Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Investigations and Compliance Officer

New-York-City-Department-of-Citywide-Administrative-Services

DCAS's mission is to make city government work for all New Yorkers. From managing New York City’s most iconic courthouses and municipal buildings, to purchasing over $1 billion annually in goods and services for more than 80 City agencies, what we do ensures that all agencies can deliver on their mission. Our reach touches every facet of city government and is instrumental to the successful day-to-day operations of the City of New York. Our commitment to equity, effectiveness, and sustainability guides our work providing City agencies with the critical resources and support needed to succeed, including: Recruiting, hiring, and training City employees. Managing 56 public buildings. Acquiring, selling, and leasing City property. Purchasing over $1 billion in goods and services for City agencies. Overseeing the greenest municipal vehicle fleet in the country. Leading the City’s efforts to reduce carbon emissions from government operations. When you work at DCAS, you’re not just working for one agency, but in service of them all. It’s an opportunity to provide impactful support, quality customer service, and help protect the future of New York City for generations to come. Citywide Equity and Inclusion (CEI) sets the standards for City agencies to implement the City’s EEO Policy. This includes the implementation of initiatives that align with, and operationalize, the legal mandates and legislation designed to prevent workplace discrimination and harassment under the City’s legally protected categories. CEI also develops and updates the City’s EEO and diversity, equity and inclusion trainings portfolio to promote awareness of rights, responsibilities and resources for the city workforce. The unit also organizes mandatory EEO best practices meetings and other educational programs and professional development for EEO professionals; conducts third‑party EEO investigations; promotes compliance with training programs and reporting requirements; and designs and maintains compliance tools and reference resources. CEI provides guidance to agencies on emerging issues related to fair and effective employment practices, many of which impact retention and inclusivity; and guides agencies on preparation of their annual EEO plans as authorized by the New York City Charter Chapter 35, Section 814.1. Key Responsibilities Manage relationships with agency EEO personnel, including guidance on the proper interpretation and application of EEO Policy, investigative practices, and requests for reasonable accommodations. Assess complaints, inquiries, and process‑related questions presented to CEI from employees throughout the city, and take subsequent appropriate actions. Manage multiple complex EEO investigations through to completion in accordance with CEI’s mandate without the need for significant oversight. Prepare well‑written and well‑reasoned investigative reports that are clear and supported by the facts, including making associated recommendations in accordance with EEO Policy. Manage high‑level CEI projects and specialized initiatives. Supervise subordinate attorneys, college aides, interns, and CEI support staff, as necessary. Manage case practice reviews, including routine reviews of agency EEO complaint and reasonable accommodation files, training records, training content, instructor‑led workshops, and the use of complaint tracking systems. Ensure agency compliance with the submission of annual and quarterly EEO/Diversity & Inclusion plans and reports on complaint data. Analyze citywide trends, including inquiry and complaint data, and offer appropriate guidance to agencies in addressing necessary shifts in workplace culture and other systemic concerns. Formulate and monitor enforcement strategies with respect to new legislation, regulations, and policy. Develop policy and guidance memoranda to drive increased compliance with EEO, diversity, and inclusion, anti‑harassment/anti‑discrimination policies. Establish a standardized review and approval protocol for agency‑delivered EEO training, and other EEO‑related topics. Work collaboratively with the General Counsels Office and Human Capital Division on compliance related to workforce data, training content, and other projects as needed. Conduct legal research on EEO and employment‑related issues and relevant legislation. Travel to meet with city officials, employees and members of the public as part of investigative interviews or processes, training, and compliance‑related meetings or events. Perform additional duties as required. Minimum Qualifications Admission to the New York State Bar; and either "2" or "3" below. One year of satisfactory United States legal experience subsequent to admission to any state bar; or Six months of satisfactory service as an Agency Attorney Intern (30086). Incumbents must remain Members of the New York State Bar in good standing for the duration of this employment. In addition to meeting the minimum Qualification Requirements: To be assigned to Assignment Level (AL) II, candidates must have one year of experience at Assignment Level I or two years of comparable legal experience subsequent to admission to the bar, in the areas of law related to the assignment. To be assigned to AL III candidates must have two years of experience in Assignment Levels I and/or II or three years of comparable legal experience subsequent to admission to the bar, in the areas of law related to the assignment. Preferred Skills In depth understanding of federal, state and local laws and regulations relating to equal employment opportunity, sexual harassment, retaliation, and reasonable accommodations. Demonstrated experience conducting complex investigations, knowledge of proper objective interview techniques and due process principles. Significant knowledge and experience with handling EEO and employment‑related matters, including the investigation of, and response to, EEO complaints filed at various human rights regulatory venues. Proven work experience developing and administering EEO compliance, investigatory, and reasonable accommodation policies. Knowledge of mediation and alternate dispute practices. Demonstrated interest in public service and prior experience working in a government setting and familiarity with the relevant processes and practices of EEO professionals. Detail‑oriented, excellent analytical skills, including knowledge of statistical methods, critical thinking, and problem‑solving skills. Ability to organize, synthesize, and analyze complex information and problems, including to review facts and assess relevant issues from a regulatory perspective. Superior presentation, verbal and written communication skills, including the ability to build coalitions of stakeholders, and nurture relationships. Strong organizational and follow‑through to coordinate work plans, prioritize assignments and meet deadlines. High degree of professionalism, courtesy, strong work ethic, integrity, regard for confidentiality, and ability to work with discretion on sensitive matters. Ability to adapt to new situations, collaborate with team members, and work under pressure with minimal supervision, when necessary. Experience mentoring staff to hone their skills in the EEO field. Public Service Loan Forgiveness As a prospective employee of the City of New York, you may be eligible for federal loan forgiveness programs and state repayment assistance programs. For more information, please visit the U.S. Department of Education’s website at Residency Requirement New York City Residency is not required for this position. Additional Information The City of New York is an inclusive equal opportunity employer committed to recruiting and retaining a diverse workforce and providing a work environment that is free from discrimination and harassment based upon any legally protected status or protected characteristic, including but not limited to an individual’s sex, race, color, ethnicity, national origin, age, religion, disability, sexual orientation, veteran status, gender identity, or pregnancy. #J-18808-Ljbffr New-York-City-Department-of-Citywide-Administrative-Services

