Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Corporate Associate (Investment Funds Regulatory) - Chicago

Direct Counsel

Job Description

Job Description

Associate – Investment Funds Regulatory
Location: Chicago, Washington, D.C., or New York
Experience Level: 3+ years
Practice Group: Investment Funds Regulatory

Direct Counsel is representing an Am Law 100 firm that’s seeking a skilled associate attorney with 3+ years of experience in asset management regulation to join its Investment Funds Regulatory group.

In This Role, You Will:

  • Advise on compliance with the Investment Advisers Act and Investment Company Act

  • Counsel investment advisers, family offices, and global financial institutions

  • Support the formation and operation of private equity, hedge, credit, and real estate funds

  • Handle matters related to SEC exams, investigations, and enforcement

  • Collaborate with white collar teams on complex regulatory issues

What We’re Looking For:

  • Strong knowledge of the 1940 Acts (Advisers & Company Acts)

  • Prior experience in private fund formation is a plus

  • Excellent communication, analytical, and drafting skills

  • Prior law firm experience and strong academic record

This is an outstanding opportunity to work on high-impact fund matters with an elite team at the forefront of financial services law.

Vacancy posted 8 days ago
Similar jobs that could be interesting for youBased on the Corporate Associate (Investment Funds Regulatory) - Chicago in Chicago, IL vacancy
  •  ...Job Description Job Description Associate – Corporate – Investment Funds (Am Law 100 Firm) Locations: New York, Boston, Chicago, Houston, San Diego, Washington, D.C. Practice...  ...on structuring, fundraising, and regulatory compliance across diverse asset classes... 
    Regulatory

    Direct Counsel

    Chicago, IL
    16 days ago
  •  ...Job Description Job Description Investment Funds Associate (4th–6th Year) – Secondaries & Liquidity Transactions Direct Counsel represents a well-regarded Am Law firm seeking a mid-level associate (4th–6th year) to join its premier Investment Funds practice. This... 
    Suggested

    Direct Counsel

    Chicago, IL
    8 days ago
  • $175k - $259.7k

     ...counsel on matters related to Corporate Transactions M&A (“Corporate...  ...Strategic and Sustainable Investments (“GSSI”) on all transactions...  ...on products, services, and regulatory matters related to the Global...  ...Street NW (DC1842), US - IL - Chicago - 540 W Madison St - Bank Of... 
    Regulatory
    Full time
    Part time
    Work at office
    Flexible hours
    Day shift

    Bank of America

    Chicago, IL
    1 hour ago
  • $100k - $160k

     ...a leading global investment bank recognized for...  ...advice to corporations, financial sponsors...  ...Portfolio Valuation and Fund Advisory Services...  ...investor and regulatory financial reporting...  .... As an Associate in our Portfolio...  ...Boston, MA, USA; Chicago, IL, USA; Dallas,... 
    Regulatory
    Full time
    Worldwide

    Houlihan Lokey

    Chicago, IL
    2 days ago
  • $215k - $270k

     ...is seeking a midlevel associate to join its emerging companies group in its Chicago office. Job Overview...  ...growth‑stage companies in corporate and financing matters....  ...formation and early funding to employment, tax, intellectual property, regulatory compliance, including... 
    Regulatory
    Work at office

    Nelson Mullins Riley & Scarborough

    Chicago, IL
    1 day ago
  • $90k - $120k

     ...global provider of corporate services.With a...  ...Headquartered in Chicago, the company’s footprint...  ...companies and investments to scale and...  ...Valuable The Senior Associate, Accounting, is...  ...procedures for BREIT fund ensuring...  ...compliance with regulatory and investor requirements... 
    Regulatory
    Full time
    Work at office
    Local area
    Shift work

    Revantage

    Chicago, IL
    3 days ago
  •  ...credit exposure within the Corporate & Investment Banking Commercial Real Estate...  ...from internal and external regulatory audits.Reinforce Wells...  ...internal partners, and peers associated with analyzing new business...  ...Washington, DC10 S. Wacker Drive – Chicago, ILJob Expectations:... 
    Regulatory
    Full time
    Part time
    Work experience placement
    Relocation package

    Wells Fargo

    Chicago, IL
    1 day ago
  • $235k - $255k

    This is an excellent Chicago-based opportunity to assist global, multinational...  ...trade operations, ensuring regulatory compliance and handling...  ...enforcement.From multinational corporations with complex supply chains and global investments to small businesses looking to... 
    Regulatory

    Jameson Legal

    Chicago, IL
    2 days ago
  • $115k - $130k

     ....Associater Director, Funds & Asset ManagementFitch...  ...currently seeking an Associate Director.Fitch Ratings...  ...research on analytical and regulatory developments affecting...  ...), local government investment pools (LGIPs), and...  ...us on our journey.FOR CHICAGO ROLES ONLY: Expected base... 
    Regulatory
    Local area

    Fitch Ratings

    Chicago, IL
    14 hours ago
  •  ...embracing diversity and inclusion. As an Associate Banker within Chase, you will represent...  ...with all policies, procedures, and regulatory and banking requirements. * Educate...  ...credit cards, mortgages, auto financing, investment advice, small business loans and... 
    Regulatory
    Part time

    JPMorgan Chase & Co.

