Compliance Associate - Investment Management & AML/KYC
Nextera Search
Nextera Search is seeking a Compliance Associate for an Investment Management Firm in New York. You will support the administration and ongoing development of the firm's compliance program and maintain policies, procedures, and monitoring processes. You will assist with regulatory reporting, reviews, and testing, support AML/KYC and other investor and counterparty compliance requirements, and collaborate with internal teams and external service providers to enhance controls and technology. #J-18808-Ljbffr Nextera Search
- ...An Investment Management Firm is seeking an experienced professional to join their team as a Compliance Associate. Responsibilities: Support the administration and ongoing development... ...reviews, and compliance testing Support AML/KYC and other investor and counterparty...SuggestedWork at office
$119k - $218.3k
...practice combines risk management, advanced regulatory... ...regulatory, operational, BSA/AML, cyber, and financial... ...-date perspectives on compliance obligations and... ...lifecycle events, and associated process flows.Deep understanding... ...as through our own investments, commitments, and...SuggestedWork at office- ...Alternative Asset Management clients currently seeking to add an Associate to their growing global Compliance Team. Ideal candidate... ...Manage all inbound KYC requests from firms... ...and approve firm’s AML compliance policies... ...Ethics Preparing investment related presentations...Suggested
$100k - $145k
...A full-service investment bank and asset management firm focusing on technology and healthcare growth, is currently looking to hire a Compliance Associate with 1 - 5 years of compliance experience within... ...Global Compliance Associate – AML & Sanctions New York City Metropolitan...SuggestedFull timeCurrently hiringRemote workFlexible hours- ...Job Title : Senior Compliance Officer Location : Hybrid/New... ...innovative human capital management solutions tailored to meet the... ...Oversee client onboarding and AML/KYC processes, including due... ...mentorship to the Compliance Associate. Manage and develop junior...SuggestedFull timeLocal area
- ...Securities Group is seeking a Compliance Officer to oversee the administration... ...and Anti-Money Laundering (AML) programs. The role involves... ..., regulatory reporting, and managing staff compliance training. The... ...compliance and AML regulations, KYC reviews, and knowledge of...
$85k - $100k
Job Overview - Compliance Associate (Investment Management): Compensation: $85,000 - $100,000/year + bonus Location: New York, NY Schedule: Monday to Friday (Hybrid) Atlantic Group is hiring a Compliance Associate (Investment Management) in New York, NY for our client,...Work at officeMonday to Friday- ...seeks an International Trade Analyst to conduct KYC counterparty due diligence, sanctions screening, and AML risk reviews. The role includes supporting DCSA facility... ...’s degree in a related field and experience with compliance software. A U.S. #J-18808-Ljbffr Crowell &...
$100k - $130k
...onboarding process of new FCM accounts at StoneX by conducting comprehensive reviews of client account applications and ensuring compliance with KYC documentation. The ideal candidate will have at least 3 years of FCM account onboarding experience and a detailed...- Rain seeks a hands-on Compliance Analyst focused on KYC and KYB onboarding operations. You will review applications, make risk decisions and work directly with partners to move onboarding forward without compromising compliance quality. You will own your queue end to end...
$100k - $115k
...William Blair is seeking to add a Compliance Analyst to its William Blair Investment Management (WBIM) dedicated compliance team... ..., due diligence questionnaires, AML requests and requests for... ...Ethics questions and resolving associated exceptions. Participate in other...Temporary workWork at office- ...Frec Markets, Inc. is seeking a second Chief Compliance Officer to join a fast-growing fintech, scaling regulatory programs for its broker... ..., risk-aware culture. You'll design and run supervision, KYC/AML, disclosures, and filings, partner with Operations, Legal, Product...Remote job
$160k - $180k
Department: ComplianceDivision: Risk & Compliance DivisionTitle: Senior Compliance Manager and Privacy Officer Job SummaryProvide advice and guidance to the Chief... ..., and business lines regarding compliance with non-AML/BSA laws and regulations with a focus on privacy and...Local area$42k - $90k
...A global banking institution in New York seeks a Compliance Officer to manage BSA/AML activities and ensure compliance with regulations. Candidates should possess a Bachelor's degree in a relevant field and have at least one year of experience in BSA/AML/OFAC compliance...- ...looking for a sharp, motivated Compliance Analyst to join our Compliance... ...monitoring alerts and KYC/KYB onboarding applications end... ...experience in a compliance, KYC, AML Investigations or onboarding role... ...-volume environment where you manage multiple applications simultaneously...Work at officeWork from homeFlexible hours
- ...Support the compliance program that keeps digital-asset activity inside the regulated perimeter: KYC/AML, sanctions, the Travel Rule, and examiner-ready evidence. Works with the Head of Compliance. What you'll do Support CIP, KYC/KYB, and CDD workflows. Help operate sanctions...
