Regulatory Attorney: NYSE Compliance & Investigations
$175k - $225kIntercontinental Exchange (ICE)
Intercontinental Exchange (ICE) is looking for a Regulatory Attorney to join NYSE Regulation. This role involves managing cases from FINRA's examination of member firms, and providing guidance for investigations and regulatory compliance. The ideal candidate will have a Juris Doctor, 7+ years’ legal experience in broker-dealer matters, and strong communication skills. The expected salary in New York ranges from $175,000 to $225,000 USD, plus competitive benefits. #J-18808-Ljbffr Intercontinental Exchange (ICE)
$175k - $225k
Intercontinental Exchange Holdings, Inc. is looking for a Regulatory Attorney to join NYSE Regulation in New York. The role involves managing a caseload of regulatory issues, overseeing investigations, and drafting SEC rule proposals. Candidates should have a Juris Doctor...Suggested$175k - $225k
...Intercontinental Exchange company) is seeking a Regulatory Attorney to join NYSE Regulation. Among other things,... ...for addressing broker‑dealer non‑compliance with the NYSE exchanges’ rules and... ...NYSE Regulation Surveillance and Investigations team and for oversight of certain...SuggestedFull time$199.5k - $275k
Government Investigations and Regulatory Enforcement Attorney - Vice President, Assistant General Counsel New York, NY, United States and 3 more Job Information... ...counsel. You will act as a trusted advisor to our compliance, controls, and business partners in connection with...SuggestedFull time- ...Securities • Class Actions • White Collar • Regulatory Fast-Growing AmLaw Firm |... ...litigation, class actions, government investigations, and trial work . The firm is making... ...state AGs) Internal investigations and compliance matters Trade secrets, unfair competition...SuggestedWork at officeFlexible hours
$150k - $225k
...Labor & Employment Counsel with a competitive salary range of $150,000 to $225,000. The candidate will handle employment-related investigations and litigation in a collaborative environment. The ideal applicant must possess a Juris Doctor (J.D.) from an accredited law...Suggested$150k - $225k
...Employment Counsel in New York, offering a competitive salary of $150,000 - $225,000 and excellent benefits. You will conduct investigations, defend lawsuits, and advise clients on various labor laws. This role requires a Juris Doctor (J.D.) degree and 3-5 years of experience...$150k - $225k
...The ideal candidate will have 3-5 years of experience in labor and employment law, with responsibilities including conducting investigations, litigating employment claims, and advising employers on legal issues. The position offers a competitive salary range of $150,0...$150k - $225k
NACBA is seeking a Labor & Employment Counsel to handle investigations and lawsuits, helping clients navigate complex employment law matters. The ideal candidate holds a Juris Doctor degree and is admitted to the New York Bar. Offering a competitive salary between $150...Flexible hours- ...the fire. About The Role We are seeking a highly motivated Regulatory Attorney with 3-7 years of experience to support legal and... ...Commission (CFTC). What you’ll do Provide daily support to Legal, Compliance, and Markets teams Advise on the application of the Commodity...Contract work
- Arrow Search Partners is looking for a Regulatory Attorney, AVP - Legal & Compliance in New York. This role involves working on various compliance matters for investment businesses and advising investment professionals on regulatory issues. The ideal candidate will have...
- Job Title: Private Equity Regulatory Attorney Location: Fully Remote - We are unable to hire in CA Company: Simon Compliance LLC Employment Type: Full-Time About Simon Compliance LLC: Simon Compliance is a boutique compliance consulting firm offering the best in consulting...Full timeRemote work
$135k - $200k
...at . Follow @blackstone on , , and .The Compliance Assistant Vice President will work on a... ...and Legal teams on compliance and regulatory matters arising from the SEC, CFTC, and... ...*Qualifications:*** BXCI is seeking an attorney with 5+ years of experience in a law firm...Work at officeLocal areaFlexible hours- A boutique compliance consulting firm is seeking a Private Equity Regulatory Attorney to support compliance for financial services clients. Responsibilities include drafting policies, leading client calls, and assisting with regulatory filings. The ideal candidate has...Remote job
- Predict responsibly is seeking a Regulatory Attorney in New York, NY, to support our legal and regulatory strategy within a cutting-edge, CFTC-regulated exchange. Ideal candidates will have 3-7 years of relevant experience and a J.D. with active U.S. bar membership. The...
