Regulatory Counsel VP
IDEX Consulting
About Us: A leading firm in the insurance brokerage and Managing General Agent (MGA) sector, recognized for their dedication to regulatory compliance and exceptional service.Job Description: We are seeking a skilled and meticulous VP / Regulatory Counsel to join our team in New York City. This role is crucial to the regulatory compliance efforts, especially within the insurance brokerage and MGA domains. You will offer expert legal guidance to ensure our operations comply with all regulatory requirements.Key Responsibilities:Advise on regulatory compliance matters related to insurance brokerage and MGA activities.Monitor and interpret federal, state, and local regulations impacting the insurance industry.Develop and implement compliance policies and procedures.Conduct compliance training for employees and stakeholders.Perform due diligence and risk assessments for MGA transactions.Collaborate with cross-functional teams to address compliance issues.Represent the company in regulatory examinations and audits.Qualifications:Admission to the New York State Bar.Experience in regulatory compliance within the insurance industry.Expertise in insurance brokerage and MGA regulations.Strong analytical, research, and problem-solving skills.Excellent communication and interpersonal abilities.Ability to work independently and manage multiple priorities.Visit the IDEX Consulting Ltd website for further opportunities. Please note that the information supplied may be retained for up to 10 years for use in connection with future vacancies. For full information on how we use your data, please visit the IDEX Consulting website and view our Privacy Policy.Our Diversity, Equity and Inclusion Mission At IDEX, we strive for an inclusion-first company culture where everyone is treated fairly and can bring their authentic selves to work. We recognise and acknowledge that diverse representation at every level of our business requires continuous and measurable effort. We are committed to driving conscious inclusion across our business and creating equitable pathways.Discipline(s): Risk & Compliance, Financial ServicesJob type: Permanent
- ...Master Confirmation Agreements, custody agreements, total return swaps, etc.Stay abreast of and advise on relevant regulations and regulatory frameworkWork closely with other members of the legal team on ad-hoc projectsWork closely with and aid in the management of...Regulatory
- ...strategies to mitigate them.Stay updated on industry trends and regulatory changes impacting structured investments.Support legal... ...applicants.The Successful ApplicantA successful VP, Structured Investments Counsel should have:A Juris Doctor (JD) degree from an accredited...RegulatoryWork at officeLocal area
- ...Trusted advisor to our Travel and Accident & Health business units, partnering closely with leadership to guide product development, regulatory strategy, commercial distribution, marketing, and claims; Key role in enabling Arch’s travel protection plans, travel medical...RegulatoryFull timeTemporary workWork at office
- ...in-houseAbout Our ClientInvestment bank.Job DescriptionThe VP, Legal Counsel will be responsible for:Provide legal support to business units... ...Fixed Income business lines concerning transactional and regulatory matters, as well as other general legal mattersAnalyze merger...RegulatoryWork at office
$195k - $255k
VP, Senior Legal Counsel - Global Transaction BankingCountry: United States of AmericaIt Starts Here:Santander is a global leader and innovator... ...and business lines on complex issues, including regulatory requirements and legal risks.Partner with Risk, Compliance...RegulatoryHourly payFull timeContract workWork experience placementShift work$250k - $360k
...senior executive to join our Legal team as VP, Legal - Consumer Financial Services (CFS... ...lead a team of experienced product and regulatory lawyers supporting PayPal’s Consumer Financial... ..., and Venmo, providing executive-level counsel on business strategy, product development...RegulatoryFull timeFixed term contractWork at officeLocal areaImmediate startFlexible hours$220k - $270k
...****@*****.*** Vice President, Travel A&H Counsel Our client, a leading global P&C insurance carrier, is seeking... ..., and executive leadership to provide practical legal and regulatory advice across a specialized insurance portfolio.This is an excellent...RegulatoryPart timeWork at office3 days per week$250k - $360k
...senior executive to join our Legal team as VP, Legal – Consumer Financial Services (CFS... ...lead a team of experienced product and regulatory lawyers supporting PayPal’s Consumer Financial... ..., and Venmo, providing executive-level counsel on business strategy, product development...RegulatoryPart timeFixed term contractWork at officeImmediate start$200.63k - $271.45k
...relationships with both internal and external stakeholders. The legal counsel will play a critical role in enabling Arch’s investments to... ..., entity management, governance, contract review, and regulatory analysisAdvisory Support: Provide guidance to investment teams...RegulatoryFull timeContract workTemporary work$211.28k - $316.92k
...Legal, ProfessionalCompany: CitiCiti is looking for a Senior Counsel, Cybersecurity Legal to join a high-impact global team at the... ...directly shaping how Citi navigates a rapidly evolving legal and regulatory landscape. This is a critical role with global scope,...RegulatoryFull timeWork at officeRemote work2 days per week$250k - $300k
...of 75+ attorneys and legal professionals. The Vice President, Counsel position will be based in New York and will be responsible for... ...Responsibilities will include advising on a broad range of legal and regulatory matters relating to the business, as well as maintaining and...RegulatoryFull timeTemporary workWork experience placementFlexible hoursShift work- We’re seeking a future team member for the role of Senior Vice President, Digital Assets - Policy, Regulatory & Supervisory to join our Legal & Government Affairs function. This role is located in New York, NY.In this role, you’ll make an impact in the following ways:Lead...RegulatoryWorldwideFlexible hours
