Regulatory Attorney: Investment Compliance Lead
The Blackstone Group L.P.
The Blackstone Group L.P. in New York seeks a Compliance Assistant Vice President to support Compliance and Legal teams on SEC, CFTC, and DOL matters and to develop policies, controls, and training. You will coordinate responses to DDQs and investor communications, advise on private credit and corporate bond trading compliance, and monitor regulatory developments with internal and external counsel. A law firm background and strong drafting and communication skills are essential; a collaborative, #J-18808-Ljbffr The Blackstone Group L.P.
$132.5k - $338.3k
...We Are: Accenture is a leading global professional services company that helps the world... ...intelligence, sustainability and ethics and compliance built into the fundamental changes... ...end offering lifecycle—from strategy and investment prioritization through industrialization...SuggestedWork experience placementLive inWork at officeLocal area- Partnership Employment in New York is seeking a compliance advisor to maintain expertise in investment management regulations. This role involves monitoring regulatory developments, developing compliance frameworks, and supporting investment product management to ensure...Suggested
- ...Jersey City, New Jersey to oversee compensation strategy within Investment Banking. You will provide expert solutions and work closely... ...business leaders to ensure effective compensation structures and compliance. The ideal candidate will have extensive experience in banking...Suggested
- A leading investment firm in New York is seeking an Investment Governance Specialist to oversee governance processes and ensure compliance with fiduciary responsibilities. The role focuses on maintaining investment policies, coordinating committee meetings, and enhancing...Suggested
- Citi is seeking an experienced Investment Counselor Team Lead in New York, responsible for managing the Investments business across multiple locations... ...a large team, engaging with clients, and ensuring compliance. A Bachelor's degree is required, while advanced qualifications...Suggested
$99k - $104k
...individuals, families, and communities. The Lead Senior Accountant reports to and works... ...Manage accounting for the endowment and investment accounts Participate in preparing... ...preferred Experience with fiscal, compliance and program audits Experience in...Work at officeRemote workVisa sponsorshipWork visaFlexible hoursAfternoon shift$225k - $260k
...law firm to identify an Investment Funds – Regulatory Associate to join its New... ...sits within a market-leading investment funds regulatory... ...sophisticated regulatory and compliance matters for leading fund... ...robust benefits package for attorneys and employees. If you...Work at office- Liberty Mutual Investments is seeking a Compliance Attorney to support our compliance functions, especially as we expand our private investment activities... ...role involves overseeing conflicts management and regulatory analysis while maintaining investment compliance programs...
- Arrow Search Partners is looking for a Regulatory Attorney, AVP - Legal & Compliance in New York. This role involves working on various compliance matters for investment businesses and advising investment professionals on regulatory issues. The ideal candidate will have...
- Job Title: Private Equity Regulatory Attorney Location: Fully Remote - We... ...hire in CA Company: Simon Compliance LLC Employment Type: Full-... ...procedures at our clients, leading calls with clients, assisting... ..., update and proofread investment adviser compliance manuals...Full timeRemote work
$175k - $225k
Intercontinental Exchange Holdings, Inc. is looking for a Regulatory Attorney to join NYSE Regulation in New York. The role involves managing a caseload of regulatory issues, overseeing investigations, and drafting SEC rule proposals. Candidates should have a Juris Doctor...$135k - $200k
Legal & Compliance - Credit & Insurance Regulatory Attorney, AVP Locations: New York Full time The Compliance Assistant... ...-related matters involving the investment businesses. Primary job... ...policies and procedures Serve as lead to coordinate responses to requests...Full timeWork at officeLocal area$135k - $200k
...Search Partners is seeking an experienced Legal & Compliance Attorney, AVP, located in New York. The ideal candidate must... ...compliance-related matters, maintaining regulatory policies, and advising on investment strategies. The role requires excellent communication...$175k - $225k
Intercontinental Exchange (ICE) is looking for a Regulatory Attorney to join NYSE Regulation. This role involves managing cases from FINRA... ..., and providing guidance for investigations and regulatory compliance. The ideal candidate will have a Juris Doctor, 7+ years’ legal...- A boutique compliance consulting firm is seeking a Private Equity Regulatory Attorney to support compliance for financial services clients. Responsibilities include drafting policies, leading client calls, and assisting with regulatory filings. The ideal candidate has...Remote job
- ...the fire. About The Role We are seeking a highly motivated Regulatory Attorney with 3-7 years of experience to support legal and... ...Commission (CFTC). What you’ll do Provide daily support to Legal, Compliance, and Markets teams Advise on the application of the Commodity...Contract work
- Regulatory Attorney, AVP - Legal & Compliance - Credit Funds Locations: New York, New Jersey, Miami Full time The... ...for our investors, the companies we invest in, and the communities in which we... ...policies and procedures Serve as lead to coordinate responses to requests...Full timeWork at officeFlexible hours
- Energy Regulatory Attorney - Des Moines Posted on November 24, 2025 Culture and Engagement at Dentons... ...and inclusive workplace by investing in professional development and culture... ...Advise clients on energy regulatory and compliance issues, including matters before local...Work at officeLocal area
- A leading prediction market platform is seeking a Regulatory Attorney to support its legal strategy. The ideal candidate will have 3-7 years of experience and a strong... .... Key responsibilities include advising on compliance with CFTC regulations, drafting regulatory...
