Senior Operations Manager, Broker-Dealer & Compliance
Selby Jennings
Selby Jennings is seeking an experienced Operations Manager to oversee and enhance the U.S. operational infrastructure within a regulated broker-dealer environment. The role focuses on improving efficiency, regulatory readiness, and client experience, working closely with senior leadership, front-office, compliance, and external service providers. The successful candidate will supervise a small team while remaining hands-on in daily activities, ensuring timely processing of trades, onboarding, #J-18808-Ljbffr Selby Jennings
- ...through tailored strategies. As a Broker /Dealer member of FINRA and SIPC, Galicia Capital US, LLC operates under strict regulatory... ...Description : The Operations Manager is a key leadership role responsible... ...will partner closely with Compliance and Front Office personnel to...SuggestedTemporary work
$150k - $200k
About the Role We are seeking a senior Director / Executive Director of Operations to lead the U.S. Broker‑Dealer Operations function. This role is based in Miami... ...with senior stakeholders across Wealth Management, Retail, Compliance, Finance, Technology, Risk, and...Suggested- ...Resources seeks an experienced AML/Financial Crime Compliance professional for a Broker-Dealer Securities business. The role is a senior AML SME, advising front office and partners... ...across Broker-Dealer, Clearing and Wealth Management; reviewing high-risk relationships;...Senior
- Leeds Professional Resources seeks a Head of Compliance with Broker/Dealer experience to oversee the firm’s entire compliance program, ensuring... ...monitoring trading activities, risk assessments, and AML program management. Strong SEC/FINRA knowledge and excellent communication...Suggested
- Blossom is seeking a Contracts Administrator to own and manage the contract lifecycle, with emphasis on the MSA. You... ...risk, document control, and collaboration across Finance, Compliance, Sales, and People Operations. Prior in-house experience preferred. #J-18808-Ljbffr...SeniorContract work
- ...Miami, AZ. Lead tailings deposition and site water management, coordinating with Engineering, Processing,... ...budgets, and continuous improvements to safeguard operations. You will oversee safety, regulatory compliance, and cross-functional execution, with a strong focus...Senior
- ...Miami's Department of Medicine seeks a Senior Manager, Research Support in Miami, FL to lead... ...and upgrades, and oversee day-to-day operations of research staff. You will recruit and... ...reports, analyze data, and ensure compliance with university policies while supporting...Senior
- ...Miami Health System - Pathology Department is seeking a Senior Manager, Administrative Operations to lead on-site in Miami, FL. You will supervise... ...with central teams to meet milestones while maintaining compliance with University policies. #J-18808-Ljbffr 3M HEALTHCARESeniorWork at office
- Miami Children’s Hospital in Florida is seeking a Senior Manager Operations for Outpatient Centers to lead multi-site operations and deliver efficient... ...performance, implement strategic initiatives, and ensure compliance with safety, regulatory, and quality standards while...Senior
$150k - $200k
BTG Pactual is seeking a senior Director / Executive Director of Operations to oversee the U.S. Broker-Dealer Operations, reporting directly to the Chief Operating Officer. This role is pivotal for managing a cross-regional team and ensuring strong operational controls....- ...Opportunity The Mortgage Loan Operations Specialist is responsible for tracking down and managing documents that were missing at... ...investors, regulators, or internal compliance. They must contact title... ...accommodation. AD Mortgage is a broker-voted Top 5 U.S. wholesale...Full timeWork at officeMonday to Friday
- ...Institute, invites applications for a full-time Senior Manager, Patient Access in Miami, FL. This role leads front-end revenue cycle operations for multiple clinics, directing... ...cross-department collaboration, and ensuring compliance #J-18808-Ljbffr University of MiamiSeniorFull time
- ...liaison for transitioning practices to the broker dealer home office OSJ direct model... ...model Coordinate FINRA filings with compliance team Review of securities transactions... ...municipal securities, and 529 Reports to senior management with quarterly risk assessments and...Home office
- Asset Living in the United States seeks a Senior Regional Manager, Affordable Housing to lead a portfolio-wide operations across multiple properties, directing leasing,... ...will supervise all site operations to ensure compliance with company policies, safety and fair...Senior
- New Account Operations Analyst (Broker-Dealer) International Clients Location: Miami, FL (on-site) We are... ...recognized Broker-Dealer. This role involves managing the full lifecycle of account... ..., and review—while ensuring compliance with regulatory and internal standards...
