Private Equity Regulatory Attorney
Simon Compliance LLC
Job Title: Private Equity Regulatory Attorney Location: Fully Remote – We are unable to hire in CA Company: Simon Compliance LLC Employment Type: Full-Time About Simon Compliance LLC: Simon Compliance is a boutique compliance consulting firm offering the best in consulting services. We specialize in partnering with financial services firms to foster a culture of compliance. We offer carefully considered advice and accessible, responsive service to create a customized, compliance solution. We work with over 100 private equity, real estate and venture capital clients across the country. This role will work in an exciting, fast-paced and entrepreneurial environment and is an expansion of our growing team. Job Summary: We are seeking a diligent and detail-oriented Private Equity Regulatory Attorney to join our team. The Regulatory Attorney will play a crucial role in supporting the drafting and updating of policies and procedures at our clients, leading calls with clients, assisting with Form ADV Part 2 drafting and updates and assistance with annual compliance reviews. This role also offers the opportunity to expand into other areas of the firm. The ideal candidate will be a high-performer and have a strong understanding of the Advisers Act, excellent analytical skills, exceptional attention to detail, the ability to think critically and the ability to work independently. Key Responsibilities: Participate and lead client calls Draft, update and proofread investment adviser compliance manuals and stand‑alone policies and procedures Assist with and prepare Form ADV Part 2A and 2B Prepare, draft and proofread annual reviews as developed under Advisers Act 206(4)‑7 Prepare and lead client employee training decks Keep up with regulatory developments Assist with drafting Simon Compliance quarterly newsletter Qualifications: Education: Juris Doctor from a reputable school. Experience: 3+ years of experience at a law firm in the regulatory group and/or in‑house at a private equity firm in the legal/compliance department. Knowledge: Strong knowledge of the Advisers Act. Skills: Exceptional drafting, analytical and problem‑solving skills; excellent attention to detail; commercial and thoughtful; and highly organized. Communication: Strong written and verbal communication skills; servant‑leader client service mentality. Entrepreneurial: Fast‑moving, growing consulting firm requires different skill‑sets than in‑house. Why Join Simon Compliance LLC? Opportunity to work with the top‑tier, boutique regulatory compliance firm. Join a dynamic and growing company. Collaborative work environment with a focus on professional development. Chance to make a meaningful impact by helping organizations maintain compliance and reduce risk. Competitive salary and benefits package. How to Apply: Resumes must be uploaded in PDF format. Resumes uploaded as Word documents will not be considered. Please email resumes to View email address on click.appcast.io. The duties and responsibilities described here are not exhaustive and additional assignments, duties, or responsibilities may be required of this position. Assignments, duties, and responsibilities may be changed at any time, with or without notice, by the company in its sole discretion. Simon Compliance offers a competitive benefits package. #J-18808-Ljbffr Simon Compliance LLC
$135k - $200k
...include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure... ...and Legal teams on compliance and regulatory matters arising from the SEC, CFTC, and... ...: BXCI is seeking an attorney with 5+ years of experience in a law firm...Employment EquityPrivateFull timeWork at officeLocal areaFlexible hours$260k - $390k
...Direct Counsel is seeking a Healthcare Regulatory Associate with 3–6 years of healthcare... ...providers, life sciences companies, private equity sponsors, investors, and healthcare-focused... ...is an exceptional opportunity for an attorney interested in working at the intersection...Employment EquityPrivate- A boutique compliance consulting firm is seeking a Private Equity Regulatory Attorney to support compliance for financial services clients. Responsibilities include drafting policies, leading client calls, and assisting with regulatory filings. The ideal candidate has...Employment EquityPrivateRemote job
$260k - $390k
...Job Description Job Description Healthcare Regulatory Associate Attorney (Mid-Level) Locations: Washington, DC or New York, New York (... ...reimbursement Support healthcare transactions , including private equity investments, mergers and acquisitions, and other...Employment EquityPrivate- ...striving to be best-in-class.As a Government Investigations & Regulatory Enforcement Attorney - Vice President, Assistant General Counsel in our... ...counsel to respond to document and information requests from equities and futures and options exchanges, FINRA and other self-...Employment Equity
- ...Responsibilities Represent emerging growth companies including start-ups, venture capital funds, and private equity investors in corporate transactions Advise clients on venture capital financings Counsel founders, executives, boards of directors, and venture capital...Employment EquityPrivate
- ...strategies, is looking to add a seasoned credit attorney to its Legal & Compliance group. The... ...adviser business by advising on regulatory compliance, governance, and day-to-day fund... ...structuring, formation, and management of private and registered funds. Counsel internal...Private
$175k - $225k
...Exchange (an Intercontinental Exchange company) is seeking a Regulatory Attorney to join NYSE Regulation. Among other things, NYSE Regulation is responsible for monitoring activities on the NYSE’s equities and options markets and for addressing broker-dealer non-compliance...Employment EquityFull time$105k - $160k
181 SEI Global Services, Inc. is seeking a skilled professional to lead accounting operations for private equity fund clients in New York. The role requires a minimum of 5 years' experience in Private Equity Fund Accounting and at least 2 years in a supervisory position...Employment EquityPrivate- ...We are looking for a senior attorney (class years 2015+ or already Of Counsel-level) who will be expected to advise corporate clients and private equity funds in connection with acquisitions, dispositions, minority investments, other similar transactions and general corporate...Employment EquityPrivateFlexible hours
