Vice President, Trade Surveillance
HW3
VP-level Trade Surveillance opportunity with a regulated financial services firm. Must-haves: 7+ years of hands-on trade surveillance experience Strong equities and options surveillance experience Direct crypto or digital-asset surveillance experience Hands-on experience with NASDAQ SMARTS Experience with FINRA investigations and Electronic Blue Sheets Active Series 7 and Series 24 Strong knowledge of market abuse, including spoofing, layering, wash trading, front-running, and marking the close This role is fully on-site in Jersey City. A financial services firm is seeking an experienced Vice President of Trade Surveillance to lead daily surveillance reviews, investigate potential market abuse, and support regulatory inquiries. The role requires strong experience across equities, options, and digital assets, along with hands-on NASDAQ SMARTS experience and active Series 7 and 24 licenses. This is a fully on-site position in Jersey City #J-18808-Ljbffr HW3
Vacancy posted 2 days ago
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