Hybrid VP, Trade Surveillance (FICC/Equities/FX)
$120k - $190kMadison-Davis, LLC
A leading investment bank in Midtown Manhattan is seeking a VP - Trade Surveillance to manage compliance and risk in trading activities. The role involves responsibility for monitoring productivity and efficiency levels while adhering to internal policies and regulatory guidelines. Candidates should have experience in the financial services sector and a proactive approach to risk management. The position offers a hybrid schedule and a competitive salary between $120,000 and $190,000 per year.#J-18808-Ljbffr
$120k - $190k
...An investment bank located in Midtown Manhattan looking to bring on board a “VP - Trade Surveillance VP (FICC, Equities, FX/Commodities)” to join their team. This role is currently in a hybrid schedule (2 days in office / week). Base pay range $120,000.00/yr - $190...Employment EquitySurveillanceFull timeWork at office2 days per week$140k - $180k
...a Vice President candidate to join the trade surveillance team, specializing in and possessing broad... ..., Options and Futures products.The VP Compliance role oversees a team(s) of specialists... ...our clients access to a premier U.S. equities business and highly-diverse equity...Employment EquitySurveillanceFull timeLocal areaWork from homeFlexible hours- ...provides centralized oversight of Equity/Index Options, Futures, and Foreign Exchange (FX) Forwards activity—helping... ...communications reviews and options trading activity reviews for relevant supervisory... ...)Execute trade and position surveillance and controls (e.g., trade...Employment EquitySurveillanceTemporary workLocal areaFlexible hours
$140k - $180k
## VP Compliance - Trade Surveillance, Fixed IncomeApplyremote type: On Sitelocations: New York, New Yorktime type: Full timeposted on: Posted Todaytime... ...Inc., offering our clients access to a premier U.S. equities business and highly-diverse equity research franchise,...Employment EquitySurveillanceWork experience placementLocal areaWork from homeFlexible hours$260k
...based financial services provider offering equity and debt underwriting, corporate lending... ...equity research and institutional sales and trading. BMO Capital Markets has over 2,700... ...currently hiring a Director or Vice President of FX/STIR Trading to join this growing team!The...Employment EquityFull timeContract workTemporary workPart timeCurrently hiringLocal area- VP-level Trade Surveillance opportunity with a regulated financial services firm. Must-haves: 7+ years of hands-on trade surveillance experience Strong equities and options surveillance experience Direct crypto or digital-asset surveillance experience Hands-on experience...Employment EquitySurveillance
$160k - $185k
...digital assets platform spans trading, investment banking, asset management... ...for specific markets (e.g., FX Markets, crypto exchanges) in... ...cloud-based market access or hybrid deployments. ~ Experience... ...base salary, annual bonus, and equity incentives. Base Salary...Employment EquityFull timeLocal areaFlexible hours$160k - $185k
...digital assets platform spans trading, investment banking, asset management... ...for specific markets (e.g., FX Markets, crypto exchanges) in... ...cloud‑based market access or hybrid deployments. ~ Experience... ...base salary, annual bonus, and equity incentives. Base Salary...Employment EquityLocal areaFlexible hours- ..., such as law, accounting, sales, and trading. We look for those who possess sound judgment... ...reputational risks of Goldman Sachs FICC and Equities business units. The role is focused on... ...handle escalations from daily trade surveillance reports SKILLS AND EXPERIENCE WE ARE...Employment EquitySurveillanceWork experience placementFlexible hours
$200k - $295k
...Finance business New York (Hybrid/On-site) Reports to: CFO... ...capital management with JFIN’s equity investors (Jefferies Financial... ..., including initial ratings, surveillance, and methodology updates.... ...provides advisory, sales and trading, research, and wealth and asset...Employment EquitySurveillanceFull timePart timeLocal area$130k
The VP, Compliance Officer will play a crucial role in offering... ...advice and guidance to the trading and sales teams, ensuring the... ...Experience with fixed-income trade surveillance and regulatory initiatives.... ...(e.g., deferred cash, equity, etc.).#LI-DV1We do not accept...Employment EquitySurveillanceTemporary workWork at officeImmediate start$190k - $225k
...the financial technology space? As a VP, Corporate Strategy, your role will... ...annually and underpin the daily average trading of over $15 trillion in equities, fixed income, and other securities... ...events. To enable learning in our hybrid working model, Broadridge has...Employment EquityWork experience placementLocal area$159.4k - $181.9k
Trade Surveillance Manager (Broker-Dealer & Swap Dealer) - Capital One About the Role We are seeking... ...Swap Dealer products (Interest Rates, FX, and Energy Commodities) as well as institutional Broker‑Dealer activities (Equities and Fixed Income). The candidate should...Employment EquitySurveillanceFull timePart timeLocal area$120.8k - $137.9k
...Overview Trade Surveillance Principal Associate (Broker-Dealer & Swap Dealer) About the Role We are seeking a highly analytical and... ...with other asset classes, including Interest Rates, FX, Equities, and Fixed Income is preferred. The candidate should demonstrate...Employment EquitySurveillanceFull timePart timeLocal area$155k - $215k
..., business continuity planning, and surveillance capabilities to enhance the firm's resilience... ....Working knowledge of Futures, FX, Annuities, Structured Investments, Alternative Investments, Exchange-Trades Products, Fixed Income, Equities, Options, Unit Investment Trusts and...Employment EquitySurveillanceTemporary workImmediate start$175.5k - $215k
