AML Compliance, Senior Associate

The Company You’ll JoinCarta is the connected platform and AI-native ecosystem for private capital. Built to replace fragmented tools with a single system of record, Carta brings together the software, services, and legal infrastructure that founders use to manage equity, fund managers use to run administration and reporting, and legal teams use to close transactions. Trusted by 55,000 companies and 1.8M+ equity holders in 160+ countries, and 10,000 funds and SPVs representing $250B+ in assets under management, Carta is transforming how private capital operates. The Team You'll Work WithYou'll be joining our Inbound Compliance team.This team sits at the front line of Carta's compliance function, managing the intake and resolution of KYC requests on behalf of some of the world's leading asset managers and private equity firms. You'll work in a high-volume, client-facing environment where accuracy, speed, and regulatory fluency aren't optional. In this role, you'll exercise independent judgment on routine matters and mentor junior analysts as they develop their expertiseThe Problems You'll SolveAt Carta, our employees set out on a mission to unlock the power of equity ownership for more people in more places. As a Senior KYC Analyst in Inbound Compliance, you'll work to:Own complex KYC engagements end to end. Lead by example in accuracy and regulatory rigor, contribute to evolving the team's processes and documentation standards, and help junior analysts develop their judgment on complex entity structures and regulatory requirementsUphold the regulatory bar across multiple jurisdictions. Review and validate KYC documentation for completeness, accuracy, and compliance with AML, KYC, and applicable international frameworks across EU, UK, and US regulatory regimes, and make the call when something doesn't pass musterKeep records airtight and decisions sound. Maintain accurate, up to date records of all KYC requests and documentation in Carta's systems, resolve issues independently where appropriate, and know when to escalate matters to senior leadershipStay ahead of a moving target. Monitor evolving KYC/AML regulations globally and apply updated requirements to daily work, ensuring Carta's compliance posture keeps pace with regulatory change and sharing insights with the broader teamAbout YouDetail-oriented and strategically minded. You also think beyond the immediate task to consider process improvements and team capacityConfident and client-ready. 4+ of hands-on AML/KYC experience. You have a deep working understanding of global KYC and AML frameworks and can apply them practically to complex scenarios. You've reviewed entity structures, managed KYC refreshes, and fulfilled due diligence requests across different regulatory regimes. AML/KYC certifications (ICA, ACAMS) are strongly encouragedA mentor and builder. You're comfortable supporting junior analysts, explaining your reasoning, and helping others develop their judgment. You assess complex situations, apply the right framework, and move forward with minimal supervision. You escalate strategically, not reflexivelyExperienced in complex legal entities. You have solid exposure to corporate banking, legal services, or fund compliance environments and are particularly comfortable with offshore jurisdictions like Cayman and LuxembourgA communicator people trust. You handle multiple competing priorities simultaneously without dropping the ball and you stay composed under tight deadlines in a fast-paced environmentBuilding a compliance career. You have a genuine commitment to professional development in AML/CFT compliance and legal services, with an appetite to take on increasing responsibility over timePreferred but not requiredHands-on experience with AI in practice. You've worked with AI tools or technology-driven workflows in a compliance or legal context and know how to leverage them to improve efficiency and accuracy.Prior experience in financial or legal services. A background at a law firm, legal services provider, fund administrator, or the compliance or legal department of a financial institution or asset manager.Familiarity with KYC documentation and AML instruments. Experience reviewing or preparing KYC documentation packs, AML comfort letters, or UBO declarations.Knowledge of private markets structures. Familiarity with fund formations, GP/LP relationships, and offshore holding structuresRegulatory framework expertise. Prior exposure to US (FinCEN) AML/CFT regulatory frameworksAt Carta, you're not just an employee. working towards a common goal of creating more owners in the private markets.SalaryCarta's compensation package includes a market competitive salary, equity for all full time roles, exceptional benefits, and, for applicable roles, commissions plans. If accommodations due to a disability or medical condition are needed, please connect with the talent partner via email. See the E-Verify and Department of Justice websites for more details.For information on our data privacy policies, see Privacy, CA Candidate Privacy, and Brazil Transparency Report.