Financial Crimes Associate (Remote)

Rowe Price, we identify and actively invest in opportunities to help people thrive in an evolving world. As a premier global asset management organization with more than 85 years of experience, we provide investment solutions and a broad range of equity, fixed income, and multi-asset capabilities to individuals, advisors, institutions, and retirement plan sponsors. We take an active, independent approach to investing, offering our dynamic perspective and meaningful partnership so our clients can feel more confident. With a career at the firm, you can expect opportunities to create real impact at work and in your community. Role Summary Responsible for executing and supporting the firm's Customer Identification Program (CIP) and related due diligence activities. Reviews customer information and documentation, performs identity verification and screening, resolves exceptions, and helps ensure compliance with applicable AML, sanctions, and regulatory requirements.
Responsibilities Reviews and validates customer identification documentation and information for new and existing clients in accordance with CIP requirements.
Performs identity verification, screening, and due diligence activities, escalating higher-risk or complex matters as appropriate.
Partners with internal stakeholders to obtain required information and support timely account onboarding and maintenance.
Maintains accurate records and documentation to support compliance with regulatory requirements and internal policies.
Assists with the development and maintenance of procedures and supports process improvement initiatives.
Adheres to established policies and procedures and may provide guidance to less experienced team members.
Develops an understanding of firm products, client types, and applicable regulations to support effective execution of customer identification activities.
Qualifications Bachelor's degree or the equivalent combination of education and relevant experience.
2+ years of total relevant work experience.
Preferred Familiarity with customer on-boarding processes within a financial services setting.
Experience verifying and processing data in enterprise systems/databases (ex: LexisNexis, Salesforce, DST, TA Hub, or similar systems).
General operations experience within a Compliance, Legal, or similar discipline.
Basic knowledge of Anti Money Laundering (AML) regulations.
Work Flexibility This role is eligible for hybrid work, with up to one day per week from home.
59,000.00 - $94,500.00 for the location of: Maryland, Colorado, Washington and remote workers
$Employees may be eligible for a discretionary bonus, which is determined upon company and individual performance.
Commitment to Diversity, Equity, and Inclusion At T. Rowe Price, our associates are our greatest asset. We thrive because our company culture is built on inclusion and because we sustain a work environment where associates can bring their best selves to work every day. Annual bonus eligibility
A generous retirement plan
Hybrid work schedule
Health and wellness benefits, including online therapy
Paid time off for vacation, illness, medical appointments, and volunteering days
Rowe Price is an equal opportunity employer and values diversity of thought, gender, and race.
We believe our continued success depends upon the equal treatment of all associates and applicants for employment without discrimination on the basis of race, religion, creed, color, national origin, sex, gender, age, mental or physical disability, marital status, sexual orientation, gender identity or expression, citizenship status, military or veteran status, pregnancy, or any other classification protected by country, federal, state, or local law.
Rowe Price is an asset management firm focused on delivering global investment management excellence and retirement services that investors can rely on-now, and over the long term.

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