...reusable solutions across the Compliance, Surveillance and Supervision area.... ...services industry, specifically in trade surveillance and/or global markets... ...structure across multiple asset classes (equities, fixed income, derivatives, FX, commodities). ~ Experience working...Employment EquitySurveillanceFull timeWork at officeLocal areaWork from homeFlexible hours- Description & Requirements The Post Trade Implementation Team The Post Trade Implementation... ...cost analysis, regulatory reporting, surveillance, and data archiving. We partner with... .... Knowledge of Fixed Income, Equities, FX, and/or OTC markets. Experience working...Employment EquitySurveillanceTemporary workFor contractors
- ...its New York office. The role offers broad remit across trading, advisory, surveillance, and core compliance, with strong potential to drive automation... ...culture behind a market-leading compensation package and flexible hybrid work policy. #J-18808-Ljbffr Mondrian AlphaSurveillanceWork at officeFlexible hours
$110k - $160k
...cross-border products (ex. CMS, Trade Finance, Japanese Syndicated Loan... ...requirementsMizuho has in place a hybrid working program, with varying opportunities... ...banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and research. Visit ....Employment EquityFull timeWork at officeLocal areaRemote workWorldwideOverseas$115k - $185k
...operations, reporting to Mizuho Americas CFO. This is a hybrid position. The selected colleague will work at a... ...corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and research. Visit .Mizuho Americas...Employment EquityFull timeWork at officeLocal areaRemote workWorldwide2 days per week3 days per week$150k - $200k
...institutions to digital assets, including trading, advisory, asset management, staking,... ...base salary and discretionary bonus ~ Hybrid/Flexible Working Arrangements ~ Flexible... ...base salary, annual bonus, and equity incentives. Base Salary Range $150,0...Employment EquityFull timeContract workLocal areaFlexible hours$200k - $250k
...Platform (Award-winning post-trade surveillance & best execution software) Location: Midtown NYC (Hybrid - 2-3 days onsite) Reports to:... ...is seeking a transformational VP of Engineering to own their product... ...platform innovation across equities, derivatives, fixed income,...Employment EquitySurveillanceFull timeRemote work$130k - $234k
Principal/ Sr. Consultant - Risk & Compliance - Trade Surveillance This range is provided by Infosys Consulting. Your actual pay will... .../order data. Solid understanding of financial products: equities, fixed income, FX, and derivatives. Familiarity with Agile methodology and...Employment EquitySurveillanceFull time$99.4k - $142k
...fair, and secure. As a publicly traded company, Gemini is poised to... ...regulatory reporting, trade surveillance, and system enhancements... ...incentive in the form of a new hire equity grant Comprehensive health... ...United States, we offer a hybrid work approach at our hub offices...Employment EquitySurveillanceWork at officeRemote workFlexible hours- ...Officer VicePresident to lead RCC activities, including monitoring the Watch/Restricted List, reviewing transactions and employee trading for conflicts, and ensuring policy adherence. You will report to the Local Head of Regulatory and Corporate Compliance within the NY...SurveillanceLocal area
$110k - $120k
...offer seamless investing and trading experiences to clients worldwide... ...offering trading of US equities, mutual funds, ETFs, fixed income... ...looking for an experienced surveillance analyst who has ground through... ...available). New York, NY - Hybrid Please note: this role is expected...Employment EquitySurveillanceFull timeWork at officeWorldwide$275k
...based financial services provider offering equity and debt underwriting, corporate lending... ...equity research and institutional sales and trading. BMO Capital Markets has over 2,700... ...pricing and risk management of electronic FX and Fixed Income trading while driving BMO...Employment EquityFull timeContract workPart timeLocal area$150k - $200k
...Assessment & UnderwritingConduct in‑depth credit analysis of private equity and private credit platforms, including fund‑level and manager... ....Portfolio Monitoring & Risk ManagementPerform ongoing surveillance of approved counterparties, including NAV trends, portfolio performance...Employment EquitySurveillance- ...and NFA frameworks. The role demands hands‑on development of surveillance, reporting, and written procedures in a technology‑forward environment... ...teams and serving as the primary liaison for regulatory exams. Remote/hybrid work options exist in the US. #J-18808-Ljbffr GeminiEmployment EquitySurveillanceRemote work
$100k - $140k
...leading financial market innovator is hiring a Surveillance Analyst in New York, NY. The role involves monitoring trading activities, investigating anomalies, and enhancing... ...The salary range is $100,000 to $140,000, plus equity and benefits. Join a dynamic team committed to...Employment EquitySurveillance
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Hybrid VP, Trade Surveillance (FICC/Equities/FX). Be the first to apply!
- vice president of product strategy New York, NY
- vp relationship manager New York, NY
- vice president of recruiting New York, NY
- vice president business development New York, NY
- vp talent acquisition New York, NY
- vp account director New York, NY
- vp creative director New York, NY
- vice president product development New York, NY
- vice president support services New York, NY
- vice-president human resources New York, NY


