Chief Compliance Officer
Virtual Vocations Inc
To support the growth of a leading financial institution, the full-time Chief Compliance Officer will manage compliance programs, serve as the BSA Officer, and oversee regulatory relationships while working remotely or from the NYC or Columbus, OH offices. Key responsibilities Lead and develop the compliance team, establishing operational standards and training programs Own the BSA/AML and sanctions programs, ensuring comprehensive policy management and compliance monitoring Manage regulatory exams and audits, maintaining relationships with regulators and ensuring compliance in new product launches Required qualifications Extensive experience in building and managing compliance programs at regulated financial institutions Proven track record of handling regulatory exams and fostering relationships with regulators and bank partners Direct experience with OCC processes and charter application is highly desirable Strong leadership skills with a focus on team development and management Strategic mindset with the ability to proactively identify and mitigate regulatory risks
$140k - $180k
...Chief Compliance Officer Summary of Superior Planning: Superior Planning offers a full-service Wealth Management and Family Office group that provides highly tailored services for clients with complex financial matters. We go beyond traditional financial planning...SuggestedFull timeContract workWork at office- ...Our client, a wealth management firm in Hunt Valley, MD, is currently seeking a Chief Compliance Officer to join their growing team. The incumbent will report to the Chief operating Officer and will be responsible for developing and owning the firm's compliance program...SuggestedFull time
- ...A regulated financial institution is seeking an experienced Chief Compliance Officer to lead its enterprise compliance function. This senior leadership role will establish the overall direction of the compliance program and ensure the organization effectively identifies...SuggestedFull time
- ...Chief Compliance Officer A SEC-registered investment advisory firm is seeking a Chief Compliance Officer to lead its compliance program and serve as a key advisor to senior leadership. Responsibilities: Own the firm's compliance program and policies. Lead...SuggestedFull time
- ...with US Work Authorization will be considered. Position Overview Bradesco Bank is seeking an experienced and strategic Chief Compliance Officer (CCO) to lead the Enterprise Compliance function across Bradesco Bank, Bradesco Investments, and Bradesco Global Advisors...SuggestedFull timeLocal area
- ...as they explore this asset class as part of their portfolio allocation.Position Summary:Grayscale Investments is seeking a Chief Compliance Officer to lead and own the compliance program across its Registered Investment Adviser, Broker-Dealer, registered fund complex,...Work experience placement
$176.97k - $303.37k
...remote work and will work in the Bethesda, MDoffice four days per week. Responsibilities Reporting to the Chief Risk Officer, the Chief Compliance Officer is a senior leadership position responsible for leading EagleBank's (the "Bank") enterprise-wide compliance...Full timeWork at officeRemote workFlexible hours- ...Purpose:As a key senior leader of a growing and innovative financial institution, the Chief Compliance Officer (CCO) oversees all regulatory compliance and ethics functions for Five Star Bank and its investment affiliate, Courier Capital. The CCO is responsible for maintaining...Temporary workInterim role
$170.26k - $200.3k
...what you excel at—all from Day One.Job DescriptionThis position within the Governance and Control team will serve as the Chief Compliance Officer (CCO) for one of our multiple series trusts (MST) containing mutual funds and exchange traded funds. This position is responsible...Full timeWork at officeLocal areaRemote workFlexible hours3 days per week- Futures trading platform located in Chicago looking to bring on a new “Chief Compliance Officer” to join their team. This role is in a hybrid schedule (3 days per week).Responsibilities:• Monitoring and interpreting regulatory requirements from relevant authorities such...3 days per week
- UAB Medicine is seeking a transformational Chief Compliance Officer (CCO) to build and lead a truly integrated, enterprise-wide compliance function within one of the nation’s largest and most complex academic health systems. This is a rare opportunity to shape the compliance...
