Investigations & Compliance Associate
Kroll
Kroll’s Investigations Diligence & Compliance – Specialist position in New York is an entry-level role within the Financial Investigations team. You will assist with internal investigations, help prepare proposals and workplans, conduct financial analysis, and liaise with investigators to deliver client-ready deliverables. As you grow, you will master a suite of analytical tools, identify patterns, organize findings, and present robust results to clients while adhering to time and budget #J-18808-Ljbffr Kroll
Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the Investigations & Compliance Associate in New York, NY vacancy
- Kroll’s North American Investigations, Diligence and Compliance - Specialist practice is seeking an Associate Manager based in the U.S. This is a wide-ranging role in the Financial Investigations team. This role requires leading investigations, performing forensic accounting...Suggested
$90k - $200k
...Manager, Financial InvestigationsKroll's North American Investigations, Diligence and Compliance practice is seeking a Senior Manager based in the U.S.... ...'s expert resources.Oversee and review the quality of Associates, Associate Managers, and Managers research and...SuggestedTemporary workKroll
New York, NY3 days ago$70k - $150k
...Associate Manager, Financial Investigations Kroll's North American Investigations, Diligence and Compliance - Specialist practice is seeking an Associate Manager based in the U.S. This is a wide-ranging role in the Financial Investigations team. The Associate Manager...SuggestedTemporary workInterim roleFlexible hoursKroll
New York, NY2 days ago- Troutman Pepper Locke LLP in New York seeks a professional to work with State Attorneys General on civil investigative demands, multistate investigations, and resolution negotiations. The role also involves advising clients on complex regulatory enforcement, internal investigations...Suggested
- Overview Responsibilities include working with State Attorney Generals on civil investigative demands (CIDs), multistate investigations, and resolution negotiations, alongside advising clients on complex regulatory enforcement, internal investigations, and related litigation...SuggestedWork at office
$125k - $175k
A Career with Point72's Compliance TeamThe Point72 Compliance department is an industry-leading team of compliance professionals who... ...controlsSupport pre-trade and post-trade monitoring programs and investigative processes to detect and resolve trading, market conduct, and...Work experience placement- A reputable compliance assurance organization in New Jersey is seeking a candidate to ensure compliance through detailed review of records... ...batch documentation and training. The role requires leading investigations into deviations and managing corrective actions. Applicants...
- Jobtailor in New Jersey seeks an experienced investigations professional to oversee case closures and ensure quality metrics are met. You... ...FINRA exams (Series 7/6) or equivalent experience. This role emphasizes compliance and timely SAR reporting. #J-18808-Ljbffr Jobtailor
- Perrigo in Bronx, NY is seeking a Quality Engineer to support investigations and documentation of quality related complaints for OTC and device products in compliance with regulatory requirements. You will coordinate documentation with Consumer Affairs and Pharmacovigilance...
- ...Compliance Analyst We are looking for a sharp, motivated Compliance Analyst to join our Compliance team with a primary focus on transaction monitoring, alert review, and case investigation. This is a do-er role - you will be working the alert queue daily, conducting...Work at officeWork from homeFlexible hours
Fern
New York, NY1 day ago - Cooley LLP is seeking a midlevel associate focused on litigation and/or regulatory enforcement investigations involving content moderation, platform regulation, and AI matters in New York or San Francisco. Ideal candidates have 3-6 years of experience in tech-based investigations...Fixed term contract
$100k - $140k
...expertise across RIA and broker-dealer compliance programs. Gain broad exposure to alternative... ...employee compliance obligations. Investigate exceptions and escalate potential... ...maintaining broker-dealer registrations and associated regulatory records. Coordinate...Permanent employmentLocal areaMichael Page International Inc.
New York, NY1 day ago- Global ComplianceOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps... ...policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and...