- ...Managing Director, Private Equity Client Coverage About the Company Prominent strategic advisory consultancy Industry Management Consulting Type Privately Held About the Role The Company is in search of a Director/Managing Director...Employment EquityPrivate
- ...to creative sectors such as tech, media, sports, fashion and hospitality.This appointment sits within the firm's corporate and private equity practice and clients will include tech businesses, cutting-edge start ups and also clients from fintech and medtech industries....Employment EquityPrivatePermanent employmentPrivate practice
$150k - $170k
...trading, investment banking (both corporate and public finance), equity & fixed income research, market making, trust services and... ...from international institutional investors on behalf of leading Private Equity clients. The Associate role is critical in taking lead on...Employment EquityPrivate$275k - $350k
...New York, NY 10022 Job Description: Serve as a corporate attorney and advise on legal aspects of mergers and acquisitions, investments... ...: Representing U.S. and international public company and private equity clients on mergers and acquisitions transactions, including...Employment EquityPrivateRemote work1 day per week- ...prestigious law firm in New York is seeking an experienced transactional tax attorney to join their team. This role involves supporting deal work focused on mergers and acquisitions, private equity funds, and restructurings, particularly in transactional tax matters....Employment EquityPrivate
$260k - $365k
...Health Law Mergers & Acquisitions Associate Attorney (3+ Years) Direct Counsel is seeking a... ...and will advise healthcare providers, private equity-backed organizations, and other... ...documents. Conduct and report on legal and regulatory due diligence. Manage deal processes...Employment EquityPrivateWork at office- ...offers the opportunity to advise issuers, investment banks, private equity sponsors, and other sophisticated market participants on innovative... ...clients Collaborate with leading corporate and finance attorneys Outstanding platform for long-term career growth and practice...Employment EquityPrivate
- ...Associate Vice President, Capital Development About the Company A $10bn+ private equity firm with an external alternative investment platform. Industry Venture Capital & Private Equity Type Privately Held About the Role The Company...Employment EquityPrivate
$220k
...senior leadership role offers the opportunity to manage key private equity and fund clients, provide strategic tax advisory services, drive... ...services Oversee tax return preparation and ensure regulatory compliance Lead and mentor a team of tax professionals, fostering...Employment EquityPrivateFull time- ...Employment Associate Attorney Advises on employment aspects of private equity and M&A transactions. Drafts and negotiates employment agreements, offer letters, separation agreements, and restrictive covenants. Participates in due diligence, transaction negotiations,...Employment EquityPrivate
- Global Private Bank - Solutions Training Program (US / LATAM / APAC / EMEA)What we do in the Private BankOur advisors help clients achieve... ...our market strategy, alternative investments, fixed income, equities, FX and commodities. Solutions Analysts will get involved with...Employment EquityPrivateFull time
$130k - $180k
...Board CommunicationsWhat We’re Looking For:3+ years of relevant business experience in corporate strategy, investment banking, private equity, management consulting, or similar analytical and/or business leadership roles4-year degree (advanced degree preferred)Exceptional...Employment EquityPrivateFull timeTemporary work- ...Masters in Taxation is preferred CPA preferred 7+ years of progressive public accounting experience Knowledge of hedge fund and private equity K1s Excellent written and verbal communication skills Capable of managing multiple client engagements A track record of...Employment EquityPrivate
- An exceptional opportunity to join a leading insurance broking and advisory firm, supporting private equity clients through the full life-cycle of M&A transactions. You'll play a key role in assessing insurance programs, identifying risks, and delivering strategic insights...Employment EquityPrivatePermanent employment
- JW Michaels & Co., a leading private equity advisory firm in New York City, is seeking a Vice President, Strategy. This senior role involves leading consulting engagements from origination through delivery and managing project teams. Candidates should have prior experience...Employment EquityPrivate
- ...applicable technologyMust be able to travel based on business needsThe Private Client Services (PCS) Tax Practice specializes in the taxation... ...experience reviewing alternative investments including private equity and hedge fund K-1’s; including knowledge base of Section 1061...Employment EquityPrivateWork at office
- ...experience. The corporate team advises clients from the US and across Europe and you will have experience of mergers and acquisitions, private equity and venture capital transactions. This is a fantastic opportunity to join one of the elite US law firms who have a genuine...Employment EquityPrivatePermanent employmentWork at office
- Aksia, a private equity specialist serving institutional investors, seeks a VP to lead client-focused teams on strategy, asset allocation, and investment selection. The role is ideally based in San Diego or New York, with regular interaction across colleagues and clients...Employment EquityPrivate
$100k - $130k
...and valuation analyses to develop or enhance relationships with private business owner clients and prospects of BBH’s Capital Partners... ...Private Wealth Management, Investment Management, Lending, Private Equity), as well as with external parties such as senior business...Employment EquityPrivateFull timeLocal area- Our client, a well-established 120‑attorney New York law firm, is seeking a Senior Associate or Counsel... ...additional coverage. Responsibilities Advise private companies, founders, family‑owned businesses, and private equity firms on middle‑market mergers, acquisitions, divestitures...Employment EquityPrivateContract work2 days per week3 days per week
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