Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Senior Associate - Guideline Oversight

$105k - $130k

LGBT Great

The Asset Management Guideline Oversight (AMGO) group is a critical part of Neuberger’s global Risk group. AMGO serves as an independent control group, ensuring that investment portfolios remain compliant with regulatory, prospectus, client, and internal guidelines. This role requires deep technical understanding of investment products across asset classes, including private markets. The NB Alternative business encompasses a range of strategies, including Private Equity (Primary, Secondary, and Co-Investments), Private Credit, Fund of Hedge funds, and other specialty alternatives. AMGO collaborates with NB Alternatives to oversee compliance and guideline monitoring across these private market strategies. Responsibilities: Oversee and monitor investment guidelines based on client or fund legal documents in collaboration with investment teams, legal and compliance, finance teams, and relevant NB Alternative support teams Conduct guideline oversight for each investment opportunity and perform post‑investment review on a quarterly basis, utilizing financial statements Maintain and enhance guideline oversight template for ongoing monitoring, working closely with investment teams, legal, and other stakeholders Collaborate across the firm on projects to ensure successful implementation of guideline compliance procedures and improve process efficiency Assist in analyzing, developing, and implementing policies and procedures to ensure compliance with global regulations Experience: Bachelor’s degree with strong academic credentials, and a minimum of 4‑5 years of relevant work experience Demonstrated experience in private markets, such as private equity, investment management, asset management, or management consulting Understanding of investment products across asset classes High level of accountability with a strong sense of ownership and high attention to detail Intellectually curious self‑starter with a strong aptitude for quantitative and qualitative analysis High degree of professionalism, integrity, and maturity Superior analytical, thinking, presentation and communication (Oral and written) skills Proficiency in Microsoft Office, PowerPoint, and other data systems A collaborative team player who can manage multiple priorities and perform complex analysis under tight deadlines LI-Hybrid

LI-MB1

Neuberger Berman is unable to offer visa sponsorship for this position. Applicants must be authorized to work in the United States without the need for current or future sponsorship. Compensation Details The salary range for this role is $105,000-$130,000. This is the lowest to highest salary we in good faith believe we would pay for this role at the time of this posting. We may ultimately pay more or less than the posted range, and the range may be modified in the future. This range is only applicable for jobs to be performed in the job posting location. An employee’s pay position within the salary range will be based on several factors including, but limited to, relevant education, qualifications, certifications, experience, skills, seniority, geographic location, business sector, performance, shift, travel requirements, sales or revenue‑based metrics, market benchmarking data, any collective bargaining agreements, and business or organizational needs. This job is also eligible for a discretionary bonus, which, along with base salary and retirement contributions, is part of our total comprehensive package. We offer a comprehensive package of benefits including paid time off, medical/dental/vision insurance, retirement, life insurance and other benefits to eligible employees. Note: No amount of pay is considered to be wages or compensation until such amount is earned, vested, and determinable. The amount and availability of any bonus, commission, production, or any other form of compensation that are allocable to a particular employee remains in the Company's sole discretion unless and until paid and may be modified at the Company’s sole discretion, consistent with the law. Neuberger is an equal opportunity employer. The Firm and its affiliates do not discriminate in employment because of race, creed, national origin, religion, age, color, sex, marital status, sexual orientation, gender identity, disability, citizenship status or protected veteran status, or any other characteristic protected by local, state, or federal laws, rules, or regulations. If you would like to contact us regarding the accessibility of our website or need assistance completing the application process, please contact View email address on click.appcast.io. Learn about the Applicant Privacy Notice. #J-18808-Ljbffr LGBT Great

Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the Senior Associate - Guideline Oversight in New York, NY vacancy
  • $105k - $130k

    Neuberger Berman in New York is looking for a professional in Asset Management Guideline Oversight. This role involves monitoring investment guidelines and conducting oversight on investment opportunities, ensuring compliance with internal and external regulations. The... 
    Senior

    Neuberger Berman

    New York, NY
    1 day ago
  • $130k - $150k

     ...Portfolio Managers, Legal, Compliance, Technology, and senior leadership. Beyond day-to-day oversight, you will drive strategic initiatives, enhance...  ...platformServe as a trusted advisor to interpret investment guidelines and regulatory requirements, translating them into... 
    Senior
    Full time
    Temporary work
    Work experience placement
    Flexible hours

    Ares Management

    New York, NY
    2 days ago
  • $150k - $235k

     ...Audax Strategic Capital. Audax Senior Debt is a highly successful...  ...POSITION DESCRIPTION: Senior Associate, Senior Debt opening, located...  ...requirements and investment guidelines. Manage rating agency credit...  ...Experience providing analytical oversight, including documenting and... 
    Senior

    Audaxgroup

    New York, NY
    2 days ago
  • $50.07k - $73.94k

    Overview The role of the Senior Associate, Planningis to be the day-to-day steward on media communication...  ...also be responsible for management, oversight and priority setting for respective...  ...be kept confidential according to EEO guidelines. #J-18808-Ljbffr Publicis Groupe... 
    Senior
    Flexible hours
    Shift work