- ...Vice President, Legal Counsel About the Company Investment bank. Industry Financial... ...the Role The Company is seeking a VP, Legal Counsel to join their team. The... ...handling a wide range of transactional and regulatory matters, as well as general legal issues....Regulatory
$200k - $350k
...space, is seeking a Senior National Commercial Title Underwriting Counsel to join its team. This role offers the opportunity to work on... ...assess risk and ensure compliance with company policies and regulatory requirements.Provide guidance to internal teams on commercial...Regulatory- ...The OpportunityThis is an outstanding opportunity for a Legal Counsel with 2 to 5 years' post-qualified experience to step into a broad... ...as a trusted legal advisor, delivering sharp commercial and regulatory legal advice in a fast-paced, entrepreneurial environment.Key...RegulatoryWork at officeWork from homeFlexible hours
- Asset manager seeking private funds counsel for growing legal teamHybrid working environment with 4 days in NYC or Greenwich, CT. officeAbout... ...on representing private funds on legal, compliance and regulatory issues, mainly: capital raising, marketing, investor relations...Regulatory
- ...industry. This demands specific expertise and close attention to regulatory compliance. This is a highly collaborative, on-site role and... ...to identify issues of first impression, and the confidence to counsel a fast-moving business.- Interpret federal and state money...RegulatoryWork at office
- ...investment product distribution throughout Latin America and key international markets. The successful candidate will provide legal and regulatory guidance on the cross-border marketing and distribution of investment products across U.S. and Latin American jurisdictions, with...Regulatory
- ...a Senior Anti-Bribery and Anti-Corruption ("ABAC") Compliance Counsel to join our Global Legal Compliance team. We are seeking an experienced... ...resource during government enforcement defense matters or regulatory inquiries in the ABAC space.- Support ad hoc projects as...Regulatory
- ...functional stakeholders on compliance requirements, manage external counsel, coordinate across multiple legal specialties, and translate... ...holistic risk assessment for immigration-related matters.- Regulatory Monitoring & Advisory. Monitor and interpret changes in U.S....RegulatoryPermanent employmentH1bWork at office
- ...TimeNew York, NYPosted 3 days agoSenior Counsel - PE-backed Insurance Platform (NYC)Our client... ...key legal advisor across transactional, regulatory, corporate governance, and compliance... ...additional information contact:Peter French VP & Executive Recruiter, Legal Practice...Regulatory
$104.5k - $325k
...(PBM, Payer, and GPO agreements), wholesaler contracts, and discount and rebate agreements.Act as a legal advisor to marketing, regulatory, and medical teams to ensure advertising and promotional content complies with statutory and regulatory requirements, offering practical...RegulatoryFull timeContract workFlexible hours$175k - $200k
...headquarters.Job DescriptionVaried responsibilities in this role as Legal Counsel include:Draft, review, and negotiate a variety of commercial contracts and agreements.Provide legal advice and support on regulatory compliance and risk management.Identify and mitigate potential...RegulatoryContract workPrivate practiceWork at officeLocal areaFlexible hours3 days per week- ...OF COUNSEL ATTORNEY - PROJECTS & ENERGY FINANCEMultiple Locations Available – full list at the bottom of this description.HYBRIDA top... ...with multidisciplinary teams (e.g., tax, environmental, regulatory) to structure and close complex deals.Stay current with evolving...RegulatoryWork at office
- ...support ongoing structured note programsManage global outside counsel to assess execution risk and closing probability for acquisition... ...drafting and negotiating skillsStrong understanding of regulatory laws and compliance matters relating to sales and trading businessesTeam...RegulatoryBank staff
$182.9k - $236.6k
...Summary:ESPN is seeking a seasoned attorney for the role of Senior Counsel. This position will report to the Lead Counsel and will assist... ...of federal, state, and local laws and of legislative and regulatory developments, analyzes how these might impact ESPN, and conceives...RegulatoryContract workLocal areaFlexible hours$204k - $317k
...growing! We are seeking a proactive, business-minded Senior Product Counsel to join our team. In this role, you will act as a primary... ...with cross-functional Legal teams (Commercial, IP, Regulatory) to ensure cohesive strategy and supportAdvise on legal issues...RegulatoryMinimum wageFull timeLocal areaRemote workFlexible hours$180k - $230k
...meet you.About the RoleWe're looking for a Product & Privacy Counsel to join our growing Legal team. In this role, you'll serve as... ...development lifecycle. You'll advise on privacy, data governance, AI, regulatory compliance, and product marketing as ShopMy scales globally....RegulatoryContract workWork experience placementWork at officeImmediate startFlexible hours- ...started.The Role We are seeking a talented and commercially minded counsel to join our Commercial Legal team in New York. This is a high-... ...to support the team's scalability and consistency.Advise on regulatory and compliance considerations relevant to payments and...RegulatoryContract workPrivate practiceWork at office3 days per week
$160k - $212k
...Team (part of the wider AML Compliance Team) is looking for a FEC Counsel with solid experience in Financial Economic Crime (FEC) matters. The FEC Governance Team is tasked with keeping track of regulatory developments, digesting and translating them into actionable...RegulatoryFull timeRelocation
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