Vice President, Fixed Income Trade Surveillance
TD Bank
TD Bank in New York is seeking a Vice President of Compliance for Trade Surveillance in Fixed Income. You will oversee a team of specialists, advise on regulatory requirements, and support business units in managing regulatory risk across Fixed Income, Commodities, Options and Futures. You will build relationships with front office, technology, and operations; prepare summaries and reports for management, regulators, and internal stakeholders; and stay current on evolving regulations affecting #J-18808-Ljbffr TD Bank
Vacancy posted 5 days ago
Similar jobs that could be interesting for youBased on the Vice President, Fixed Income Trade Surveillance in New York, NY vacancy
$140k - $180k
...Preferred Qualifications:The TD Securities US Compliance team is looking for a Vice President candidate to join the trade surveillance team, specializing in and possessing broad knowledge in Fixed Income, Commodities, Options and Futures products.The VP Compliance role...SurveillanceFull timeLocal areaWork from homeFlexible hours$140k - $180k
## VP Compliance - Trade Surveillance, Fixed IncomeApplyremote type: On Sitelocations: New York, New... ...US Compliance team is looking for a Vice President candidate to join the trade surveillance... ...possessing broad knowledge in Fixed Income, Commodities, Options and Futures...SurveillanceWork experience placementLocal areaWork from homeFlexible hours$225k - $250k
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...Operations is seeking a proactive Liquidity and Fixed Income Transaction Management leader to join... ..., and timely issue resolution across trade capture, confirmations, settlement,... ...markets across multiple products.As Vice President of Liquidity and Fixed Income Trade Support...SuggestedTemporary workWork at office$176.72k - $265.08k
..., Applications Development, ProfessionalCompany: CitiJoin Citi's Fixed Income Algo Technology team in North America and play a pivotal role in advancing our internal market-making and algorithmic trading capabilities for the Spread Product algo trading business. This is...SuggestedFull timeFlexible hours$225k - $250k
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...is an important part of our culture.The Fixed Income Division is comprised of Interest Rate... ...Division assess and actively manage risk, trade securities, and structure as well as... ...Trading Desk is looking for an Associate or Vice President level Trader. The xVA business is...Temporary workWorldwide$120k - $205k
...seeking someone to join our team as a Vice President in Global Compliance to support the Compliance... ...compliance coverage to the Equity and Fixed Income Research business and occasional... ....Perform the monitoring, testing and surveillance of Research-related regulatory...SurveillanceTemporary work$220k - $250k
Title: Vice President, Portfolio Manager - Fixed Income Company: Everest Global Services, Inc. Job Category: Finance Job Description About... ...income and/or return‑enhancing rotation trades; market and portfolio surveillance; maintaining a credit watchlist; benchmark construction...SurveillanceFull timeWork at officeRemote work$130k
...offering real-time advice and guidance to the trading and sales teams, ensuring the firm's... ...demands a deep understanding of fixed-income regulations and the ability to navigate... ...products.Experience with fixed-income trade surveillance and regulatory initiatives.Working...SurveillanceTemporary workWork at officeImmediate start- ...Vice President, Compliance Officer, Fixed Income Sales and Trading About the Company Acclaimed investment bank Industry Investment Banking Type Privately Held About the Role The Company is seeking a Vice President, Compliance Officer with a focus...
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...regions and building meaningful relationships with your clients. Fixed Income & Liquidity Solutions OverviewFixed Income and Liquidity... ...bring a deep background in Agency MBS. Experience analyzing, trading and taking risk in Agency MBS is a pre-requisite. Experience across...Full timeTemporary workPart time$225k - $250k
...is an important part of our culture.The Fixed Income Division is comprised of Interest Rate... ...Division assess and actively manage risk, trade securities, and structure as well as... ...will be between $225,000 - $250,000 for Vice President, at the commencement of employment....Temporary workWorldwide$160k - $250k
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New York, NY1 day ago$160k - $250k
...culture. Department Profile The Fixed Income Division is comprised of Interest Rate... ...Division assess and actively manage risk, trade securities, and structure as well as... ...Stanley is seeking an Executive Director or Vice President in New York to work on the counterparty...Full timeTemporary workWorldwideMorgan Stanley
New York, NYmore than 2 months ago$100k - $150k
...of our culture.Department Profile:The Fixed Income Division (“FID”) sits within the Institutional... ...FID assess and actively manage risk, trade securities, and structure as well as... ...are open to hiring at the Associate or Vice President levels, based on relevant experience....Contract workTemporary workWorldwide$68k - $209.4k
...of BNY.We’re seeking a future team member for the role of Vice President, Fixed Income Investment Strategist to join the BNY Investments Distribution... ...against peer offerings—articulating relative strengths, trade-offs, and use cases across categories, share classes, and...Temporary workWorldwideFlexible hours$120k - $205k
...someone to join Global Compliance as a Vice President who will provide advisory compliance support... ...for the Securitized Products Sales & Trading, Origination and Lending and the Rates... ...and jurisdictions of operation. Fixed Income Compliance The Fixed Income Division...Full timeTemporary work$150k - $200k
...part of our culture.Department ProfileThe Fixed Income Division is comprised of Interest Rate... ...assess and actively manages risk, trade securities, and structure as well as execute... ...at the commencement of employment for Vice President. However, base pay if hired will be...Full timeTemporary workWorldwide$145k - $175k
Product Control - Fixed Income Vice President Join to apply for the Product Control - Fixed Income Vice President role at Nomura Job description... ...and provide appropriate commentary on drivers Fielding Trading Desk queries Oversight and management of Front Office to...Work experience placementRelocation package$121.2k - $181.8k
...New York, United StatesSalary: $121,200.00 - $181,800.00Category: Technology, Applications DevelopmentCompany: CitiThe Global Fixed Income Trade Processing (FiTP) Team is seeking a Senior Programmer Analyst with a proven track record of designing and developing large,...Full time$175k - $190k
...experienced, motivated Securitized Products Trader to join our Fixed Income Desk. This role is for a trader that has an existing book of... ...joining Guggenheim. Reporting directly to the Head of Fixed Income Trading, the candidate will be responsible for trading on behalf of...Work at office$175k - $250k
...026-07-13Location: New York, New York, United StatesSalary: $175,000.00 - $250,000.00Category: Institutional Trading, ProfessionalCompany: CitiThe Fixed Income Finance Desk, part of the Market Treasury & Finance business in Markets, is responsible for client financing...Full time$150k - $200k
...US E-Swaps team builds advanced models and systems that power trading in USD interest rate swaps. As a quantitative strategist... ...0 per year for Associate and between $225,000 - $250,000 for Vice President at the commencement of employment. However, base pay if hired...Temporary work- Head of Fixed Income Middle Office, Markets Operations - Senior Vice President Location(s): Chiyoda, Tokyo, Japan Job Type: Hybrid Discover your future at Citi Working... ...of diverse financial products, supporting trading desks, and managing complex transactions across...Full timeWork at officeLocal areaWorldwide
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