Capital Markets Auditor - Risk & Controls Leader
U.S. Bank
U.S. Bank is seeking a Senior Auditor within Corporate Audit Services to support risk assessment, control testing, and reporting for Capital Markets and broker-dealer activities across multiple regions. You will partner with risk, compliance, operations, technology, and business areas to ensure independent assurance and high-quality audit results. The role emphasizes building audit proficiency, understanding Capital Markets products, evaluating control design and operating effectiveness, and #J-18808-Ljbffr U.S. Bank
- ...in New York is seeking an experienced auditor to join its Capital Markets & Operations Audit team. You will lead... ...with senior stakeholders to strengthen controls. The role sits in a high-visibility function, requiring rigorous risk assessment and proactive issue...Risk
$104.55k - $123k
...Day One.Job DescriptionU.S. Bank’s Capital Markets platform serves institutional and corporate... ...Hong Kong, and Singapore.The Senior Auditor within Corporate Audit Services (CAS... ...evaluate and improve U.S. Bancorp’s risk management, control, and governance processes across the...RiskFull timeWork experience placementLocal area3 days per week$100k - $160k
...institution is seeking an experienced auditor to join its Capital Markets & Operations Audit team. This role offers... ...stakeholders across the business, risk, compliance, and operations teams to assess key risks, strengthen control environments, and support evolving business...Risk- U.S. Bank is seeking a Senior Auditor within Corporate Audit Services to support independent assurance across Capital Markets and broker-dealer activities. You will assist with risk assessments, planning, and control testing in a regulated financial services environment...Risk
- ...operations executive to oversee key operational infrastructure and business controls supporting its growing capital markets and investment banking platform. The role leads trade lifecycle operations, risk and governance, and partners with Treasury, Finance, Technology, and...Risk
- ...York, NY seeks a Senior Lead/Director to shape and execute the Capital Markets strategy, bridging investor strategy, rating agency execution,... ...outcomes. You will lead cross-functional projects across Risk, Finance, Legal, Tech, and Operations, driving institutional preparedness...Risk
- ...seeking an executive to provide strategic leadership across capital markets, treasury, and derivatives, guiding funding strategy and risk positioning for enterprise objectives. The role advises the CFO and senior leaders, coordinating with legal, tax, and investor relations,...Risk
$100k - $140k
...Lending Finance team as a Product Controller in ISG Finance to be part of... ...Investment Banking/Global Capital Markets Product Control team.In the... ...is known as a global leader in financial services, always... ...Proactively identify emerging risks in individual and department...RiskTemporary work- ...Citigroup Inc. in New York, NY seeks a senior Equity Capital Markets Banker to advise clients on capital raises and strategic advisory services... ...leading deal execution, mentoring juniors, and maintaining risk-compliant client strategies. #J-18808-Ljbffr Jobleads-USRisk
$120k - $205k
...legal, regulatory and franchise risk. This is a Vice President... ...Stanley is known as a global leader in financial services, always... ...Investment Banking and Global Capital Markets. The team provides timely advice... ...Legal coverage and Business Control Unit as appropriate....RiskTemporary work- ...the following ways: Oversees risk-focused audit activities, in accordance... ...Swap Dealer Risk Management, market risk management, global... ...including market risk regulatory capital calculations, related... ...Identifies inconsistencies with the control environment, regulatory requirements...RiskTemporary workWork experience placementWorldwideFlexible hours
$145k - $170k
...an Audit Manager focused on Capital Markets, you'll play a key role in CIBC... ...coverage of relevant risks and business processes.At CIBC... ...Reporting - Identify risks and controls within business processes,... ...CPA) and Certified Internal Auditor (CIA). Being a Chartered Financial...RiskFull timeRemote workShift work2 days per week- ...President, US Treasury Business Manager, Capital Markets & Prime Brokerage About the Company... ...effectively with front office, finance, risk, and compliance functions, and who is ready... ...requirements, leading the Business and Control Approval Committee process, driving...Risk
$132.26k - $155.6k
...advisory services to evaluate and improve U.S. Bancorp’s (USB) risk management, control, and governance processes across the enterprise,... ...entities. This role provides dedicated audit coverage for Capital Markets and institutional broker-dealer activities, partnering with...RiskFull timeWork experience placementLocal area3 days per week- Scotiabank - Global Banking and Markets is seeking a knowledgeable Auditor in New York City. This role focuses on providing... ...independent assurance over the Bank's internal controls and risk management practices, particularly in capital markets activities like Mortgages and...Risk