Vacancy posted 3 days ago
Similar jobs that could be interesting for youBased on the Investigations and Compliance Officer in New York, NY vacancy
  •  ...New-York-City-Department-of-Citywide-Administrative-Services is seeking a dedicated individual to manage EEO investigations and provide guidance on compliance and best practices. This role requires an in-depth understanding of EEO laws and a commitment to fostering an... 
    Suggested

    New-York-City-Department-of-Citywide-Administrative-Services

    New York, NY
    3 days ago
  •  ...A reputable compliance assurance organization in New Jersey is seeking a candidate to ensure compliance through detailed review of records...  ...batch documentation and training. The role requires leading investigations into deviations and managing corrective actions. Applicants... 
    Suggested

    Mindlance

    New York, NY
    12 hours ago
  • The Agency HOUSING PRESERVATION & DVLPMNT in New York City seeks an Investigator to conduct thorough investigations within the Section 8 Program. The role requires conducting interviews, analyzing employee records, and preparing detailed reports on findings. Ideal candidates... 
    Suggested

    Agency HOUSING PRESERVATION & DVLPMNT

    New York, NY
    1 day ago
  • $145k - $160k

     ...sophisticated regulatory expertise across banking compliance domains, and build executive...  ...strategic impact, cross-functional exposure, investigative problem-solving, and the professional...  ...Department Heads, the Chief Compliance Officer, and the Executive Committee. Your... 
    Suggested

    Crédit Agricole Group

    New York, NY
    4 days ago
  • $157k - $235k

     ...What You’ll Do: Case Management & Investigations Triage and scope all Integrity and Compliance (I&C) cases, assigning those outside the team’s purview and collaborating with stakeholders on owned cases. Gather case materials from HR, Legal, InfoSec, Global Security, and... 
    Suggested
    Local area

    SNAP

    New York, NY
    1 day ago
  • $175k - $225k

     ...Regulatory Attorney to join NYSE Regulation in New York. The role involves managing a caseload of regulatory issues, overseeing investigations, and drafting SEC rule proposals. Candidates should have a Juris Doctor, at least seven years of legal experience in broker-... 

