Senior AML Advisory for Broker-Dealer & Financial Crime
Ascendo Resources
Ascendo Resources seeks an experienced AML/Financial Crime Compliance professional for a Broker-Dealer Securities business. The role is a senior AML SME, advising front office and partners on complex AML, KYC/CDD, EDD and sanctions matters. Responsibilities include AML advisory across Broker-Dealer, Clearing and Wealth Management; reviewing high-risk relationships; supporting audits and regulatory exams; and helping to strengthen AML policies and training. #J-18808-Ljbffr Ascendo Resources
- ...direct access to international financial markets. The firm focuses on... ...tailored strategies. As a Broker /Dealer member of FINRA and SIPC, Galicia... ...with Anti-Money Laundering (AML), Know your Customer (KYC),... ...assess risk within investment and advisory activities. Candidates...FinancialFull timeTemporary work
- StoneX Group Inc. is seeking an experienced Anti-Money Laundering/Financial Crime Compliance Advisory Team Lead to support the Chief AML Officer for the Broker-Dealer Securities Division. You will cover day-to-day AML compliance tasks, advise on customer due diligence,...FinancialSenior
- EisnerAmper is seeking a Senior Portfolio Accountant to join the Real Estate Systems Implementation... ...estate funds, delivering high-quality financial reporting and client-focused service.... ...junior staff, contributing to a leading advisory firm known for its growth and work-life...FinancialSenior
- Orbiss Inc. is seeking an Accountant and Advisory Senior in Miami to manage a client portfolio from bookkeeping through year-end closing,... ...You will collaborate with the team to ensure compliant, timely financial statements while mentoring junior staff and contributing to...FinancialSenior
- ...to reach your goals. We are seeking a Senior Portfolio Accountant to join our Real Estate... ...and fastest growing accounting and advisory firms in the industry You will have the... ...Assist in the preparation and review of financial statements, including but not limited to...FinancialSeniorLocal area
- Sierra Forensic Group (SFG) is seeking a Senior Accountant to manage complex financial operations for multiple clients, including GAAP reporting, tax filings... ...work with a team of experienced professionals on advisory, compliance, and forensic engagements, delivering...FinancialSenior
- New Account Operations Analyst (Broker-Dealer) International Clients Location: Miami, FL (on-site... ...with Compliance, Legal, Tax, and AML teams to validate data and confirm adherence... ...layered corporate structures. Background in financial services with hands-on experience in...Financial
- A financial services organization is seeking an experienced Marketing Specialist to support strategic marketing initiatives, business development... ...from planning through execution, work effectively with senior stakeholders, and coordinate across digital, communications,...FinancialLocal area
- ...enhance the U.S. operational infrastructure within a regulated broker-dealer environment. The role focuses on improving efficiency, regulatory readiness, and client experience, working closely with senior leadership, front-office, compliance, and external service providers...Senior
$100k - $125k
...Senior Associate - Financial Advisory Experience a 45X+ award-winning culture! Embarkers enjoy: Work-life integration: We encourage our team to balance work with personal life. 95% of our employees feel they can take time off when necessary Growth and development...FinancialSeniorContract work- Company Overview Orbiss is an advisory and tax firm specialized in business growth in the... ...industry. As an Accountant and Advisory Senior, you will be responsible for: Managing a... ..., and P&L analysis. Proficiency in financial reporting, with the ability to produce accurate...FinancialSeniorWork from homeDay shift
$150k - $200k
About the Role We are seeking a senior Director / Executive Director of Operations to lead the U.S. Broker‑Dealer Operations function. This role is based in Miami , reports... ...‑dealer, clearing broker, custodian, or financial services platform. Experience supporting Wealth...Financial- ...offering personalized advice and direct access to international financial markets. The firm focuses on solutions designed to preserve and grow client wealth through tailored strategies. As a Broker /Dealer member of FINRA and SIPC, Galicia Capital US, LLC operates under...FinancialTemporary work
$179.85k - $340.97k
...Description Baker Tilly is currently searching for a Senior Manager to join our CFO Accounting Advisory practice. As a Senior Manager in CFO Accounting... ...client meetings and planning efforts. You will work with Financial Advisory Partners and others, as well as...FinancialSeniorWork at officeLocal areaShift work- JPMorgan Chase & Co. in Miami seeks a Senior Home Lending Advisor to serve as the primary contact for customers throughout the life of... ...consultative recommendations aligned with customers’ financial goals and market opportunities. #J-18808-Ljbffr JPMorgan Chase...FinancialSenior
- ...and private equity-backed organizations on complex financial, accounting, and operational matters. The firm... ...the role This is a client-facing opportunity for a Senior Consultant to work alongside experienced advisory professionals and client finance teams on complex...FinancialSeniorNight shift
- Leeds Professional Resources seeks a Head of Compliance with Broker/Dealer experience to oversee the firm’s entire compliance program, ensuring... ..., monitoring trading activities, risk assessments, and AML program management. Strong SEC/FINRA knowledge and excellent communication...
