Investment Management Associate Attorney
$260kDirect Counsel
Job Description
Job Description
Investment Management Associate Attorney
Locations: Chicago, Illinois; New York, New York; Philadelphia, Pennsylvania; Washington, DC
Direct Counsel is seeking an Investment Management Associate to join a nationally recognized Investment Management Practice Group at a highly respected Am Law firm. This is an exceptional opportunity for an associate with substantive investment management and regulatory experience to work with sophisticated clients in a collaborative and nationally ranked practice.
The ideal candidate will have experience advising registered investment companies and investment advisers on regulatory, compliance, and transactional matters under the federal securities laws governing the investment management industry.
Responsibilities- Advise clients on matters involving:
- The Investment Company Act of 1940
- The Investment Advisers Act of 1940
- The Securities Act of 1933
- The Securities Exchange Act of 1934
- Represent registered investment companies and investment advisers on regulatory and compliance matters
- Prepare and review:
- Registration statements
- Offering documents
- Board meeting materials
- Investment management agreements
- Related fund governance and compliance documentation
- Assist clients with ongoing regulatory filings and disclosure obligations
- Conduct legal research and provide strategic regulatory guidance
- Collaborate with attorneys and clients on sophisticated investment management matters
- Support transactional and operational matters affecting investment advisers and registered funds
- J.D. from an accredited law school with strong academic credentials
- 3–8 years of substantive investment management experience
- Strong knowledge of federal securities laws and regulations governing investment companies and investment advisers
- Experience representing registered investment companies required
- Excellent writing, analytical, and organizational skills
- Strong attention to detail and ability to manage multiple priorities
- Proactive, responsive, and solutions-oriented mindset
- Ability to work independently and collaboratively within a team-oriented environment
- Anticipated salary range: $260,000 – $435,000, depending on experience, skills, and location
- Competitive bonus opportunities
- Comprehensive health, life, accident, and disability insurance
- 401(k) retirement plan
- Flexible hybrid work model with approximately three in-office days per week
- Collaborative and client-focused culture emphasizing mentorship and professional development
This is an outstanding opportunity to join a top-ranked investment management practice handling sophisticated regulatory and fund matters for prominent clients across the financial services industry.
Vacancy posted 9 days ago
Similar jobs that could be interesting for youBased on the Investment Management Associate Attorney in Chicago, IL vacancy
$265k - $390k
...Job Description Job Description Direct Counsel is seeking a Fund Formation/Investment Management Associate Attorney (Mid-to-Senior Level) to join a national law firm in multiple U.S. offices. Available Locations: Chicago, New York, Washington, D.C. Overview...SuggestedFlexible hoursDirect Counsel
Chicago, IL20 days ago$310k - $390k
...Job Description Job Description Investment Management Associate Attorney Locations: Chicago, Illinois Direct Counsel is representing a premier global law firm seeking a mid-level Associate Attorney to join its highly regarded Investment Management Group in Chicago...SuggestedDirect Counsel
Chicago, IL8 days ago$290k - $390k
...Job Description Job Description Fund Formation & Investment Management Associate Attorney Location: Boston, MA (preferred) | Chicago, IL | Dallas, TX | New York, NY Direct Counsel is seeking a mid-level Fund Formation & Investment Management Associate Attorney...SuggestedDirect Counsel
Chicago, IL1 day ago$290k - $350k
...Job Description Job Description Corporate Associate Attorney – Investment Services Location: Chicago, Illinois; Washington, DC Practice Area: Investment Management / Registered Funds Experience: 4–7 years Compensation: $290,000–$350,000 Direct Cousel...SuggestedDirect Counsel
Chicago, IL15 days ago$225k
...Job Description Direct Counsel is seeking an Junior Investment Services Associate Attorney to join a highly respected Am Law firm. Locations: Chicago... ...: Associate (1–2 years) Practice Area: Investment Management / Securities Regulation About the Role Direct...SuggestedWork at officeRemote workDirect Counsel
Chicago, IL2 days ago- ...leading global law firm is seeking a mid-to-senior level associate for its Investment Funds group in Chicago. The practice advises sponsors,... ...wide range of sophisticated transactional and investment management matters. Representative work includes: Private investment...