$135k - $200k
...investors, the companies we invest in, and the communities in which... ...Unit:** Blackstone Legal & Compliance (Infrastructure)Blackstone seeks... ...we serve.**Job Title:** Attorney (Compliance), Assistant Vice... ...and corporate teams to prepare regulatory reports and filings (e.g., Forms...Local areaFlexible hours$175k - $225k
...Intercontinental Exchange company) is seeking a Regulatory Attorney to join NYSE Regulation. Among other... ...and for addressing broker‑dealer non‑compliance with the NYSE exchanges’ rules and... ...SEC, FINRA, and other exchange SROs. Lead and participate in other special projects...Full time$175k - $225k
ICE Clear Europe Limited is seeking a Regulatory Attorney in New York to support NYSE Regulation and manage investigations and examinations related to broker-dealer compliance. The ideal candidate should have 7+ years of legal experience, a Juris Doctor, and advanced knowledge...$170k - $275.5k
...Senior Counsel, Bank Regulatory Legal Corporate Title: Director Location: New York City... ...banking organization. Deutsche Bank is a leading global banking organization headquartered... ...of activities, transactions, investments, new business initiatives, divestitures...Work at officeWork from home- Lowenstein Sandler's Investment Management Group is seeking a highly qualified attorney with 7-8 years of strong investment management experience to be based... ...with the Investment Advisers Act of 1940 and regulatory/compliance experience is preferred. Candidates must have...Work at officeLocal areaWorldwide
$260k - $390k
...Healthcare Regulatory Associate Direct Counsel is... ...exceptional opportunity for an attorney interested in working... ...transactions and compliance initiatives.... ...mergers, acquisitions, investments, joint ventures, and... ...matters alongside industry-leading attorneys This...- A leading quantitative investment firm in NYC is seeking a Senior Payroll Specialist to oversee payroll operations. Responsibilities include managing the bi-weekly payroll process, ensuring compliance with regulations, and collaborating with HR on payroll benefits and...Full time
$310k - $420k
...~ Privacy & Cybersecurity Associate Attorney (Mid-level/Senior) Practice Area... ...Incident Response & Information Security Regulatory Compliance Location: ~ Washington, D.C.... ...acquisitions, and initial public offerings. ⨖ Leading complex cybersecurity incident...Full timeFixed term contractFlexible hours$250k
...managing the day‑to‑day legal aspects of new investments by Sixth Street. The role is part of... ...and following execution to maintain compliance with financing agreements, including fund... ...law. Significant experience leading, negotiating, executing, and managing complex...Full timeTemporary workLocal area- Sixth Street in New York is seeking an attorney focused on managing legal aspects of new investments across various complex transactions. This full-time role involves overseeing negotiations, compliance with agreements, and working closely with deal professionals. Ideal...Full time
$200k - $225k
...provide in-house legal advice and support across fundraising, corporate compliance, and regulatory matters. The successful candidate will be involved in establishing Pantheon funds, assisting with investment transactions, and drafting legal agreements. Applicants must have a...
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