- Job Title:Chief Compliance OfficerLocation:CityScapeWhat you'll do:As the Chief Compliance Officer (CCO) you'll oversee and manage the regulatory compliance framework of Western Alliance Bank and all affiliated entities. This role ensures that the bank adheres to all applicable...Full time
- The OpportunityIf you have significant experience leading compliance programs within a regulated environment and are looking for... ...to hear from you.Zurich Canada is currently looking for a Chief Compliance Officer to lead the Canadian Compliance function and help the...Work at officeLocal area3 days per week
- ..., in all 50 states. About the Role OpenLoop builds the platform behind virtual care and modern care delivery. As Chief Compliance Officer (CCO) , you will define and own our enterprise compliance strategy and operating model. You'll design and scale a risk-based...Fixed term contractRemote workFlexible hours
$200k - $300k
...Chief Compliance Officer At River we are building the world's most trusted financial institution to empower people to take ownership of their financial lives through Bitcoin, the world's only incorruptible digital money. We believe in a future where every person will...Full timeWork at officeRemote work- ...New England Fund Chief Compliance Officer Develop/review/update compliance policies and procedures for the Funds, ensuring that they meet the requirements of Rule 38a-1 under the Investment Company Act of 1940 and comport with industry best practices; Conduct periodic...
- ...Strategic, Hands-On Chief Compliance Officer Compound Planning is a high-growth digital family office with over $4B in AUM added since 2022. We serve entrepreneurs, professionals, and retirees through a powerful combination of personalized financial advisory and a...Work at officeRemote workShift work
- ...Department : Compliance Salary : Commensurate with Experience/Education The Chief Compliance Officer oversees the University of Houston System's ("UHS") compliance programs, helping ensure the institution is following federal and state regulations. Directs the...Temporary workWork at office
- ...My client, a rapidly expanding hedge fund, is looking to hire a Chief Compliance Officer into it's New York office. They are capitalising on consecutive years of stellar performance and expanding their presence in the US, having already built out their operations in...Full timeWork at office
- ...To establish Infra One's US operating platform, the remote Chief Compliance Officer (CCO) will architect the regulatory operating system, managing SEC registration, compliance monitoring, and multi-fund governance while directly influencing strategic decisions related...Remote work
- ...Title: Chief Compliance Officer (CCO) Employee Classification: Chief Compliance Officer (CCO) Campus: University of North Texas - Dallas Division: DAL-Office of the President SubDivision-Department: DAL-Office of the President Department: DAL-Compliance Office...Work at office
- ...excellence—delivering measurable results while maintaining the highest ethical standards.The RoleWe're seeking an experienced Chief Compliance Officer to lead all regulatory compliance, risk management, and governance for Summr Capital Management. Reporting to the founding...Full timeRemote workVisa sponsorship
$185k
...application due to a disability, contact this employer to ask for an accommodation or an alternative application process. Chief Compliance Officer Contractor - 1099 Senior Management San Juan Capistrano, CA, US 30+ days ago Requisition ID: 1254 Salary: $185,000...Contract workFor contractors$150k - $180k
**through the Internal Jobs Hub.**# **Title:**Chief Compliance Officer# **Department:**General Counsel & Legal Affairs# **Reports To:**Senior Vice President of Legal Affairs, General Counsel, and Secretary of the Board# **Position Summary:**The Chief Compliance Officer...Full timeTemporary workWork experience placementWork at officeLocal area- ...is rooted in a foundation of improving the health of our communities. About the Role: Job Summary The Chief Compliance Officer reports directly to NGHS CEO and is responsible for overseeing the operations of NGHS Ethics, Privacy, and Internal Audit...Flexible hoursShift work
- ...Chief Compliance Officer Position Title: Chief Compliance Officer Reporting To: CEO Location: Dallas, Texas (in-person strongly preferred) Company: TDP Confidential Portfolio Company Private Equity Firm Overview Tyree & D'Angelo Partners ("TDP") is a...
$270k - $300k
...Chief Compliance Officer eToro is the trading and investing platform that empowers users to invest, share, and learn. We were founded in 2007 with the vision of a world where everyone can trade and invest simply and transparently. We have created an investment platform...$195k - $255k
...promoting a socially responsible and sustainable future through initiatives and investment. SUMMARY OF THE JOB: The Chief Compliance Officer (CCO) is responsible for the strategic leadership, administration, and effectiveness of the Bank's enterprise-wide Compliance...Work at office- ...Chief Compliance Officer Tampa General Hospital Tampa General Hospital is seeking a transformational Chief Compliance Officer to lead and unify compliance, privacy, and research compliance across one of the nation's fastest-growing academic health systems. This...
- .... We offer a culture of integrity, service, and respect for the dignity of every individual. All employees, including the Chief Compliance Officer (CCO), are expected to model and promote the organization's mission and values in every aspect of their work. Position...Contract workWork at office
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