the... ...responses to regulatory agencies. This position... ...reports to the Senior Manager of the CMO... ...and approvals from multiple functional areas and...Work at officeRemote workFlexible hours- ...San Francisco is seeking a Control Room Senior Associate within the Compliance, Conduct and Operational Risk organization... ...Key duties include partnering with front-office and risk functions, reviewing publications for regulatory compliance, and delivering training on Control...Senior
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...projects. You'll be staffed on multiple engagements at one time,... ...of being in the office 50% of the time when you're... ...business operating modelsUtilizes financial statements and metrics to understand... ...is for Consultant and Senior Consultant level roles. Starting salary is...SeniorFull timeWork at office$51.78 per hour
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