Legal Analyst
The Vanguard Group
Join a collegial team that supports each other and celebrates team members' successes! As a Legal Analyst, you will leverage your analytical and communication skills to support the portfolio managers, traders, and research analysts in our Investment Management Group. Our team is a great environment to continue developing your legal analysis skills and building your expertise in fixed income investments, municipal investments, and/or financial services. Responsibilities Drafts and translates legal documents and correspondence. Develops and prepares materials for meetings. May meet with the business, under supervision by legal counsel, to provide advice on regulatory and legal developments related to Vanguard's business activities and investment products. Assists with the review and resolution of day-to-day operational, risk and legal issues related to Vanguard's business activities and investment products. Interprets legal documentation, handles policy and procedure issues, and investigates contractual disputes. Conducts independent research, investigation and analysis on market structure and investment regulatory and policy issues to support legal activities and contribute to the resolution of claims. Investigates and aggregates resources for attorneys such as statutes, recorded judicial decisions, articles, and legal codes to support the preparation of legal documents and contracts. Evaluates the regulatory impact of new products and investment strategies. May attend client meetings to stay abreast of new product offerings. Generates necessary reporting and leads the maintenance of legal databases. Develops expertise in applicable areas of the law, Vanguard's business and products, and the investment industry. Stays abreast of industry and regulatory developments affecting Vanguard. Participates in special projects and performs other duties as assigned. Qualifications Minimum of four years related work experience, paralegal/legal and regulatory experience in the financial services industry preferred. Fixed income experience and municipal security experience preferred. Legal analyst / paralegal experience preferred. Excellent analytical and communication skills required. Comfortable operating in areas of uncertainty. Undergraduate degree or equivalent combination of training and experience. Special Factors Sponsorship Vanguard is not offering visa sponsorship for this position. About Vanguard At Vanguard, we don't just have a mission-we're on a mission. To work for the long-term financial wellbeing of our clients. To lead through product and services that transform our clients' lives. To learn and develop our skills as individuals and as a team. From Malvern to Melbourne, our mission drives us forward and inspires us to be our best. How We Work Vanguard has implemented a hybrid working model for the majority of our crew members, designed to capture the benefits of enhanced flexibility while enabling in-person learning, collaboration, and connection. We believe our mission-driven and highly collaborative culture is a critical enabler to support long-term client outcomes and enrich the employee experience. #J-18808-Ljbffr
$110k - $130k
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...the highest quality advice and novel solutions to our clients’ legal issues. We are known for handling the most complex transactions,... ...major financial centers.The OpportunityWe are seeking an AML/KYC Analyst to join our Firm. This position will be based in our New York City...LegalWork at officeLocal areaRemote work$100k - $130k
...financial statement audit process. Waterfall is looking to add an analyst position in the Fund Accounting team for support across the... ...practices, Management of new entity creations (work with external legal counsel, create new entities in Geneva, and maintain internal...LegalWork at office- ...regulatory documents, conveyances, probate and heirship data and other legal documents to determine ownership and lease burden relationships... ..., or college degree 3+ years of experience as a Division Order Analyst Marcellus, Montana and North Dakota experience a major plus...LegalRemote workMonday to FridayFlexible hours
$95k - $115k
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The Principal Analyst in Transparency Services Equities is responsible for monitoring and responding to real-time trade report and data... ...disability, long-term care, business travel accident, disability and legal. FINRA offers immediate participation and vesting in a 401(k)...LegalFull timeTemporary workFor contractorsFor subcontractorLocal areaImmediate start$90k - $100k
...clients. Position Description PIMCO is seeking a Product Analyst to join the Product Strategy Group, focusing on multi-sector fixed... ...with colleagues across Portfolio Management, Client Management, Legal & Compliance, and other areas of the firm. This is an early-...LegalInternshipFlexible hours$85k - $95k
...marketing. Join us at . Overview Stagwell is seeking an Investment Analyst to join its investment and strategy team. The Analyst will focus... ...restructuring Review and negotiate transaction and other legal documents Source and track new investment opportunities Conduct...LegalInternshipWork at officeImmediate start- ...helping clients invest and operate safely around the world. We provide legal, financial and employee administration through TMF Group’s teams in 120 offices. Discover the Role We're looking for an analyst for capital markets, for our New York Office! Key Responsibilities...LegalWork at office
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$110k - $130k
...OVERVIEW: The D. E. Shaw group seeks a proactive, detail-oriented legal analyst to join its Legal & Compliance team. This individual will collaborate closely with attorneys, contributing to the firm's contracting processes and the development of privacy policies and procedures...LegalOngoing contractContract workWork experience placement$90k - $130k
...Brookfield is looking for a motivated individual with corporate legal experience to work on the Legal & Regulatory team, supporting real... ...Qualifications Minimum of 5 years corporate paralegal/legal analyst experience Corporate secretarial experience is a plus Notary public...LegalTemporary workWork at officeLocal area$100k - $130k
...not just technical severity scores. Partner with Infrastructure, Security Engineering, Enterprise Risk Management, Vendor Management, Legal, Compliance, Procurement, and business stakeholders to identify, assess, and mitigate cybersecurity risk. Manage the lifecycle of...LegalWork at officeLocal area- ...for an accommodation or an alternative application process. BSA Analyst Full Time City Centre, Houston, TX, US 8 days ago Requisition ID... ...professionally with employees, management, regulators, auditors, legal counsel, and law enforcement while maintaining strict...LegalFull timeLocal area
$250k
...Ceded Reinsurance Analyst – Global Casualty page is loaded## Ceded Reinsurance Analyst – Global Casualtylocations: 399 Park Avenue-New... ...information relevant to casualty reinsurance placements.* Liaise with Legal and Global commercial casualty underwriting teams to draft and...LegalContract workWorldwide$135k - $165k
...and ongoing oversight of the firm’s risk management framework. The role will partner closely with executive leadership, Compliance, Legal, Operations, Product, Treasury, Finance, Technology, and enterprise risk leadership to ensure that Webull Futures LLC maintains a robust...LegalTemporary workWork at officeWorldwideMonday to Friday$100k - $115k
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$125k - $160k
...Analyst Support the origination and execution (financial modelling and analysis, structuring, documentation) of infrastructure and energy... ...structuring work-streams including the management of technical, legal, and financial advisors and support in ESG, tax, insurance and...Legal
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