    Oak Park, IL
    2 days ago
  • $74k - $135k

     ...as trusted advisors to corporate and private equity...  ...to withstand audit and regulatory scrutiny. As one of the...  ...classes, and geographies.Associates in Stout’s Corporate...  ...communities we serve.We invest in professional growth...  ...can be found here - Chicago, ILType: Full time
    Regulatory
    Full time
    Local area
    Flexible hours

    Stout Risius Ross

    Chicago, IL
    3 days ago
  • $135k - $165k

     ...Group:Capital Mrkts Sales & ServiceThe Associate will work for the Corporate Banking - Global Financial...  ...Monitors client, client industry and regulatory agencies for potential changes which...  ...to submit resumes.SummaryLocation: Chicago, IL, USA; New York, NY, USAType: Full... 
    Regulatory
    Full time
    Contract work
    Part time
    Local area

    BMO Bank

    Chicago, IL
    2 days ago
  •  ...DescriptionAssociate General Counsel IT & Cybersecurity - Chicago, ILROLE SUMMARY AND RESPONSIBILITIESThe Associate General Counsel - Information Technology &...  ...-LR2 City: Chicago State: IL - Illinois Department/Function: Legal, Compliance, Regulatory Affairs, Corporate Security
    Regulatory
    Hourly pay
    Contract work
    Worldwide
    Flexible hours

    ADM

    Chicago, IL
    14 hours ago
  • $200.63k - $271.45k

     ...role in enabling Arch’s investments to optimize deal execution...  ...managers).Assist with general corporate matters, including fund operations, entity...  ...governance, contract review, and regulatory analysisAdvisory Support:...  ...States of America; Chicago, IL United States of America... 
    Regulatory
    Full time
    Contract work
    Temporary work
    Part time

    Arch Capital Group

    Chicago, IL
    1 hour ago
  •  ...specialized and scalable staffing solutions to law firms and corporate legal departments across the United States. With strong...  ...satisfaction.Job Title: Corporate Restructuring (Senior Associate) Job Location: Chicago, IL Description: Client is looking for a senior... 
    Contract work
    Part time
    Work at office

    HonorVet Technologies

    Chicago, IL
    4 days ago
  • $188.1k - $256.2k

     ...Lead teams to drive corporate recovery, restructuring...  ...or distressed investments, and insolvency. Responsible...  ...relationships, and regulatory considerations  Develop...  ...and direction to associates in the development of...  ...Salt Lake City, Utah; Chicago, Illinois; Philadelphia... 
    Regulatory
    Full time
    Contract work
    Part time
    Local area
    Flexible hours

    Armanino

    Chicago, IL
    2 days ago
  • $310k - $420k

     ...Description Private Funds Associate Attorney – New York, New York; Chicago, Illinois; or Washington...  ...equity sponsors, investment managers, and institutional...  ..., fundraising, and regulatory matters for a diverse...  ...with attorneys across corporate, tax, regulatory, and... 
    Regulatory
    Work at office

    Direct Counsel

    Chicago, IL
    2 days ago
  • $200k - $240k

     ...well-respected mid-sized transactional firm in downtown Chicago on an Associate Attorney (Corporate/Tax) position. The Associate Attorney (Corporate/Tax)...  ...and formal opinions that address complex legal and regulatory issues. Collaborate with colleagues and clients to... 
    Regulatory
    Permanent employment
    Temporary work
    Immediate start
    Work from home
    Flexible hours

    Robert Half

    Chicago, IL
    8 days ago
  • $114.5k - $194.7k

     ...individuals, families, corporations and institutions....  ...of Proprietary 40 Act Funds, responsibilities include...  ...Operations and 40 Act Regulatory adherence for the 1940...  ...regulated and unregulated investment companies.Understand...  ...with. SummaryLocation: Chicago, ILType: Full time
    Regulatory
    Full time
    Work experience placement
    H1b
    Worldwide
    Flexible hours

    Northern Trust

    Chicago, IL
    14 hours ago
  • Associate General Counsel IIThe Associate General Counsel II job assists...  ...areas of expertise (e.g., corporate law, real estate, tax,...  ...privacy principles and evolving regulatory guidance to some of the most...  ...Dallas Parkway Frisco, TX 75034; Chicago, IL, USAType: Full time
    Regulatory
    Full time
    Contract work
    Part time
    Work at office