    Intercontinental Exchange Holdings, Inc.

    New York, NY
    3 days ago
  • $175k - $225k

     ...Regulation. This role involves managing cases from FINRA's examination of member firms, and providing guidance for investigations and regulatory compliance. The ideal candidate will have a Juris Doctor, 7+ years’ legal experience in broker-dealer matters, and strong... 

    Intercontinental Exchange (ICE)

    New York, NY
    4 days ago
  • $63.66k - $67.54k

    A government entity in New York is seeking a Community Associate to assist in criminal investigations and data analysis. Responsibilities include supporting prosecutors with case development, analyzing surveillance footage, and contributing to trial presentations. Applicants... 

    Manhattan District Attorney

    New York, NY
    2 days ago
  • $180k - $225k

     ...this role. Job Description Preferred Qualifications: This Compliance Officer is a key member of the TDS US Compliance Regulatory Initiatives...  ...controls and operational processes Participate in internal investigations, draft responses to regulatory examination questions, guide... 
    Work experience placement
    Local area
    Work from home
    Flexible hours

    TD

    New York, NY
    12 hours ago
  • $180k - $225k

     ...Director - Bank Regulatory Compliance Officer, TD Securities (US)Skip to main contentWe and selected third parties use technologies and...  ...controls and operational processes* Participate in internal investigations, draft responses to regulatory examination questions, guide... 
    Work experience placement
    Local area
    Work from home
    Flexible hours

    TD Bank

    New York, NY
    4 days ago
  • Madison-Davis, LLC is seeking a BSA/AML Manager to support compliance leadership in a regulated financial environment. The role involves overseeing transaction monitoring, conducting investigations, and managing a team of analysts to bolster the firm's financial crime... 

    Madison-Davis, LLC

    New York, NY
    12 hours ago
  • $150k - $180k

    Senior Compliance Officer - FCM Advisor - VN2537 New York, NY Full-Time Compliance Diversified. Resilient. Dynamic. Marex is a global financial...  ..., and cooperating with regulatory examinations and investigations. This collaboration is essential in maintaining a healthy and... 
    Full time
    Work at office
    Immediate start

    Marex Group

    New York, NY
    3 days ago
  • $35k - $48k

     ...Junior Compliance Officer (Operations, Junior Analyst) Position Location New York, NY The MIL Corporation seeks a Junior Compliance Officer...  ...compliance, employment eligibility verification, and investigative support in a high‑visibility mission environment. This position... 
    Full time
    Contract work
    For contractors
    Work at office
    Remote work
    Weekend work

    RPMGlobal

    New York, NY
    12 hours ago
  •  ...Payer enrollment and maintenance across all insurers — keeping providers active and billable Monitoring provider payer status; investigating and resolving any terminations or gaps Accurate, audit-ready provider files — licenses, DEA, board certs, malpractice, CVs CAQH... 

    Ezra Medical Center

    New York, NY
    2 days ago
  • MaziCTools is seeking an Analyst for HR Compliance based in Texas, USA. The role involves maintaining compliance operations, processing fingerprints, and analyzing HR data. Candidates should have a Bachelor's degree and three years of HR experience. Benefits include medical... 

    MaziCTools

    New York, NY
    12 hours ago
  • About The Opportunity The Compliance function at OKX is responsible for the overall compliance culture at the company. We’re a team of...  ...candidate will have prior AML transaction monitoring and investigations experience in the financial services, FinTech or cryptocurrency... 
    Work experience placement

    Framework Ventures

    New York, NY
    4 days ago
  •  ..., the Group operates from more than 60 offices in 27 countries. We are 5,200 people strong...  ...**TP ICAP is seeking an Equities Compliance Officer to provide regulatory/compliance...  ...and respond to regulatory examinations, investigations and inquiries related to the firm’s equities... 
    Work at office

    TP ICAP Group

    New York, NY
    1 day ago
  •  ...experienced, senior cryptocurrency professional to serve as a Compliance Officer for Figure Markets’ US and potentially foreign...  ...trends and risks for further business development. Conduct investigations into potential Exchange rule violations, performing various... 
    Immediate start
    Remote work
    Visa sponsorship
    Work visa