- ...Compliance Analyst This role is located in New York City and will require a hybrid work... ..., 2012. We are one of the largest asset managers in Asia and number one among Japanese financial... ...years of related experience in the AML KYC Space or Transaction Monitoring alert...Temporary workWork at officeWork from homeFlexible hours2 days per week
$40 per hour
...Demand (LOD) is seeking a Compliance Associate to support one of our... ...Officer (CCO) with managing the U.S. broker-dealer (BD) and registered investment adviser (RIA) compliance... ...mock exams/audits, AML, and 3120 annual reviews... ...qualification and AML/KYC verifications for...Hourly payContract workTemporary workWork at officeRemote workMonday to FridayFlexible hoursShift work$135k - $160k
...opportunity within New York Life’s Compliance department. The AML Compliance Officer will serve as a key... ...products, retail broker-dealer and investment advisory services through NYLIFE Securities... ...U.S. and international asset management businesses. We are a collaborative team...Local areaImmediate start3 days per week$92.11k - $156.88k
...intelligently personalized investment portfolios. RBC Rochdale provides... ...research, portfolio management, macroeconomic outlook and strategic... ...Bank. REGULATORY ASSOCIATE INVESTMENT MANAGEMENT WHAT... ...also facilitate reviews by compliance, internal audit and external...Remote work- A top-tier investment management firm is looking for a full-time Compliance Analyst in New York City. The ideal candidate will have a Bachelor's Degree and 1-3 years of experience in compliance, including experience within an Investment or Asset Manager. Key responsibilities...Full time
- ...client in the finance industry is seeking an AML Compliance Analyst to join their team. As an AML... ...customers to ensure compliance with AML/KYC regulatory requirements. Perform in-... ...by sourcing, assessing, developing, and managing the talent that enables them to win. We...Work at officeRemote work
- Indigo Beam, LLC is seeking a consultant with a strong infrastructure background to assist with software license and subscription management. This role involves creating visibility into software assets while identifying optimization opportunities. The consultant will...
$280k - $350k
...opportunity to support the International Risk & Compliance Director of an international law firm (... ...and procedures to respond to and manage those risks, and be committed to developing... ...information barriers.Coordinate with the AML & Sanctions Manager to implement the Firm...Permanent employmentFull timeWork at officeLocal areaMonday to Friday$163k - $204k
Position Summary: AIG’s Investments group is responsible for managing the investment assets of AIG, including affiliated insurance companies, through internal and external managers. The Investments Compliance team provides compliance and regulatory support to AIG’s Investments...Full timeWork at office$95k - $130k
Flow Traders is looking for a Compliance Officer to join our Compliance team in New... ...central role in the Know Your Customer (“KYC”) / Anti-Money Laundering (“AML”) program as well as the firm's... ...proposalsMotivated self-starter who can manage competing priorities and thrive in a...Local area$175k
Reference: 13578Senior Compliance Officer, Investec... ...international bank and wealth manager built on a culture of... ...client onboarding and AML/KYC processes, including... ...to the Compliance Associate, fostering strong performance... ..., we're deeply invested in our clients, our colleagues...Full timeWork at officeRemote work- ...fire.About the rolePolymarket is hiring an AML Compliance Officer to oversee and implement our... ...retention of AML-related recordsManage the KYC process and enhanced due diligence for... ...interact effectively with regulators, senior management, and operational...Contract work
$100k - $200k
...client is a private equity firm. They seek a Compliance Officer to join their Manhattan, NY... ...regulatory and internal requirementsAssist with AML/KYC reviews, investor diligence requests,... ..., expert network reviews, and co-investment processesRequirementsBachelor’s degree required...Work at office$132.8k - $151.6k
Anti-Money Laundering - Compliance Advisor Manager The Anti-Money Laundering (AML) Fraud Compliance Advisor Manager performs a key risk management role (second... ..., Certified Regulatory Compliance Manager (CRCM), Association of Certified Financial Crime Specialists (CFCS),...Full timePart timeLocal area
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