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Assistant General Counsel - Government Investigations & Regulatory Enforcement Attorney

JPMorgan Chase & Co.

As part of Legal Department, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and communities. Our culture in Legal Department is all about thinking outside the box, challenging the status quo and striving to be best-in-class.

As a Government Investigations & Regulatory Enforcement Attorney – Vice President, Assistant General Counsel in our Government Investigations & Regulatory Enforcement team, you will represent JPMorgan Chase & Co. in connection with regulatory inquiries and government enforcement matters, internal reviews and investigations. You will spend your day learning about our products and services, collecting and reviewing documents, conducting interviews, updating stakeholders, researching legal topics, and drafting responses to regulatory requests. You will work independently and with external counsel to respond to document and information requests from equities and futures and options exchanges, FINRA and other self-regulatory organizations, swap execution facilities, state securities regulators and government agencies such as the SEC. You will act as a trusted advisor to our compliance, controls, and business partners in connection with a broad range of other matters and engage with regulators on a regular basis. If you are intellectually curious and have a passion for driving solutions you may be the perfect fit for our team.

The Legal Department at JPMorgan Chase & Co. manages legal and other risks, advises on products and services, interprets laws and regulations that impact the firm, and advises the firm on other matters. Our global team is made up of about 2,100 lawyers and legal professionals with a reputation as thought leaders who deliver best-in-class services. As trusted advisors, we help the firm’s clients while also safeguarding the integrity of the firm. We are committed to a culture of inclusivity and belonging, where people can grow and succeed throughout their careers while working for a first-in-class financial institution doing cutting-edge work. If these values resonate with you, we would like to hear from you.

Job responsibilities

  • Represent JPMorgan before government agencies, regulators and SROs in connection with investigations and inquiries
  • Work closely with line-of-business legal and compliance personnel on government investigations and regulatory matters
  • Draft correspondence and submissions, and interact with agency staff members
  • Identify, collect, and manage documents for review and production, together with our legal discovery management team
  • Advise JPMorgan regarding legal issues relating to investigations and inquiries
  • Conduct internal reviews and investigations; Assist with internal and regulatory audits
  • Participate in periodic compliance training
  • Maintain the highest level of integrity and exercise good judgment

Required qualifications, capabilities and skills

  • Strong interpersonal, analytical, problem-solving and organizational skills
  • Strong oral and written communication skills
  • In-depth experience with regulatory issues
  • Proven ability to communicate effectively at all levels
  • At least6 years’experience as a licensed attorney
  • Legal experience working for government agencies, regulators and/or SROs in connection with investigations and inquiries combined with either in-house or law firm experience with government and regulatory enforcement investigations
  • JD or educational equivalent required. Attorney candidates must be in compliance with all relevant licensing requirements including the requirements of the jurisdiction where the role will be located prior to commencement of employment.

All candidates for roles in the Legal department must successfully complete a conflicts of interest clearance review prior to commencement of employment.

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Vacancy posted 1 day ago
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