- .../IEC 27018, TISAX, and related assurance services. Senior Manager, ICT Delivery & Technical Operations DNV Business Assurance North America is seeking a Senior... ...recommendations, complex technical matters, and compliance with applicable accreditation and DNV requirements....SeniorRemote work
- ...Description Job Description Government Operations Program Manager Department: Operations Reports... ...the Director of Operations and other senior leaders. Contractual & Customer... ...expectations. Monitor operational compliance with applicable contractual...Full timeWork at office
- ...Facility in Miami, FL. This full-time executive role leads clinical operations and nursing services, ensuring quality patient care and regulatory readiness. The DON will oversee staffing, compliance with CMS and state regulations, QAPI initiatives, and budgeting, collaborating...SeniorFull time
- ...programs. This is a hands-on role for a well-rounded marketing professional who can independently manage projects from planning through execution, work effectively with senior stakeholders, and coordinate across digital, communications, events, brand, and creative...Local area
- ...dealerships in the Miami area. You will identify prospects, present finance and insurance solutions, and build lasting relationships with dealer partners. Ideal candidates have a proven track record in B2B auto dealership sales and a consultative approach to selling finance...Senior
- Summary & Objective The Director of Property Management oversees the system of independent housing by ensuring that all buildings operate in compliance with federal, state and local regulations. Description Summary & Objective The Director of Property Management oversees...SeniorInterim roleWork at officeLocal area
- ...ESSENTIAL DUTIES AND RESPONSIBILITIES Operational efficiency Oversee center cash... ...ATM, and TCRs to ensure center cash is managed, balanced, and secured within the established... ...critical policy, procedure, and compliance changes or alerts to the team. Manage...Full timeWork at office
$118.15k - $159.85k
Boeing Global Services Senior Business Operations Specialist (Business Operations) Company: The Boeing... ...organization to learn the business, manage priorities, and maintain an... ...customer and supplier commitments and compliance. Track and follow up on actions through...SeniorFull timeRelocationVisa sponsorshipWork visaRelocation packageFlexible hoursShift work- ...respectfully. JOB OVERVIEW As an Operations Associate, you’ll play a key role in ensuring... ..., and customer support—helping to manage robot deployments, escalate technical issues... ...day and handling equipment. Safety compliance: Adherence to PPE rules, strict cell phone...Full timeLive inLocal areaFlexible hoursShift workNight shift
$145k - $160k
...Job Description Job Description Overview Senior Operations Manager – EV / AV Location: Miami with up to 30–40% travel Amerit Fleet Solutions is seeking an experienced and strategic Senior Operations Manager (SOM) to lead the operations and maintenance...SeniorWeekly pay$90k
...Job Description Job Description Job Title: Operations Manager Location: Miami, Florida Type: Direct Hire Compensation: $9... ...regulations, the Administrative Plan, and procedures Ensure full compliance with assigned SEMAP indicators, including Annual/Biennial...Contract workLocal areaImmediate start- ...Job Description Job Description The K9 Operations Manager will oversee, direct, and grow our regional explosive detection canine (EDC... ...hybrid leadership role blends hands-on operational oversight, compliance auditing, and stakeholder management. You will be...Long term contractContract workTemporary workLocal areaNight shiftRotating shift
- ...Betr is looking for a Recruiter & People Operations Associate to join the team in Miami!... ...people operations processes, office management, and culture. Come help us build the team... ...facilities needs Ensure office safety, compliance, and a clean, well-stocked workspace...Full timeWork at officeFlexible hours
- ...Our Seasonal Operations Associates are at the core of our customers’ experience. Friendly,... ...applying to here and ask to speak with a manager regarding the nature of your request. The... ...to work in the US. State / City Compliance: The Company will consider for employment...Part timeSeasonal workLocal areaFlexible hoursNight shiftWeekend workWeekday work
- ...assist members with vehicle purchases, coordinate with local dealerships, and ensure compliance with state laws on licensing and taxing. You will work under the VP Lending, handle dealer invoices and documentation, and interface with dealership staff while maintaining...Local areaFlexible hoursNight shift
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