- A leading financial services firm is seeking a Senior Home Lending Advisor in Miami, Florida. This position requires excellent knowledge of home lending products and 3+ years of mortgage lending experience. Responsibilities include coaching team members, collaborating with...FinancialSenior
- ...finance and accounting firm is looking for a detail-oriented accountant in Miami, FL. This role involves full-cycle fund accounting, financial reporting, and analysis for property-related funds. The ideal candidate will have a Bachelor's degree in Accounting or Finance,...FinancialSenior
$90.8k - $149.8k
...world. The opportunity Our IPO and SPAC Advisory practice provides IPO and private... ...transactions. As a transaction advisory Senior, you will be a vital member of the team... ...models, underwriting syndicate strategy and financial advisor selection support, transaction and...FinancialSeniorSummer holidayFlexible hours- ...patients for scheduled appointments and contacts payer to verify eligibility and authorization requirements. # Adds or updates financial status classifications in appropriate systems. # Contacts caregivers and patients for HMO payers to obtain authorizations and referrals...FinancialSeniorFull timeTemporary workWork at office
$90.8k - $149.8k
...build a better working world. FAAS TAAG -Senior When our clients are facing complex... ...tackling various technical accounting and financial reporting projects, we provide the answers... ...opportunity Our Financial Accounting Advisory Services (FAAS) team is growing exponentially...FinancialSeniorWork experience placementSummer holidayWork at officeFlexible hours- This role involves full-cycle accounting, financial reporting, and analysis for property-related funds, ensuring accurate NAV calculations, investor reporting, and compliance in a private equity/alternative investments environment. Key Responsibilities Perform full-cycle...FinancialSenior
- ...Job Title Key Responsibilities Prepare quarterly and annual financial statements for private equity funds and co-investment entities. Interact with limited partners and support their needs in reports and information. Work with deal team and legal department...FinancialSenior
$235k
...Description Job Description Real Estate Associate Attorney – Mid-to-Senior-Level Direct Counsel is seeking a mid-to-senior-level... ...sick and vacation time, backup childcare, pet insurance, transportation benefits, and additional wellness and financial benefits....FinancialSeniorFlexible hours- ...both our dress code and work model. The Transaction Advisory team at Bennett Thrasher is seeking a Senior Associate candidate to join a dynamic, growing firm... ...concepts and application of those concepts in the financial due diligence work. Ability to work across...FinancialSeniorLocal areaImmediate start
- We are seeking a highly experienced Senior Manager to join our Infrastructure Advisory & Transformation practice. In this role, you will help clients modernize... ...services.Familiarity with industries such as Financial Services, Healthcare, Communications, or Products.Relevant...FinancialSeniorFull timeWork experience placementLive inWork at officeLocal area
- Jobot in South Florida is seeking a Senior Accountant to join a fast-growing team and help deliver tax, accounting, and assurance services... ...client base. This role offers hands-on experience across financial reporting, client management, and technology-driven accounting...FinancialSeniorFlexible hours
$175k - $225k
Description Senior Director, Corporate Transaction Tax & Advisory (CTTA) About Alvarez & Marsal Alvarez & Marsal (A&M) is a global consulting firm with entrepreneurial... ...with A&M professionals with deep operating and financial-related experience, the team uses a focused and...FinancialSeniorPart timeLocal areaFlexible hours- A technology assurance firm in Miami is seeking a Senior IT Audit Associate to deliver technology-focused assurance services. In this... ...level role, you will lead IT General Controls testing, support financial audits, and communicate findings to clients. The ideal candidate...FinancialSeniorFull time
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