$125k - $135k
Capital Markets Controller, Vice President Capital Markets Controller, Vice President Get AI-powered advice... ...and Front Office Systems and Market Risk team. This includes all Money Market... ...quarterly cash settlements. Handling of auditor’s and regulators requests Key Internal...RiskFull timeWork at office$120k - $190k
...someone to join the Treasury Capital Markets team as a Vice President in... ...Treasury Market-facing/Managing Risk Job Family which is... ...Stanley is known as a global leader in financial services, always... ...collaborating with Business Units, Controllers, Risk, Legal, Tech and...RiskTemporary workWork at office$150k - $200k
...fulfilling career.Join us as a Financial Markets Risk Manager Lead, Capital PartnersBrown Brothers Harriman (“... ...:9+ of relevant financial risk or control experience at a buy-side institution... ...and our people. Our long-tenured leaders are experts in their areas and are actively...RiskFull timeWork experience placementWork at officeLocal area3 days per week$160k - $180k
...and regions. By connecting markets East & West, Nomura... ...reinforcing the firm's sound risk culture and control environment. We operate across... ...Overview: The Internal Auditor (VP) - Market Risk Management... ...and other market risk capitalization frameworks also important...RiskRelocation package- HW3 is seeking an experienced Markets Audit leader to oversee a portfolio of audits across its Capital Markets businesses. This role involves delivering risk-based assurance across trading activities... ...senior stakeholders in risk, control, and front office. The position...Risk
- ...seeking a Senior Internal Audit Manager to partner with Internal Audit leadership in assessing governance, risk management, and control effectiveness across capital markets and related financial services operations. The role leads risk-based audits, develops audit programs,...Risk
$188.18k
...Description Responsible for risk analysis and independent... ...Broadly Syndicated Loans, Middle Market Loans), CLO Credit Underwriting... ...and maintaining internal controls that effectively manage risk.... ...or Securitization products. Capital Markets activities related to...RiskFull timeWork experience placementRemote workMonday to Friday1 day per week- ...and operating effectiveness of internal controls, risk management, and governance processes.... ..., risk‑focused improvements. The Auditor will deliver audits and initiatives aligned... ...and business objectives, focusing on capital markets activities within the U.S., including...RiskLocal areaFlexible hours
$171k - $180k
...specializing in Agentic AI within banking and capital markets, this role will lead client engagements... ..., data science, IT infrastructure, risk, and compliance. ~ AI Governance, Risk... ...data ingestion, security, and runtime controls. ~ Practice Development & Commercial...RiskFull timeWork at officeImmediate startWorldwide3 days per week$150k - $175k
...of Business Communications, Capital Markets and Clearing, Americas (VN28... ...arise Monitor reputational risk and advise the team on emerging... ...credibility with business leaders, sales teams, and product... ...non-bureaucratic, but well controlled environment foster initiative...RiskFull timeImmediate start$90k - $125k
...of America Hours 40 Line Of Business Risk Management Pay Detail $90,000 - $125,0... ...this role. Job Description Associate, Market Risk Control - US Prime Services TD Description TD Securities... ...provides a wide range of M&A advisory, capital markets products, and services to...RiskLocal area- ...pipelines, negotiations, and ongoing financing relationships. The incumbent will manage complex workflows, organize outreach, and oversee post‑close compliance, aiming to drive efficiency and risk controls across financing structures. #J-18808-Ljbffr Wellington ManagementRisk
$150k - $200k
...Morgan Stanley's Global Capital Markets (GCM) division responds with market... ..., revenue generation, and risk reduction solutions for GCM globally... ...solutions. ~ Act as a leader and role model to the team and... ...through documented process controls and adherence to escalation matrices...RiskTemporary workWork experience placement$84.1k - $147.7k
...diversified financial services leader with more than $1.5 trillion... ...is looking to add a Manager Capital Markets Financial Analysis to the team... ...analytical processes. Assess risk/return trade-offs through the... .... Support strength of control environment for CMS operations...RiskFull timeWork at officeWork from home1 day per week$150k - $250k
...Twitter), and Instagram. Job Description:The Treasury Capital Markets team leads funding and risk management initiatives for both Blackstone as a Firm and... ...teams to enhance efficiency, transparency, and control.Manage and mentor junior team members and oversee offshore...RiskFull timeLocal area
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Capital Markets Auditor - Risk & Controls Leader. Be the first to apply!