- Energy Regulatory Attorney - Des Moines Posted on November 24, 2025 Culture and Engagement at Dentons Fostering an inclusive and welcoming... ...position will: Advise clients on energy regulatory and compliance issues, including matters before local, state, and federal...Work at officeLocal area
- A leading prediction market platform is seeking a Regulatory Attorney to support its legal strategy. The ideal candidate will have 3-7 years... ...regulation. Key responsibilities include advising on compliance with CFTC regulations, drafting regulatory filings, and monitoring...
$135k - $200k
....**Business Unit:** Blackstone Legal & Compliance (Infrastructure)Blackstone seeks an Assistant... ...communities we serve.**Job Title:** Attorney (Compliance), Assistant Vice President*... ...unit and corporate teams to prepare regulatory reports and filings (e.g., Forms ADV, Form...Local areaFlexible hours- The City of New York's Fire Department is hiring a full-time Agency Attorney Level III to work in the Equal Employment Opportunity Office. Responsibilities include conducting complex investigations of EEO violations, preparing summaries, and conducting training for FDNY...Full timeWork at office
- ...municipality in the U.S. is seeking a full-time Agency Attorney Level III for the Equal Employment Opportunity... .... The ideal candidate will conduct complex EEO investigations, prepare detailed legal documents, and provide compliance training for employees. Admission to the New...Full timeWork at office
$120k - $150k
...the ‘myworkdayLitigation, Arbitration, & Employment - Investigations, White Collar and Fraud, Attorney page is loaded## Litigation, Arbitration, &... ...correspondence and assist with responding to client inquiries* Compliance: Ensure all legal work complies with applicable laws...Full timeSelf employmentWork at officeLocal areaRelocation$260k - $390k
...Description Job Description Healthcare Regulatory Associate Attorney (Mid-Level) Locations:... ...companies on complex regulatory and compliance matters. The role offers the opportunity... ..., compliance programs, and investigations within a rapidly evolving healthcare...$225k - $235k
...Direct Counsel is seeking a Global Regulatory Enforcement Associate Attorney (Junior-Level) to join a national... ...with litigation, government investigations, and SEC enforcement matters. Federal... ...in strategy sessions and compliance assessments. Qualifications...Flexible hours$310k - $420k
...~ Privacy & Cybersecurity Associate Attorney (Mid-level/Senior) Practice Area... ...Incident Response & Information Security Regulatory Compliance Location: ~ Washington, D.C.,... ...to complex multijurisdictional investigations and have been instrumental in shaping...Full timeFixed term contractFlexible hours$215k - $230k
...practice. This opportunity is well suited for an attorney who enjoys advice and counsel work and is... ...matters, including employee relations, wage and hour compliance, accommodations and leave issues, workplace investigations, policy development, employee discipline and...$225k - $330k
...Description Job Description Financial Services Regulatory Enforcement Associate Attorney Direct Counsel is seeking a Financial... ...with experience handling regulatory investigations, enforcement actions, and compliance matters involving financial institutions, fintech...- ...performance management, terminations, and workplace investigations. Partner with HR on policy development, compliance, and employment‑related risk mitigation. Support... ...in connection with litigation, disputes, and regulatory matters, including budget oversight. Support...Local areaRemote work
- Overview The Office of the Special Commissioner of Investigation for the New York City School District ("SCI") is seeking a Special Counsel... ...Inter‑agency outreach and coordination Privacy compliance Employment Information THOSE HIRED BY SCI ARE DOE SALARIED EMPLOYEES...Work at officeRemote work
- ...experienced Senior Employment Counsel to join our global Legal, Regulatory & Compliance team This individual will primarily be responsible for... ...relations issues, including performance management, investigations, discipline, and terminations Where applicable, lead workplace...Day shift
$92.53k - $136.59k
The City of New York is seeking a qualified candidate for the position of Agency Attorney III within the Compliance and Development division. This role involves conducting legal research, advising on criminal law, and training personnel on law compliance. The ideal candidate...$75k - $85k
...California. Employment, Litigation, Corporate Compliance & Healthcare Operations Job Type:... ...ensuring timely filings, and tracking regulatory deadlines to keep all entities in good... ...and hour compliance, and workplace investigations Manage and respond to employee and former...Full timeContract workPart timeLocal areaRemote work
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