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Broker-Dealer Compliance Specialist (FINRA & U4/U5)

Blue Owl Capital

Blue Owl Capital is searching for a compliance professional to manage its broker-dealer compliance program. This position involves implementing compliance policies, coordinating FINRA filings, and providing training. The ideal candidate will have a minimum of 2 years of experience in broker-dealer compliance and hold Series 7 and Series 24 licenses. This role is in office Monday to Thursday and offers a competitive salary based on experience and qualifications. #J-18808-Ljbffr Blue Owl Capital

Vacancy posted 3 days ago
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