Audit Manager - Broker Dealer
$91.4k - $186.9kCrowe
Audit Manager Your journey at Crowe starts here: At Crowe, you can build a meaningful and rewarding career. With real flexibility to balance work with life moments, you're trusted to deliver results and make an impact. We embrace you for who you are, care for your well-being, and nurture your career. Everyone has equitable access to opportunities for career growth and leadership. Over our 80-year history, delivering excellent service through innovation has been a core part of our DNA across our audit, tax, and consulting groups. That's why we continuously invest in innovative ideas, such as AI-enabled insights and technology-powered solutions, to enhance our services. Join us at Crowe and embark on a career where you can help shape the future of our industry. Job Description: Responsibilities: Oversee and manage a team of auditors, providing guidance and support to ensure high-quality audit work that is conducted in accordance with professional standards and firm policies. Serve as the primary point of contact for clients, managing relationships, ensuring exceptional responsiveness, and proactive communication. Plan and design audit strategies and approaches tailored to clients' industry and risks; ensure compliance with regulatory requirements and accounting standards. Manage the audit process, including budgeting, scheduling, billing, and resource allocation. Understand engagement economics and ensure compliance with firm-required processes such as assessment of WIP, invoicing and time entry. Present audit findings and recommendations to senior management or audit committees. Stay updated on changes in accounting standards, industry regulations, and best practices. Participate in the firm's growth initiatives by identifying and promoting new ideas and business solutions that result in extended services to existing clients. Contribute to proposals and presentations for prospective clients. Network with industry professionals and participate in professional organizations. Contribute to the development of firm policies and procedures. Uphold the highest standards of integrity, independence, and professional skepticism. Qualifications: Bachelor's or master's degree in accounting, finance, or business administration or other related field. 5+ years of recent and relevant public accounting external audit experience working with Broker Dealer clients. Must have CPA certification aligned to the assigned home office state or able to acquire a reciprocal one for that state. 3+ years' experience in supervisory role. Exceptional candidates will demonstrate: Excellent leadership and collaboration skills. Exceptional analytical, communication, and project management skills. Strong ability to assess risk and apply technical accounting and auditing skills to engagements, with a keen eye for details. Excellent ability to balance multiple client engagements and audit teams successfully in a fast-paced environment, adapting to situations as necessary. Exceptional professional presence with clients, prospects, all levels of staff, and colleagues. Ability to work additional hours as needed and travel to various client sites or Crowe offices. We expect the candidate to uphold Crowe's values of Care, Trust, Courage, and Stewardship. These values define who we are. We expect all of our people to act ethically and with integrity at all times. In compliance with federal law, all persons hired will be required to verify identity and eligibility to work in the United States and to complete the required employment eligibility verification form upon hire. Crowe is not sponsoring for work authorization at this time. The wage range for this role takes into account the wide range of factors that are considered in making compensation decisions including but not limited to skill sets; experience and training; licensure and certifications; and other business and organizational needs. The disclosed range estimate has not been adjusted for the applicable geographic differential associated with the location at which the position may be filled. At Crowe, it is not typical for an individual to be hired at or near the top of the range for their role and compensation decisions are dependent on the facts and circumstances of each case. A reasonable estimate of the current range is $91,400.00 - $186,900.00 per year. #J-18808-Ljbffr Crowe
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...between different industry verticals within Audit & Assurance that align with your... ...Senior Associates with experience in the Broker Dealer industry vertical. As an Audit Senior... ...customer happiness and working with client management and staff at all levels to perform...SuggestedLocal areaHome office$70.6k - $139.8k
Crowe is seeking an Audit Senior Associate in Livingston, NJ, to lead client engagements and mentor teams. The ideal candidate has 2+ years of audit experience, preferably in the Broker Dealer sector, and will build strong client relationships. This role offers growth...Suggested$100k - $115k
Blue Owl Capital is seeking a compliance professional to join the broker-dealer team in Short Hills, NJ. The role focuses on implementing policies, coordinating FINRA filings, and supporting annual compliance processes. Requirements include at least 2 years in broker-dealer...Suggested- Blue Owl Capital is searching for a compliance professional to manage its broker-dealer compliance program. This position involves implementing compliance policies, coordinating FINRA filings, and providing training. The ideal candidate will have a minimum of 2 years of...SuggestedWork at office
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...Plus You - that’s the Power in the Plus!Job Description:Withum’s Auditing and Attest Engagement services are the cornerstone of our firm.... ...of client sizes and industries. This Financial Services Audit Manager role will be based out of our East Brunswick, NJ, Whippany, NJ,...Full timeWork at officeLocal area$99k - $266k
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...Wealth ManagementSpecialismIndustry Tax PracticeManagement LevelDirectorJob Description & SummaryThe OpportunityAs an Asset & Wealth Management Tax Director, you will guide clients through the complexities of tax planning, compliance, and strategy, helping them navigate...Full timeH1b- ...Audit Manager Spartan Placements is an equal opportunity employer. All terms and conditions of employment, including, but not limited to, recruitment, placement, title, promotion, compensation, benefits, transfers, training, education, research, administration and programming...
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...provision and valuation allowanceAssisting in the preparation FIN 48 schedules and interest calculations Aiding in the management of various tax audits (property, sales and income tax audits etc.)Managing internal 404 requirements and auditors’ requestsAssisting with...- ...Insurance Implementation Specialist.As an Insurance Implementation Specialist you will be the client's first point of contact post sale, managing the implementation process from the sale through the transition to Client Service. Ensures the establishment of a positive...Hourly pay
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