Audit Manager - Broker Dealer
$91.4k - $186.9kCrowe
Audit Manager Your journey at Crowe starts here: At Crowe, you can build a meaningful and rewarding career. With real flexibility to balance work with life moments, you're trusted to deliver results and make an impact. We embrace you for who you are, care for your well-being, and nurture your career. Everyone has equitable access to opportunities for career growth and leadership. Over our 80-year history, delivering excellent service through innovation has been a core part of our DNA across our audit, tax, and consulting groups. That's why we continuously invest in innovative ideas, such as AI-enabled insights and technology-powered solutions, to enhance our services. Join us at Crowe and embark on a career where you can help shape the future of our industry. Job Description: Responsibilities: Oversee and manage a team of auditors, providing guidance and support to ensure high-quality audit work that is conducted in accordance with professional standards and firm policies. Serve as the primary point of contact for clients, managing relationships, ensuring exceptional responsiveness, and proactive communication. Plan and design audit strategies and approaches tailored to clients' industry and risks; ensure compliance with regulatory requirements and accounting standards. Manage the audit process, including budgeting, scheduling, billing, and resource allocation. Understand engagement economics and ensure compliance with firm-required processes such as assessment of WIP, invoicing and time entry. Present audit findings and recommendations to senior management or audit committees. Stay updated on changes in accounting standards, industry regulations, and best practices. Participate in the firm's growth initiatives by identifying and promoting new ideas and business solutions that result in extended services to existing clients. Contribute to proposals and presentations for prospective clients. Network with industry professionals and participate in professional organizations. Contribute to the development of firm policies and procedures. Uphold the highest standards of integrity, independence, and professional skepticism. Qualifications: Bachelor's or master's degree in accounting, finance, or business administration or other related field. 5+ years of recent and relevant public accounting external audit experience working with Broker Dealer clients. Must have CPA certification aligned to the assigned home office state or able to acquire a reciprocal one for that state. 3+ years' experience in supervisory role. Exceptional candidates will demonstrate: Excellent leadership and collaboration skills. Exceptional analytical, communication, and project management skills. Strong ability to assess risk and apply technical accounting and auditing skills to engagements, with a keen eye for details. Excellent ability to balance multiple client engagements and audit teams successfully in a fast-paced environment, adapting to situations as necessary. Exceptional professional presence with clients, prospects, all levels of staff, and colleagues. Ability to work additional hours as needed and travel to various client sites or Crowe offices. We expect the candidate to uphold Crowe's values of Care, Trust, Courage, and Stewardship. These values define who we are. We expect all of our people to act ethically and with integrity at all times. In compliance with federal law, all persons hired will be required to verify identity and eligibility to work in the United States and to complete the required employment eligibility verification form upon hire. Crowe is not sponsoring for work authorization at this time. The wage range for this role takes into account the wide range of factors that are considered in making compensation decisions including but not limited to skill sets; experience and training; licensure and certifications; and other business and organizational needs. The disclosed range estimate has not been adjusted for the applicable geographic differential associated with the location at which the position may be filled. At Crowe, it is not typical for an individual to be hired at or near the top of the range for their role and compensation decisions are dependent on the facts and circumstances of each case. A reasonable estimate of the current range is $91,400.00 - $186,900.00 per year. #J-18808-Ljbffr Crowe
$120.9k - $254.9k
...innovation has been a core part of our DNA across our audit, tax, and consulting groups. That’s why we continuously... ...Audit & Assurance team!We’re looking for Audit Senior Managers with experience in the Broker Dealer industry vertical. As an Audit Senior Manager, you...SuggestedLocal areaWorldwideHome office- Crowe-Global, located in Livingston, NJ, is seeking an Audit Senior Manager to provide traditional attestation services and lead teams in the Broker Dealer industry. You will manage client relationships, lead teams, and ensure audit quality. The ideal candidate will have...Suggested
- Crowe is seeking an Audit Manager in Livingston, NJ, to manage audit teams and ensure compliance with professional standards and policies. The role includes overseeing client relationships and managing the entire audit process, from budgeting to presenting findings to senior...Suggested
$70.6k - $139.8k
...between different industry verticals within Audit & Assurance that align with your... ...Senior Associates with experience in the Broker Dealer industry vertical. As an Audit Senior... ...customer happiness and working with client management and staff at all levels to perform...SuggestedLocal areaHome office$70.6k - $139.8k
Crowe-Global in Livingston, New Jersey is seeking an Audit Senior Associate with a robust background in external audit, particularly in the Broker Dealer industry. The role includes overseeing client engagements, mentoring junior staff, and maintaining strong client relationships...Suggested$70.6k - $139.8k
Crowe is seeking an Audit Senior Associate in Livingston, NJ, to lead client engagements and mentor teams. The ideal candidate has 2+ years of audit experience, preferably in the Broker Dealer sector, and will build strong client relationships. This role offers growth...$100k - $115k
Blue Owl (NYSE: OWL) is a leading asset manager that is redefining alternatives®. With over $315 billion in assets under management... ...responsible for managing the Compliance program for the firm’s broker‑dealer affiliate, Blue Owl Securities LLC. This role will sit within...Permanent employmentTemporary workWork at officeFlexible hours- Blue Owl Capital Holdings LLC is seeking a compliance professional to manage the Compliance program for its broker-dealer affiliate, Blue Owl Securities LLC. This role includes implementing policies and procedures to maintain compliance with FINRA requirements and overseeing...
