Vice President, Capital Management Oversight & Regulatory Capital Risk

Vice President, Capital Management Oversight & Regulatory Capital Risk

About the Company

Leading investment bank providing capital markets & advisory services in the Americas

Industry
Investment Banking

Type
Privately Held

Employees
5001-10,000

Specialties

• asset securitization
• capital markets & investment banking
• equity research
• sales & trading
• and mergers & acquisitions

About the Role

The Company is seeking a Vice President to provide independent, second-line oversight of capital adequacy, capital management strategies, and regulatory capital compliance. Responsibilities include reviewing capital ratios, risk-weighted assets, leverage measures, buffers, stress-testing methodologies, and internal capital limits. The role also involves preparing analyses and reports for senior leaders and risk committees, challenging capital-related decisions, escalating issues, and supporting regulatory engagement. The Vice President will strengthen oversight processes, promote efficiency, and coordinate with Treasury, Finance, Risk, business partners, and global colleagues while maintaining independent risk judgment. Candidates should have at least five years of first- or second-line experience in capital management or regulatory capital at a large U.S. bank or foreign banking organization. Strong knowledge of regulatory capital requirements, capital adequacy, and stress testing is required, along with analytical ability and clear communication skills. The role calls for sound judgment, confidence in providing independent challenge, and the ability to build effective cross-functional relationships. Applicants should also be able to support senior-level reporting, process documentation, and continuous improvement of risk oversight.

Functions

• Finance