    Publicis Groupe Holdings B.V

    New York, NY
    1 day ago
  • $100k - $143k

    Senior Associate, Morbidity Underwriting Risk & Quality Solutions Location Designation: Fully...  ...identifying trends, assessing adherence to guidelines, and driving improvements to...  ...modernization efforts. What You’ll Do Quality Oversight & Case Review Perform post‑decision... 
    Senior
    Remote work

    New York Life

    New York, NY
    3 days ago
  • $120k - $130k

    Position Summary Senior Operations Associate to join our Asset and Entity Servicing team. This role...  ...CLO model that incorporates testing guidelines and limits specified in indentures using...  ...annual basis. Perform general fund oversight and sign‑off on waterfall... 
    Senior
    Full time
    Work at office
    Visa sponsorship

    1211 Guggenheim Credit Services, LLC

    New York, NY
    4 days ago
  • $115k - $150k

     ...Francisco metro areas. About the Role Associate and Senior Associate positions report to Regional...  ...Management. Through delegated authority guidelines, facilitate the signing of business...  ..., underwriting, financing, compliance oversight with complex ownership and financing structures... 
    Senior
    Temporary work
    Local area
    Flexible hours

    Sagard Real Estate - EverWest Real Estate Investors

    New York, NY
    5 days ago
  • $115k - $130k

     ...operational core of that effort. The Senior Associate, Security Operations serves as the firm...  ...in a security context, including SLA oversight and contract coordination Experience...  ...performance metrics per the defined program guidelines. For individuals hired to work in the... 
    Senior
    Full time
    Contract work
    H1b
    Local area
    Immediate start
    Work visa

    Andersen

    New York, NY
    2 days ago
  • $90k - $100k

    Home Senior Associate, Sponsorship & Conferences Location New York, NY Senior Associate, Sponsorship...  ...and execution Budgeting & Financial Oversight Support accounts receivable (AR)...  ...salary range provided is a general guideline and compensation decisions are... 
    Senior
    Temporary work
    Work experience placement
    Work at office
    Remote work
    Flexible hours

    MFA Partnership

    New York, NY
    4 days ago
  • $170k - $200k

     ...exciting and growing industry.Job DescriptionAres is seeking a Senior Associate to join its U.S. Direct Lending investment team in New York....  ...committee presentations, legal documentation, portfolio oversight and external relationships.Key ResponsibilitiesPerform detailed... 
    Senior
    Full time
    Temporary work
    Work experience placement
    Flexible hours

    Ares Management

    New York, NY
    5 days ago
  • $120k - $140k

     ...exciting and growing industry.Job DescriptionAres is looking for a Senior Associate to join the Revenue and Investment accounting team within...  ...to the general partner under relevant accounting guidelines - responsibilities would be specific to our Private Equity,... 
    Senior
    Full time
    Temporary work
    Work experience placement
    Flexible hours

    Ares Management

    New York, NY
    1 day ago
  •  ...and growing industry.Job DescriptionAres Management is seeking a Senior Associate for our US Public Credit accounting team. The Senior Associate will be responsible for the day-to-day accounting and oversight of the several publicly traded business development companies (... 
    Senior
    Full time
    Temporary work
    Work experience placement
    Flexible hours

    Ares Management

    New York, NY
    3 days ago
  •  ...and what we stand for as a firm.KPMG is currently seeking an Associate or Senior Associate to join our Valuations practice.Responsibilities:...  ...models for accuracy including the discounted cash flow (DCF), guideline public company, and transaction methodsDraft and review... 
    Senior
    Local area

    KPMG

    New York, NY
    21 hours ago
  •  ...and what we stand for as a firm.KPMG is currently seeking a Senior Associate to join our Valuations practice. Responsibilities:Perform industry...  ...for accuracy including the discounted cash flow (DCF), guideline public company, and transaction methodsDraft and review... 
    Senior
    H1b
    Local area

    KPMG

    New York, NY
    4 days ago
  •  ...expertise, scale, and technology.Job DescriptionJob Title: Senior Associate, Loan OperationsLocations: Union, NJ (Hybrid), New York, NY...  ...candidate will have experience in the Loan asset class as well as oversight and implementation of best reconciliation practices.Why Join... 
    Senior
    Ongoing contract
    Full time
    Work at office

    SS&C Technologies

    New York, NY
    2 days ago
  •  ...environment of financial services. As an Experience Design Senior Associate in J.P. Morgan Wealth Management online investing, you will...  ...to incorporate inclusive design principles and accessibility guidelines to ensure our products and services cater to a diverse range... 
    Senior

    JP Morgan Chase

    New York, NY
    4 days ago
  •  ...of real estate.As a Property Management Technology Change -Senior Associate within Global Real Estate, you will manage real estate technology...  ...process.Job Responsibilities:Change Management process oversight including coordination, tracking, and reportingLead in enhancing... 
    Senior
    Work at office