    Teachers Insurance and Annuity Association

    Chicago, IL
    1 hour ago
  • $146.7k - $272.4k

     ...purpose-driven company that will invest in your professional...  ..., actionable legal advice on regulatory and operational matters involving...  ...Texas, Albuquerque, New Mexico, Chicago Illinois; Tulsa, Oklahoma or...  ...:At Health Care Service Corporation, you will be part of an organization... 
    Regulatory
    Full time
    Part time
    Work at office
    3 days per week

    Health Care Service

    Chicago, IL
    1 hour ago
  • $265k - $390k

     ...to identify a talented Investment Funds Associate (3–6 years of experience)...  ...Investment Funds Group in Chicago . This is an outstanding...  ...agreements Assist with regulatory and compliance matters related...  ...~3–6 years of corporate experience at a leading national... 
    Regulatory

    Direct Counsel

    Chicago, IL
    a month ago
  • $98.35k - $115.7k

     ...One.Job DescriptionThe Corporate Audit Services Senior Auditor...  ...knowledge (e.g., Regulatory Compliance, Risk Management, Investments, Treasury, Liquidity Risk...  ...leave401(k) and employer-funded retirement planPaid vacation...  ....SummaryLocation: Chicago, IL; Atlanta, GA; Minneapolis... 
    Regulatory
    Full time
    Work at office
    Local area
    3 days per week

    US Bank

    Chicago, IL
    2 days ago
  •  ...Counsel - US BU CounselLocation: Chicago, IL or Pittsburgh, PA |...  ...and team player to serve as Associate General Counsel - US BU Counsel...  ...- US Commercial, Food Law & Regulatory, this role will partner...  ...chain and operations teams, Corporate Affairs, Regulatory, Government... 
    Regulatory
    Full time
    Part time
    Fixed term contract
    Flexible hours

    The Kraft Heinz Company

    Chicago, IL
    1 hour ago
  • $85k - $240k

     ...provide financial planning, investment management, banking and comprehensive...  ...and endowments, and corporations and their employees. Our...  ...client opportunities Perform regulatory supervisory functions for the...  ...expected base salary for this Chicago, Illinois, United States-... 
    Regulatory
    Full time
    Temporary work
    Part time
    Work at office
    Local area

    Goldman Sachs

    Chicago, IL
    4 days ago
  • $260k

     ...& SECURITIZATION ASSOCIATE ATTORNEYPreferred...  ...borrowers, hedge funds, credit funds, banks...  ...and provide regulatory guidance on structured...  ..., including tax, corporate, and regulatory...  ...institutions, investment funds, and other...  ...Locations: Boston, MA Chicago, ILNew York,... 
    Regulatory
    Part time
    Work at office
    Relocation package

    iLocatum Recruiting

    Chicago, IL
    1 hour ago
  • $75k - $95k

     ...BankHeadquartered in Chicago, Byline Bank, a subsidiary...  ...statements, and regulatory filings. This role ensures...  ...not limited to cash, investments, loans, deposits,...  ....Processes payroll funding and related general ledger...  ...Deposit Insurance Corporation, Federal Reserve Bank... 
    Regulatory
    Interim role
    Work at office
    Remote work

    Byline Bank

    Chicago, IL
    2 days ago
  • $175k - $225k

     ...Summary:We are seeking a talented and driven Corporate Counsel - Securities to join our legal...  ...with evolving disclosure frameworks and regulatory requirementsSupport the development,...  ...your new life.SummaryLocation: US_Remote; Chicago, Illinois, United States; New York City,... 
    Regulatory
    Full time
    Part time
    Local area
    Remote work
    Worldwide

    LivaNova

    Chicago, IL
    1 hour ago
  •  ....As a Payment Sales Officer in the Mid-Corporate Payments Sales team, you will specialize...  ...their unique business models, regulatory environment, and payment needs.Identify...  ...200 years and today we are a leader in investment banking, consumer and small business banking... 
    Regulatory
    Part time

    JP Morgan Chase

    Chicago, IL
    4 days ago
  • $260k - $390k

     ...Corporate Associate Attorney Corporate Associate Attorney Needed for a Leading International Law Firm. Salary: $260,000 - $390,000 per year...  ..., commercial litigation, intellectual property, and regulatory legal advice. We employ more than 1000 of the best and brightest... 
    Regulatory
    Local area

    Jobot

    Chicago, IL
    4 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Corporate Associate (Investment Funds Regulatory) - Chicago. Be the first to apply!