$260k - $390k
...The role focuses on litigation and/or regulatory enforcement investigations concerning content moderation, platform regulation, and AI matters... ...writing skills. Posting details Cooley is seeking a midlevel associate who focuses on litigation and/or regulatory enforcement...Temporary workFixed term contractWork at officeFlexible hours$175k - $225k
...Regulatory Attorney to join NYSE Regulation in New York. The role involves managing a caseload of regulatory issues, overseeing investigations, and drafting SEC rule proposals. Candidates should have a Juris Doctor, at least seven years of legal experience in broker-...$175k - $225k
...Clear Europe Limited is seeking a Regulatory Attorney in New York to support NYSE Regulation and manage investigations and examinations related to broker-dealer compliance. The ideal candidate should have 7+ years of legal experience, a Juris Doctor, and advanced knowledge...$60k - $70k
...experience? Betterment’s 401(k) team is seeking a detail-oriented compliance associate with a passion for 401(k). This role is part of the 401(k)... ...problem solving skills to tackle operational challenges, investigate why they happened, and collaborate with the engineering,...Temporary workWork at officeLocal areaRemote workFlexible hours$100k - $145k
...technology and healthcare growth, is currently looking to hire a Compliance Associate with 1 - 5 years of compliance experience within the asset... ...the business; Ability to write policies and procedures; Investigate compliance issues as they arise. Escalate issues as...Full timeCurrently hiringRemote workFlexible hours$70k - $160k
Compliance Associate - Experts & ResearchAbout MillenniumMillennium is a global, diversified alternative investment firm, founded in 1989... ...requirements• Assist with regulatory examinations, inquiries, investigations and related compliance projects as needed• Draft, review...- ...THE POSITION: Reporting to the Managing Director & Head of Digital Investigations & Cyber Risk, the Managing Director will be responsible for helping to drive the expansion of the firm’s Digital Investigations and Cyber Risk practice, which provides a diverse range...
Nardello & Co. LLC
New York, NY1 day ago - ...Responsibilities Reporting to the Managing Director & Head of Digital Investigations & Cyber Risk. Responsible for driving the expansion of the firm’s Digital Investigations and Cyber Risk practice. Develop and execute a business development plan while working...
Jobtailor
New York, NY14 minutes ago - Community Federal Savings Bank in New York, NY is seeking a VP to lead the Financial Intelligence Unit within Compliance. This senior role oversees investigation escalations, ensures timely SAR filings, and supports regulatory reporting with accurate case summaries. The...
- Key Responsibilities Lead and manage complex RCI engagements, including internal investigations, regulatory response, fraud risk assessments, compliance program development, and forensic accounting. Serve as a trusted advisor to clients across various industries, providing...Local area
- MaziCTools is seeking an Analyst for HR Compliance based in Texas, USA. The role involves maintaining compliance operations, processing fingerprints, and analyzing HR data. Candidates should have a Bachelor's degree and three years of HR experience. Benefits include medical...
$134k - $269k
...there’s nowhere like RSM.RSM is seeking a Director of Financial Investigations & Dispute Advisory Services to be part of RSM's National Risk... ...internships, you may be eligible for hire as an experienced associate.RSM will consider for employment qualified applicants with...Full timeContract workWork experience placementInternshipLocal area- ...Manager to join its growing financial crime compliance oversight team in North America. This... ...with a focus on AML and Fraud investigations Provide advice and guidance to other... ...on SARs Experience with FinCrime risk associated with AML and Fraud Experience with training...Full timeWork at office
$120k - $145k
Bbva Sa is looking for a BSA/AML Compliance Manager in New York. This role focuses on supporting the Bank's BSA/AML Program, transaction monitoring investigations, and SAR drafting, ensuring compliance with regulations. Ideal candidates will have 5-7 years of experience...- Kroll’s North American Investigations, Diligence and Compliance practice seeks a Senior Manager based in the U.S. to develop and manage investigations and consulting cases, including client relationships, proposals, consulting, and project management. This role emphasizes...
- ...client is a specialized investment firm. They seek a Legal and Compliance Associate to join their Manhattan, NY office. Responsibilities... ...policy-related matters Review compliance monitoring reports and investigate potential exceptions or control issues Assist with the...Work at office
- A financial services firm is seeking a Compliance Monitoring & Testing Associate to join its compliance team. This position will help evaluate business... ...exceptions and escalate matters requiring additional investigation. Support regulatory examinations, inquiries, and...Work at office
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Investigations & Compliance Associate. Be the first to apply!
Related searches
- hr compliance coordinator New York, NY
- regulatory reporting analyst New York, NY
- regulatory affairs specialist New York, NY
- financial compliance analyst New York, NY
- entry level compliance officer New York, NY
- medicare compliance specialist New York, NY
- quality assurance compliance specialist New York, NY
- senior compliance analyst New York, NY
- quality compliance specialist New York, NY
- risk compliance officer New York, NY