Head of Markets Regulatory Affairs & Registrations (US Broker-Dealer)
MUFG Bank, Ltd.
MUFG Bank, Ltd. in New York seeks a Director to lead the U.S. Broker-Dealer Regulatory Affairs & Registrations function. You will shape enterprise governance for regulatory engagement with FINRA, the SEC, and NFA, and oversee licensing, reporting, and disclosures across the broker-dealer footprint. As a member of the Compliance function, you will drive regulatory readiness, governance improvements, and risk-based controls while guiding a senior leadership team and cross-functional partners. #J-18808-Ljbffr MUFG Bank, Ltd.
Vacancy posted 1 day ago
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