Audit Manager - Broker Dealer
$91.4k - $186.9kCrowe
Audit Manager Your journey at Crowe starts here: At Crowe, you can build a meaningful and rewarding career. With real flexibility to balance work with life moments, you're trusted to deliver results and make an impact. We embrace you for who you are, care for your well-being, and nurture your career. Everyone has equitable access to opportunities for career growth and leadership. Over our 80-year history, delivering excellent service through innovation has been a core part of our DNA across our audit, tax, and consulting groups. That's why we continuously invest in innovative ideas, such as AI-enabled insights and technology-powered solutions, to enhance our services. Join us at Crowe and embark on a career where you can help shape the future of our industry. Job Description: Responsibilities: Oversee and manage a team of auditors, providing guidance and support to ensure high-quality audit work that is conducted in accordance with professional standards and firm policies. Serve as the primary point of contact for clients, managing relationships, ensuring exceptional responsiveness, and proactive communication. Plan and design audit strategies and approaches tailored to clients' industry and risks; ensure compliance with regulatory requirements and accounting standards. Manage the audit process, including budgeting, scheduling, billing, and resource allocation. Understand engagement economics and ensure compliance with firm-required processes such as assessment of WIP, invoicing and time entry. Present audit findings and recommendations to senior management or audit committees. Stay updated on changes in accounting standards, industry regulations, and best practices. Participate in the firm's growth initiatives by identifying and promoting new ideas and business solutions that result in extended services to existing clients. Contribute to proposals and presentations for prospective clients. Network with industry professionals and participate in professional organizations. Contribute to the development of firm policies and procedures. Uphold the highest standards of integrity, independence, and professional skepticism. Qualifications: Bachelor's or master's degree in accounting, finance, or business administration or other related field. 5+ years of recent and relevant public accounting external audit experience working with Broker Dealer clients. Must have CPA certification aligned to the assigned home office state or able to acquire a reciprocal one for that state. 3+ years' experience in supervisory role. Exceptional candidates will demonstrate: Excellent leadership and collaboration skills. Exceptional analytical, communication, and project management skills. Strong ability to assess risk and apply technical accounting and auditing skills to engagements, with a keen eye for details. Excellent ability to balance multiple client engagements and audit teams successfully in a fast-paced environment, adapting to situations as necessary. Exceptional professional presence with clients, prospects, all levels of staff, and colleagues. Ability to work additional hours as needed and travel to various client sites or Crowe offices. We expect the candidate to uphold Crowe's values of Care, Trust, Courage, and Stewardship. These values define who we are. We expect all of our people to act ethically and with integrity at all times. In compliance with federal law, all persons hired will be required to verify identity and eligibility to work in the United States and to complete the required employment eligibility verification form upon hire. Crowe is not sponsoring for work authorization at this time. The wage range for this role takes into account the wide range of factors that are considered in making compensation decisions including but not limited to skill sets; experience and training; licensure and certifications; and other business and organizational needs. The disclosed range estimate has not been adjusted for the applicable geographic differential associated with the location at which the position may be filled. At Crowe, it is not typical for an individual to be hired at or near the top of the range for their role and compensation decisions are dependent on the facts and circumstances of each case. A reasonable estimate of the current range is $91,400.00 - $186,900.00 per year. #J-18808-Ljbffr Crowe
$120.9k - $254.9k
...innovation has been a core part of our DNA across our audit, tax, and consulting groups. That’s why we continuously... ...Audit & Assurance team!We’re looking for Audit Senior Managers with experience in the Broker Dealer industry vertical. As an Audit Senior Manager, you...SuggestedLocal areaWorldwideHome office- Crowe-Global, located in Livingston, NJ, is seeking an Audit Senior Manager to provide traditional attestation services and lead teams in the Broker Dealer industry. You will manage client relationships, lead teams, and ensure audit quality. The ideal candidate will have...Suggested
- Crowe is seeking an Audit Manager in Livingston, NJ, to manage audit teams and ensure compliance with professional standards and policies. The role includes overseeing client relationships and managing the entire audit process, from budgeting to presenting findings to senior...Suggested
$70.6k - $139.8k
...been a core part of our DNA across our audit, tax, and consulting groups. That’s why... ...Senior Associates with experience in the Broker Dealer industry vertical.As an Audit Senior... ...customer happiness and working with client management and staff at all levels to perform...SuggestedLocal areaWorldwideHome office$70.6k - $139.8k
Crowe-Global in Livingston, New Jersey is seeking an Audit Senior Associate with a robust background in external audit, particularly in the Broker Dealer industry. The role includes overseeing client engagements, mentoring junior staff, and maintaining strong client relationships...Suggested$70.6k - $139.8k
...between different industry verticals within Audit & Assurance that align with your... ...Senior Associates with experience in the Broker Dealer industry vertical. As an Audit Senior... ...customer happiness and working with client management and staff at all levels to perform...Local areaHome office$70.6k - $139.8k
Crowe is seeking an Audit Senior Associate in Livingston, NJ, to lead client engagements and mentor teams. The ideal candidate has 2+ years of audit experience, preferably in the Broker Dealer sector, and will build strong client relationships. This role offers growth...$100k - $115k
Blue Owl Capital is seeking a compliance professional to join the broker-dealer team in Short Hills, NJ. The role focuses on implementing policies, coordinating FINRA filings, and supporting annual compliance processes. Requirements include at least 2 years in broker-dealer...- Blue Owl Capital is seeking a compliance professional to join the team responsible for managing the Compliance program for the firm’s broker‑dealer affiliate, Blue Owl Securities LLC. This role will sit within Blue Owl’s broader Compliance department and support oversight...