Sonder Consultants
Chicago, IL2 days ago $235k - $365k
...Practice Area : High-Stakes Financial Restructuring, Debt Management, and Chapter 11 Adjudication § Location : Chicago... ...centric approach to legal practice. § Duties : The selected Associate will serve as a strategic architect in navigating the...Full timeWork at officePeople Placers Staffing
Chicago, IL3 days ago- ...client and top-ranked Am Law 25 firm in seeking a private investment funds associate with approximately 2–6 years of experience. The ideal candidate... ...interaction with leading private equity sponsors, asset managers, and institutional investors. Associates receive...Private practiceWork at office
Lateral Link
Chicago, IL4 days ago - ...Associate, Business Management JP Morgan Asset and Wealth Management provides investment solutions to institutional, retail, and high net worth clients. Our business is built around providing clients with investment solutions that meet their needs in an increasingly...Visa sponsorship
Chase
Chicago, IL4 days ago - ...more recently, device and identity protection. Job Description We are seeking a Compliance Associate Manager to support and strengthen our Registered Investment Adviser (RIA) compliance program. The team is responsible for designing, implementing, and operating...Contract workWork at officeWork visa
Allstate Insurance Company
Chicago, IL2 days ago $65.66k - $90.28k
Posting Title: Investment Operations Analyst/Associate Location: Chicago, IL (Mostly On‑Site) Employment Type: Full‑time About Us: EquiTrust Life Insurance... ...to detail and commitment to data accuracy Ability to manage multiple priorities in a fast‑paced environment...Full timeInternshipWork at officeRemote work$310k - $390k
...Job Description Job Description Investment Funds Mid-Level Associate Attorney Preferred Locations: Charlotte, Chicago, or New York Additional... ...law firm with a premier private equity and investment management practice. The ideal candidate will have 4–6 years...Work at officeDirect Counsel
Chicago, IL19 days ago- Northern Trust Corp is hiring a GFO Associate Client Investment Officer in Chicago, IL. This role involves providing support in investment management, reviewing client portfolios, and executing transactions. Candidates should possess strong analytical and communication...Flexible hours
$260k - $390k
...Description Job Description Direct Counsel is seeking an Investment Funds Associate Attorney to join a highly respected Am Law firm. Locations:... ...ideal for a securities lawyer with significant experience managing structured securities offerings, particularly within the...Work at officeRemote workDirect Counsel
Chicago, ILa month ago- Investment Service & Operations Pay range based on experience Location: Downers Grove, IL Hybrid after initial training period About... ...planning, insurance solutions, intergenerational planning, wealth management, and more. The team helps clients to define financial goals...Temporary workImmediate startWork from homeFlexible hours
$77k - $214k
Overview Specialty/Competency: Industry Tax Practice Industry/Sector: Asset and Wealth Management Time Type: Full time Travel Requirements: Up to 20% At PwC, our people in tax services focus on providing advice and guidance to clients on tax planning, compliance, and...Full timeH1bLocal area- ...in Washington, DC, Indiana, and San Diego, NIJC's team of 100 attorneys, paralegals, and professionals, along with 2,000 pro bono attorneys... ...Your Rights (KYR) sessions. In this role, the supervisor will manage a team of lawyers and/or paralegals, ensure high-quality legal...Work at office
$130.9k - $196.4k
Overview Practice Innovation Attorney - Litigation US-IL-Chicago | US-MA-Boston | US-TX-Dallas | US-CO-Denver | US-MI-Detroit | US-TX... ...work closely with attorneys, practice leadership, knowledge management, practice innovation, IT, and other business teams to identify...- ...offices in Washington, DC, Indiana and San Diego, NIJC's team of 100 attorneys, paralegals and professionals, along with 2,000 pro bono... ...service agencies, as appropriate. In this role, the supervisor will manage a team of attorneys, paralegals, and interns ensuring high-...Work at office
- ..., DC, Indiana, and San Diego, NIJC's team of over 100 attorneys, paralegals, and professionals, along with 2,000 pro bono... ...the forefront of immigration reform. Job Summary The Managing Attorney reports to the Associate Director and serves as a member of the Supervisory...Work at office
- Legal Aid Chicago seeks a full-time Supervisory Attorney for the Client Screening Group, overseeing staff performing legal intake, advice, and management. The ideal candidate will have a J.D., at least six years of experience, and be dedicated to helping those in poverty...Full time
- ...Washington, DC, Indiana, and San Diego, NIJC's team of over 100 attorneys, paralegals, and professionals, along with 2,000 pro bono... ...attention to detail, clear communication, and effective time management. The Senior Attorney advocates for clients in complex cases before...Work at office
$170k - $200k
Wilson Elser Moskowitz Edelman & Dicker LLP is searching for a National Litigation & Claims Management Attorney for their Chicago office. The position requires 5+ years of litigation experience, with an emphasis on discovery strategy and claims management. This role offers...Remote jobWork at officeFlexible hours$140k - $170k
About the Role The firm’s Managing Attorney position will support and lead companies through the process of securing work visas and green cards for foreign national employees. Meltzer Hellrung’s clients span from individual entrepreneurs to Fortune 500 companies and venture...Permanent employmentFull timeFor contractorsH1bWork at officeImmediate startRemote workWork visa$125k - $150k
...student living and we’re seeking a talented Associate to join us in executing our vision. This position is a senior role within the investments team working group who will focus on... ...pending transactions and portfolio management initiatives. In addition, this role will...Full timeLocal areaImmediate startVisa sponsorship$165k - $185k
...CC Industries is a Chicago-based, privately-held company that manages business, philanthropic, and family interests on behalf of a multi... ...: wholly-owned operating companies, public and private equity investments, and real estate. The enterprise also supports individual and...Term timeWork at office$170k - $200k
...is a leading defense litigation law firm with more than 1400 attorneys in 46 offices throughout the United States. Founded in 1978, we... ...then we invite you to apply to our National Litigation & Claims Management Attorney position in our Chicago Office. This position offers...Full timeWork at officeRemote workShift work- Description The Chicago Department of Water Management is seeking an Attorney-Excluded to manage and provide legal counsel on matters that affect... ...5:00 PM Qualifications Graduation from an American Bar Association (ABA) accredited law school, plus three (3) years of work...Contract workWork experience placementWork at officeLocal areaMonday to Friday
$150k - $330k
...us This leading employment law firm is dedicated exclusively to representing management across a wide range of workplace matters. With a global presence and deep bench of experienced attorneys, the firm is known for its innovative approach, commitment to client service,...- The Chicago Department of Water Management, represented by Agnello & Rogers, is looking for an Attorney-Excluded to manage legal counsel for departmental operations. Responsibilities include advising management on legal issues, researching requirements, and engaging in...Contract workLocal area
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Investment Management Associate Attorney. Be the first to apply!
Related searches
- registered investment advisor Chicago, IL
- senior investment advisor Chicago, IL
- investment consultant Chicago, IL
- investment advisor Chicago, IL
- investment operations associate Chicago, IL
- estate planning attorney Chicago, IL
- associate attorney Chicago, IL
- tax attorney Chicago, IL
- remote attorney Chicago, IL
- lateral attorney Chicago, IL