Investment Funds Regulatory Associate Attorney (13 Years)
$225k - $260kDirect Counsel
Job Description
Job Description
Direct Counsel is partnering with a prestigious AmLaw 10 law firm to identify an Investment Funds – Regulatory Associate to join its New York office . This role sits within a market-leading investment funds regulatory practice , offering associates the opportunity to work on sophisticated regulatory and compliance matters for leading fund sponsors and asset managers.
This position provides a dynamic mix of work, including fund formation support, regulatory compliance counseling, and interaction with SEC examination and enforcement matters .
Key ResponsibilitiesReview and analyze private fund offering materials and fund governing documents
Advise clients on regulatory compliance matters relating to investment funds
Assist with SEC filings and regulatory reporting requirements
Support clients in SEC examinations and regulatory inquiries
Conduct research and provide guidance on federal securities laws and regulatory frameworks
Collaborate with transactional and regulatory teams on fundraising and fund-related transactions
1–3 years of investment funds regulatory experience at a global or top-tier law firm
Experience reviewing fund offering documents and governance materials
Strong familiarity with the Investment Advisers Act of 1940
Familiarity with the Investment Company Act of 1940 and Securities Act of 1933 preferred
Experience preparing SEC filings and responding to regulatory examinations
Strong analytical, research, and writing skills
Admission to the New York Bar required
Join a top-ranked AmLaw 10 investment funds regulatory practice
Work with leading fund sponsors and asset managers
Gain exposure to complex regulatory matters and SEC interactions
Competitive compensation and comprehensive benefits
Strong mentorship and professional development opportunities
The anticipated salary range is $225,000 – $260,000 , depending on experience, qualifications, and internal compensation structures. The firm also offers a robust benefits package for attorneys and employees.
If you are interested in this opportunity, please apply through directcounsel.net with your resume and law transcripts.
$260k - $365k
...firm to identify a talented Investment Funds, Registered Funds / BDC Associate (3–5 years of experience) to join its Investment... ...structures Assist with regulatory, compliance, and distribution... ...robust benefits package for attorneys and employees. If you are interested...Suggested$260k - $390k
...New York City | Hybrid Investment Funds Associate Attorney AmLaw 50 Opportunity Compensation $260,000 – $390,000 A premier global law firm... ...management matters. Ideal Background ~3–6 years of investment funds, investment management, or fund formation...SuggestedWork at officeAligned Talent Acquisition
New York, NY3 days ago$310k - $390k
...New York City | Hybrid Private Investment Funds Associate Attorney AmLaw 50 Opportunity Compensation... .... Ideal Background ~4–6 years of private investment funds experience... ...management company structures, and regulatory considerations ~ Experience supporting...SuggestedWork at officeAligned Talent Acquisition
New York, NY2 days ago$260k - $390k
...New York City | Hybrid Private Funds & Investment Services Associate Attorney AmLaw 200 Opportunity Compensation... .... Ideal Background ~3–5 years of corporate, securities,... ...regulations ~ Experience supporting regulatory compliance, SEC filings, investor...SuggestedPrivate practiceWork at officeAligned Talent Acquisition
New York, NY2 days ago$310k
...Description Job Description Fund Finance / Subscription Line Senior Associate Attorney or Counsel Locations: Charlotte... ...lenders, asset managers, and investment funds in sophisticated fund-related... ...ideal candidate will have 4+ years of fund finance and subscription...Suggested$310k
...Description Commodity Futures Trading Commission "CFTC" Regulatory Associate Attorney Direct Counsel is seeking a CFTC Regulatory Associate Attorney... ...outstanding opportunity for an attorney with at least 3 years of Commodity Futures Trading Commission (CFTC) regulatory...Contract workTemporary workWork at officeFlexible hours$225k - $235k
...Job Description Direct Counsel is seeking a Global Regulatory Enforcement Associate Attorney (Junior-Level) to join a national law firm in New York.... ...sessions and compliance assessments. Qualifications ~1–2 years of experience in litigation, government investigations,...Flexible hours$260k - $390k
...Description Job Description Healthcare Regulatory Associate Attorney (Mid-Level) Locations: Washington,... ..., including private equity investments, mergers and acquisitions, and other... ...regulatory matters Qualifications ~3–5 years of healthcare regulatory experience...- Healthcare Regulatory Associate Direct Counsel is seeking a Healthcare Regulatory Associate with 3-6 years of healthcare transactional and regulatory... ...opportunity for an attorney interested in working at... ...healthcare mergers, acquisitions, investments, joint ventures, and...
