Senior RIA Compliance Leader & Team Coach
Dynasty Financial Partners
Dynasty Financial Partners is seeking a senior Compliance Manager to lead the Network Compliance team and partner with the CCO to build a best-in-class compliance offering for RIAs. The role requires guiding regulatory strategy, coaching staff, and ensuring high-quality deliverables across the Dynasty Network. You will stay current with SEC rules, manage exams and deficiencies, and drive continuous improvement in compliance programs while communicating effectively with management and clients. #J-18808-Ljbffr Dynasty Financial Partners
Vacancy posted 10 hours ago
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