    JP Morgan Chase

    New York, NY
    3 days ago
  •  ...mutual organization.The Opportunity:Apogem Capital is seeking an Associate / Senior Associate to support the continued growth of its private...  ...across SMA portfolios to ensure adherence to investment guidelines (strategy, geography, sector, concentration limits, etc.)Perform... 
    Senior
    Local area

    New York Life Insurance Company

    New York, NY
    2 days ago
  • $73.72k - $164.57k

     ...and what we stand for as a firmKPMG is currently seeking a Senior Associate to join our Trade and Customs practice. Responsibilities:Meet...  ...ITAR brokering, Congressional Notification, EAR de minimis guidelines, and developing sustainable export compliance programs as an... 
    Senior
    H1b
    Local area

    KPMG

    New York, NY
    3 days ago
  •  ...curiosity Familiarity with relevant accounting standards and policies produced and amended from time to time by the AICPA and other oversight bodies Knowledge of software packages including Excel and PowerPoint Excellent written and verbal communication skills that help... 
    Senior
    Temporary work

    Kroll

    New York, NY
    3 days ago
  • $101k

    About the roleWe are hiring a Senior Associate to join our Product Compliance team to support Chime’s products and services with a focus...  ...complex problems, and develop practical solutions with minimal oversight.Proven ability to collaborate and influence internal... 
    Senior
    Full time
    Fixed term contract
    Work at office
    Local area
    Remote work

    Chime

    New York, NY
    4 days ago
  • $102k - $175k

     ...new regulations on BNY Mellon fund accounting practices and develop strategies for implementation.Implement and assist in setting guidelines, policies, and priorities for drafting financial reports for clients to review fund performance, communicating complex accounting... 
    Senior
    Temporary work
    Work at office
    Worldwide
    Flexible hours

    The Bank of New York Mellon

    New York, NY
    3 days ago
  •  ...who we are, and what we stand for.KPMG is currently seeking a Senior Associate - Portfolio Valuation to join our Valuations practice....  ...analysis on financial and economic data, subject companies, guideline companies, industries and markets, and other types of funds... 
    Senior
    H1b
    Work at office
    Local area

    KPMG

    New York, NY
    3 days ago
  • $82.7k - $137.9k

     ...Department’s software solutions. As an associate, your dedication to the job will drive the...  ...worldwide.What You Will AchieveAs a Senior Associate, you will play a key role in translating...  ..., please review our candidate AI-use guidelines available on Pfizer Careers. Information... 
    Senior
    Permanent employment
    Full time
    Casual work
    H1b
    Work at office
    Local area
    Worldwide
    Visa sponsorship
    Work visa
    Relocation package
    Afternoon shift

    Pfizer

    New York, NY
    4 days ago
  • As an ETF Platform Management Associate within our ETF Platform team, you will partner with ETF Product Development, ETF Capital Markets...  ...Agreements, and other ETF specific agreements). Governance/Oversight responsibilities related to compliance with SEC Regulation (SEC... 
    Senior
    Flexible hours

    JP Morgan Chase

    New York, NY
    2 days ago
  •  ...encompasses four key areas: Investor/Advisor Services, Transfer Agency Oversight, Onboarding, and Controls and Enablement. Support specialized...  ...workflows, including responsibilities currently handled by senior Client Services team members across operational exception... 
    Senior
    Full time
    Temporary work
    Work experience placement
    Home office
    Flexible hours

    Ares Management

    New York, NY
    4 days ago
  • $140k - $200k

     ...investment grade private credit.Job Title:Senior AssociateJob Description/...  ...(IABC) team is seeking a highly capable Associate or Senior Associate software engineer to...  ...through due diligence, financing, servicing oversight, and portfolio management - and will design... 
    Senior
    Full time
    Local area

    Blackstone Group

    New York, NY
    2 days ago
  • $81k - $115.5k

     ...review processes, surveillance tools, workflow automation, and data‑driven insights to strengthen risk identification and transaction oversight. The team partners closely with Compliance, Supervision, Operations, and Technology stakeholders to improve monitoring... 
    Senior

    New York Life

    New York, NY
    2 days ago
  •  ...Senior Associate General Counsel Shape the legal strategy behind one of New York's leading academic health systems. If you're looking...  ...informed decision-making May provide leadership and oversight for legal staff and special projects This is far more than... 
    Senior
    Contract work
    Local area

    U.S. Bankruptcy Court - District of CT

    New York, NY
    1 hour ago
  • $130k - $205k

     ...results and shaping client outcomes.Your key responsibilitiesAs a Senior Associate-Consultant in EY-Parthenon’s Strategy and Execution Tech...  ...begin to lead internal and client discussions with limited oversight.Collaborate with cross-functional client teams and EY-... 
    Senior
    Work experience placement
    Private practice
    Summer holiday
    Work at office
    Flexible hours
    Shift work

    EY (Ernst & Young)

    New York, NY
    3 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Senior Associate - Guideline Oversight. Be the first to apply!