$310k - $420k
...market!Title: Privacy & Cybersecurity Associate Attorney (Mid-level/Senior) Practice Area: Global... ...Response & Information Security Regulatory Compliance Location: Washington, D.C.,... ...waiver in by comity) ⨖ Five to eight (5-8) years of substantive experience specializing...Full timeFixed term contractFlexible hours$300k
...Investment Management Counsel $300,000 - $475,000 per year | New York, NY | On-Site | Permanent Complex Funds Work. Strategic Transactions. Leadership Exposure. A bit about us: We are... ...to work‑life balance, we empower our attorneys to build rewarding careers while making...Permanent employmentLocal areaAustralia-Employment
New York, NY3 days ago$104.5k - $325k
...Investment & Wealth Management Counsel We are seeking... ...matters, helping ensure regulatory compliance and mitigate... ...unregistered funds and private investment... ...guidance. Qualifications 6+ years of experience advising... ...compensation for full‑time Axiom attorney roles is $104,500–$325...Full timeFlexible hoursAxiom Global
New York, NY1 day ago$135k - $300k
...Job Description Job Description Investment Funds Attorney (Professional Track) – New York, Chicago... ...is ideal for an attorney with 1–3 years of experience in fund formation who is... ...analysis related to fund formation and regulatory matters Draft, review, and revise...Work at office$320k
...Job Description Job Description Investment Funds Attorney Based in New York, NY, we are a nationally... ...jurisdictions Counsel clients on regulatory and compliance matters involving... ...academic credentials required ~10+ years of experience in investment funds...$300k
...Executive Search is seeking an experienced Investment Funds Attorney for a prestigious AmLaw firm with... ...seeking a highly skilled attorney with 10+ years of experience in investment fund formation, structuring, and regulatory compliance. This is an excellent opportunity...Work at office$345k
...Job Description Job Description Investment Funds - Senior Associate or Counsel New York 5 year plus $345,000 plus Market Leading Bonuses Are you... ...collaboration, even across practice groups and offices, and attorneys seem to enjoy spending time together in and...Work at office- ...Hybrid Insurance Transactional & Regulatory Associate Attorney AmLaw 100 Opportunity Compensation... ...transactional matters. Ideal Background • 3–6 years of insurance regulatory, insurance... ...and acquisitions, private equity investments, reinsurance transactions, corporate...Work at office
$161.6k - $202k
...experience of finding a therapist, and investing in the platform foundations to... ...D company with $325M+ in funding (a16z, Accel, Spark Capital,... ...Fit If… You have 5+ years of experience in a GRC, compliance... ...and membership ~13 paid holidays each year as well...Work from homeFlexible hoursHeadway - Design & Development
New York, NY1 day ago$260k - $390k
...Job Description Job Description Technology Regulatory Litigation Associate Attorney Direct Counsel is seeking a Technology Regulatory Litigation... ...is an exceptional opportunity for an attorney with 3-6 years of litigation and regulatory investigations experience...Fixed term contract$205k - $225k
...Direct Counsel is seeking an Insurance Regulatory & Compliance Associate to join a growing and sophisticated... .... This opportunity is ideal for an attorney looking to work on complex insurance... ...The ideal candidate will have 3–5 years of experience handling insurance...Work at office$185k - $245k
...Job Description Corporate Associate Attorney – Private Equity / Investment Management & Funds Locations Boca Raton, Boston... ...exceptional opportunity for a 3–6 year associate with strong investment... ...formation, investment adviser regulatory matters, family office...Work at officeRemote work2 days per week$310k - $390k
...Description Job Description Fund Formation Associate Attorney Direct Counsel is... ...for an attorney with 4-6 years of fund formation experience... ...representations across the private investment funds industry.... ...documents. Advise clients on regulatory and compliance matters...Temporary workFlexible hours$225k - $330k
...Job Description Job Description Financial Services Regulatory Enforcement Associate Attorney Direct Counsel is seeking a Financial Services Regulatory... ...law school with strong academic credentials ~5–7 years of experience in regulatory enforcement, government...$300k
...Investment Funds Attorney Investment Management & Funds Practice Group Open to Multiple Locations...list found at the bottom of this description... ...in investment fund formation, structuring, and ongoing regulatory compliance Deep knowledge of private equity funds,...Work at officeSteveRecruiter, LLC
New York, NY5 days ago$110k - $130k
...program, ensuring we meet our regulatory obligations while enabling... ...opportunity for someone with a few years of investment adviser compliance... ...Form ADV amendments and Rule 13 filings Coordinate and conduct... ...3.0, moving beyond mutual funds and ETFs to offer personalized...Work at officeVISE Inc
New York, NY5 days ago$75k - $95k
...a range of alternative investment structures, including hedge funds, private equity funds, and... ...standards and regulatory requirements. The role will... ...business field. ~3 to 8 years of relevant experience,... .... Salary Range: Associate: $75,000 - $95,000 AVP...Permanent employmentFull timeWork at officeImmediate startFlexible hours3 days per week$260k - $365k
...Job Description Job Description REIT Tax Associate Attorney – Investment Funds Group Locations: Austin, TX | Chicago, IL | Los Angeles, CA |... ...complex partnership tax issues. Qualifications ~4–6 years of transactional tax experience , with a strong focus on...Work at office$260k - $365k
...Job Description Job Description Transactional Tax Associate Attorney – Investment Funds Direct Counsel is seeking a Transactional Tax Associate... ...is an outstanding opportunity for an attorney with 4-6 years of transactional tax experience to join a premier Investment...- ...accountable for budgeting wisely, investing responsibly, operating... ...City Educational Construction Fund, and the Trust for Cultural Resources... ...New York. The Public Finance Attorney within the Bureau of Public... ...either "2" or "3" below. One year of satisfactory United States...Contract workTemporary workWork at office
Office-of-the-Comptroller
New York, NY5 days ago $310k - $390k
...Practice Area: Private Fund Formation, Venture... ...of market BigLaw associate compensation scale... ...for its premier investment funds and private... ...services regulatory matters, the firm... ...market dealmakers. Attorneys within this practice... ...Four (4) to Five (5) years of substantive private...Full timePrivate practiceFlexible hours
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Investment Funds Regulatory Associate Attorney (13 Years). Be the first to apply!
- investment consultant New York, NY
- registered investment advisor New York, NY
- senior investment advisor New York, NY
- investment advisor New York, NY
- compliance officer part time New York, NY
- compliance analyst New York, NY
- regulatory compliance analyst New York, NY
- coding compliance specialist New York, NY
- compliance associate New York, NY
- regulatory compliance specialist New York, NY