    Framework Ventures

    New York, NY
    4 days ago
  • $170k - $180k

    Role Overview TP ICAP is seeking an Equities Compliance Officer to provide regulatory/compliance advice and support to the Firm’s equity...  ...execution. Manage and respond to regulatory examinations, investigations, and inquiries related to the firm’s equities businesses. Ensure... 
    Work at office

    670 TP ICAP Americas Holdings Inc.

    New York, NY
    4 days ago
  • $100k

     ...would like to meet you. We are seeking a highly motivated Compliance Officer to join our Private Funds Alternatives Compliance team . This...  ...of age or older. Must be willing to submit to a background investigation; any offer of employment is conditioned upon the successful... 
    Permanent employment
    Temporary work
    Work at office
    Flexible hours

    Corient

    New York, NY
    3 days ago
  • Position Summary The Regulatory Compliance Officer assures that research protocols of the OSUCCC Clinical Trials Office (CTO) are in compliance...  ...appropriate agency. Responsibilities Collaborates with investigators during study development to facilitate and confirm that... 
    Work at office

    The Ohio State University Wexner Medical Center

    Brooklyn, NY
    12 hours ago
  • $199.5k - $275k

    Government Investigations and Regulatory Enforcement Attorney - Vice President, Assistant General Counsel New York, NY, United States and...  ...with external counsel. You will act as a trusted advisor to our compliance, controls, and business partners in connection with a broad... 
    Full time

    JPMorgan Chase & Co.

    New York, NY
    3 days ago
  • $90k - $100k

     ...This position is detailed to the Mayor's Office*The Agency You’ll JoinThe New York City...  ...will report to the Deputy Director, Compliance and with wide latitude for independent...  ...experience in compliance, regulatory, or investigative capacity- Relevant experience with external... 
    Full time
    Contract work
    For contractors
    Work at office
    Local area

    City of New York

    New York, NY
    4 days ago
  •  ...features. Direct message the job poster from Medasource Regulatory Compliance Specialist – EU Clinical Trials (Drug/Device Combo Products)...  ...Quality Management System (QMS) initiative focused on investigational drug/device combination products. This role will be... 
    Full time
    Contract work
    Immediate start
    Remote work

    Medasource

    New York, NY
    2 days ago
  •  ...As a Compliance Specialist within the U.S. Regulatory Compliance team, you will play a key role in ensuring the company adheres to applicable...  .... You will also manage tasks such as identifying and investigating compliance issues, developing documentation, and responding to... 

    Evolution Gaming

    New York, NY
    4 days ago
  •  ...Vice President, Compliance Officer, Fixed Income Sales and Trading About the Company Acclaimed investment bank Industry Investment...  .... The Vice President will also be involved in internal investigations, responding to regulatory inquiries, and coordinating... 

    Confidential

    New York, NY
    2 days ago
  • Responsibilities Provide regulatory and Firm compliance advice and guidance on information barriers, investment research, and investment...  ...procedures. Support internal and regulatory inquiries and investigations, providing subject‑matter expertise and ensuring timely and accurate... 

    SGS Société Générale de Surveillance SA

    New York, NY
    12 hours ago
  • $21.32 per hour

     ...within the Credentialing and Privileging Office to include appointment, reappointment...  ...Staff of AHN entities. Responsible for the investigation and documentation of practitioner...  ...required of employees to do this job. Compliance Requirement: This job adheres to the ethical... 
    Temporary work
    For contractors
    Work at office
    Local area

    Highmark Health

    New York, NY
    1 day ago
  • $81.4k - $151.8k

    The Capital Markets Senior Compliance Officer will assist in the effective implementation, maintenance and administration of the Capital...  ...across multiple compliance functional areas (surveillance, investigations, testing, reporting). Expertise in surveillance systems, investigation... 
    Contract work
    Part time
    Local area

    BMO

    New York, NY
    1 day ago
  •  ...ensuring applicant eligibility. Conducts thorough background investigation, research and primary source verification of all components...  ...Health Professional staff, and delegated providers, ensuring compliance with regulatory bodies (Joint Commission, NCQA, URAC, CMS,... 
    Local area
    Flexible hours

    CarePoint Health System

    Hoboken, NJ
    3 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Investigations and Compliance Officer. Be the first to apply!