- Blue Owl Capital is searching for a compliance professional to manage its broker-dealer compliance program. This position involves implementing compliance policies, coordinating FINRA filings, and providing training. The ideal candidate will have a minimum of 2 years of...Work at office
$65k - $70k
...our customers.Brown & Brown is Seeking an Insurance Operations Audit Associate to join our growing team in Roseland, NJ.Please note... ...applications (Word, Excel, and PowerPoint)Ability to learn new management systemsThe ability to research and analyze various types of insurance...Hourly payRemote work$65k - $70k
Brown & Brown, Inc. is seeking an Insurance Operations Audit Associate to join our growing team in Roseland, NJ. This role involves reviewing best practices for compliance, conducting file reviews, and communicating findings with the audit team. The ideal candidate will...$75k
Job Description Ready to jump-start your career and take charge of your earning potential? At Platinum Supplemental Insurance, we're looking for motivated individuals ready to learn, grow, and thrive in a fast-paced environment. Whether you're a recent grad or simply...Flexible hoursNight shift$91.4k - $186.9k
Crowe in Livingston, New Jersey is seeking a skilled Audit Manager to lead a team of auditors and manage client relations effectively. This role demands a CPA certification and a solid background in public accounting with a minimum of 5 years' experience in external audits...$99k - $252.45k
...Full time Travel Requirements: Up to 40% At PwC, our people in audit and assurance focus on providing independent and objective... ...compliance with regulations including assessing governance and risk management processes and related controls. In financial statement audit at...Full timeH1bWork at office$97.6k - $199.7k
Financial Crime Internal Audit & AML Testing Manager Crowe is looking for a detail-oriented individual to join our fast-paced Financial Crime Compliance team. As part of this team you will work with professionals who provide cutting-edge industry AML and regulatory best...Local area$91.4k - $186.9k
Responsibilities Oversee and manage a team of auditors, providing guidance and support to ensure high-quality audit work that is conducted in accordance with professional standards and firm policies. Serve as the primary point of contact for clients, managing relationships...Local areaHome office$16.68 - $33.94 per hour
...lead activities, the financial advisor community and ADP payroll sales force generated leads. Develops a marketing plan with Sales Manager and field sales partners which details activities to be followed to maximize lead activity from all lead resource channels. Educates...Minimum wageTemporary workLocal areaWorldwide$77k - $214k
...provide advisory services in global real estate and infrastructure. This role involves supporting transactions through tax analyses, managing projects, and fostering team development. Candidates should have a Bachelor's degree and at least 2 years of relevant experience....$75k - $91k
...in high demand. Unfortunately, there are not enough insurance brokers in the field to inform and educate and most importantly, find... ...Successful agents have inherent self-discipline and good time management which enables them to meet their earnings goals while working...Full timePart timeFor contractorsLocal areaRemote workFlexible hours- A global professional services firm is seeking a qualified Manager in Assurance to lead external audits. The ideal candidate will have a Bachelor's Degree in Accounting, a CPA license, and at least 5 years of experience. Responsibilities include supervising teams, managing...
- ...Stay up-to-date on market trends and regulations to provide clients with accurate and timely advice. Opportunity to enter into the Management program. Qualifications 2+ years of experience as a Licensed Financial Advisor. Proven track record of successfully managing...
$68.72k - $97.07k
...program, ensuring alignment with strategic initiatives and risk management objectives. This role is primarily responsible for the... ...including gathering necessary information, communicating with brokers, analyzing quotes, and ensuring timely policy renewals. Critically...Full timeTemporary workWork experience placementWork at officeFlexible hoursShift work- RWJBarnabas Health is seeking an Insurance Specialist to provide dedicated support within their insurance program. Located in West Orange, NJ, this role involves analyzing insurance policies, collaborating with internal stakeholders, and ensuring compliance. The ideal candidate...
$91.4k - $186.9k
Crowe in Livingston, New Jersey, seeks an experienced Auditor to oversee and manage audit teams, ensuring high-quality work and compliance with standards. Candidates should have at least 5 years of public accounting external audit experience and a CPA certification. The...- Licensed Insurance Agent Opportunity Are you a licensed insurance agent looking to take your career to the next level? Are you curious about Infinite Banking, tax-free wealth strategies, and how to create real financial impact for families? We're offering a unique opportunity...Immediate startRemote workFlexible hours
$55k - $65k
...customer interactions and handle sensitive information with integrity and confidentiality. Use insurance sales technology, relationship management tools, and multi-carrier platforms to deliver tailored insurance solutions. Participate in training, coaching, and performance...Full timeWork at officeLocal areaFlexible hours$140k
...coaching sessions Setting appointments for buyers and sellers Nurturing relationships through phone, email, and follow-up systems Managing and updating client information in the CRM Tracking activity and progress toward team goals If you’re motivated, coachable, and...- ...technologies, fintech, or other innovation-driven sectors) preferred Strong legal writing, analytical, and communication skills Ability to manage multiple matters and work effectively in a fast-paced environment Admission to the New Jersey bar required and New York bar...
$140k
...a focus on consistent day-to-day guidance, this role emphasizes the development of effective prospecting and client relationship management skills. First-year earning potential when goals are met is over $140,000, with compensation between $115,300 and $176,500 annually...- ...located in Short Hills, NJ. The Team Member will be responsible for assisting with client interactions, coordinating property showings, managing transactions, maintaining property listings, and supporting marketing efforts. The role involves regular communication with...Full time
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