- Blue Owl Capital Holdings LLC is seeking a compliance professional to manage the Compliance program for its broker-dealer affiliate, Blue Owl Securities LLC. This role includes implementing policies and procedures to maintain compliance with FINRA requirements and overseeing...
- Blue Owl Capital is searching for a compliance professional to manage its broker-dealer compliance program. This position involves implementing compliance policies, coordinating FINRA filings, and providing training. The ideal candidate will have a minimum of 2 years of...Work at office
- ...Compliance Administrator in Florham Park, NJ. This role involves managing the onboarding process for new representatives and ensuring... ...Ideal candidates will have a bachelor's degree, 2+ years in broker-dealer compliance, and proficiency with CRD/IARD systems. Strong...Contract work
- ...because it is an investment in our people, our future, and what we stand for as a firm. KPMG is currently seeking a Mutual Fund Tax - Manager to join our Business Tax Services practice. Responsibilities: Review and provide oversight of tax provision and distribution...Local area
- ...Stay up-to-date on market trends and regulations to provide clients with accurate and timely advice. Opportunity to enter into the Management program. Qualifications 2+ years of experience as a Licensed Financial Advisor. Proven track record of successfully managing...
$99k - $266k
...Industry Tax Practice Industry/Sector: Asset and Wealth Management Time Type: Full time Travel Requirements: Up to 20%... ...Demonstrating proficiency in financial statement analysis and tax auditing Utilizing analytical thinking to monitor and analyze financial...Full timeH1bLocal area- ...m. to 6:00 p.m. Job Summary Our US Fund Solutions group is seeking a Fund Accountant or Senior Fund Accountant. The candidate will manage multiple client deliverables ensuring superior client service, including fund administration services provided to private equity funds...Full timeMonday to Friday
$75k - $90k
...Overview Summary: Our US Fund Solutions group is seeking a Senior Fund Accountant. The candidate will manage multiple client deliverables ensuring superior client service. Deliverables include fund administration services provided to private equity funds. Role Location...WorldwideMonday to Friday- ...license or have recently completed their pre-license requirements. There are also openings for experienced real estate salespersons and broker-salespersons. Candidates must be interested in building a strong, scalable real estate business and being top earners in the...Work at office
$91.4k - $186.9k
Crowe in Livingston, New Jersey is seeking a skilled Audit Manager to lead a team of auditors and manage client relations effectively. This role demands a CPA certification and a solid background in public accounting with a minimum of 5 years' experience in external audits...$99k - $252.45k
...Full time Travel Requirements: Up to 40% At PwC, our people in audit and assurance focus on providing independent and objective... ...compliance with regulations including assessing governance and risk management processes and related controls. In financial statement audit at...Full timeH1bWork at office$120.9k - $254.9k
...through innovation has been a core part of our DNA across our audit, tax, and consulting groups. That’s why we continuously invest... ...Fintech clients. Organization, communication, technical, time management, and accounting and auditing skills as you work efficiently with...Local areaWorldwideHome office$99k - $266k
...Competency: Industry Tax Practice Industry/Sector: Asset and Wealth Management Time Type: Full time Travel Requirements: Up to 40% At... ...and technical standards (e.g. refer to specific PwC tax and audit guidance), the Firm's code of conduct, and independence...Full timeH1b- Withum's Trust and Estate Tax practice seeks a seasoned Tax Manager to lead engagements, supervise staff, and build client relationships across individual, trust, partnership and corporate tax matters. You will mentor team members and coordinate with colleagues across the...Remote job
$120.9k - $254.9k
...through innovation has been a core part of our DNA across our audit, tax, and consulting groups. That’s why we continuously invest... ...Education clients. Organization, communication, technical, time management, and accounting and auditing skills as you work efficiently with...Local areaWorldwideHome office$75k - $90k
...Friday 9:00 a.m. to 6:00 p.m. Summary: Our US Fund Solutions group is seeking a Senior Fund Accountant. The candidate will manage multiple client deliverables ensuring superior client service. Deliverables include fund administration services provided to private...Local areaRemote workWorldwideMonday to Friday- ...• Execute trades in forex and/or cryptocurrency markets using technical and/or fundamental analysis • Follow Maverick’s risk management rules and position-sizing guidelines • Maintain a daily trading journal and track performance metrics • Continuously refine your...For contractorsRemote workFlexible hours
- ...located in Short Hills, NJ. The Team Member will be responsible for assisting with client interactions, coordinating property showings, managing transactions, maintaining property listings, and supporting marketing efforts. The role involves regular communication with...Full time
- ...What LivX Offers Competitive commission splits Hybrid flexibility Modern branding and marketing support CRM and technology support Broker guidance without micromanagement Collaborative, growth-focused culture Apply Send your resume and a short note about your real estate...For contractors
$75k - $91k
...in high demand. Unfortunately, there are not enough insurance brokers in the field to inform and educate and most importantly, find... ...Successful agents have inherent self-discipline and good time management which enables them to meet their earnings goals while working...Full timePart timeFor contractorsLocal areaRemote workFlexible hours$18.65 - $34.86 per hour
...activities, the financial advisor community and ADP payroll sales force generated leads. Develops a marketing plan with Sales Manager and field sales partners which details activities to be followed to maximize lead activity from ALL lead resource channels. Educates...Minimum wageTemporary workLocal area
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