Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Sr. Financial Regulatory Reporting Associate

BizTek People

Sr. Financial Regulatory Reporting Associate

The Financial Regulatory Reporting team, under Americas Finance, is responsible for preparing regulatory filings for multiple legal entities within Mizuho's U.S. operations. The team reports directly to the Mizuho Americas CFO and supports both regulatory production and governance.

As a Sr. Financial Regulatory Reporting Associate, you will be responsible for preparing and reviewing complex regulatory reports in compliance with U.S. GAAP and regulatory authority guidelines. You'll also support the governance function of the reporting process—helping manage forums, audits, and internal communications outside of the core production team. This role requires deep knowledge of financial accounting, regulatory reporting, and financial instruments. You'll be working across all entities under Mizuho's Combined U.S. Operations.

Core Responsibilities:

  • Prepare and review daily, weekly, monthly, quarterly, annual, and ad-hoc regulatory reports including:
    • Federal Reserve: FR Y-15, FR Y-9C, FFIEC 031/002/009/019, FR 2644, FR 2900
    • Department of the Treasury: TIC Reports
    • Department of Commerce: BE-605, BE-15, BE-125
  • Interpret and apply relevant regulatory instructions to ensure accurate filing
  • Reconcile reporting data to the general ledger; validate static data and perform variance analysis
  • Support governance functions:
    • Develop training and documentation
    • Coordinate Regulatory Reporting Governance Committees and Interpretation/Change Management Forums
    • Liaise with internal auditors, QA teams, and the Federal Reserve Bank
    • Monitor and apply regulatory instruction or accounting standard changes
    • Maintain and update procedural documentation for compliance
    • Manage multiple projects and meet strict deadlines
    • Collaborate with stakeholders across departments
    • Provide support to management and junior team members

Required Skills:

  • Bachelor's degree in Accounting (preferred)
  • Advanced degree or professional certifications such as CPA, CFA, or equivalent (preferred)
  • 5–7 years of experience in regulatory reporting, financial reporting, or related fields
  • Strong proficiency in Microsoft Excel, PowerPoint, and Word
  • Familiarity with Regulatory Reporting tools (e.g., Axiom)
  • Experience with BI tools (e.g., Alteryx, Power BI) preferred
  • Working knowledge of U.S. GAAP and ability to develop reporting workpapers with EUC (End User Computing) controls
  • Solid understanding of financial products including loans, securities, derivatives, repos, and deposits
  • Demonstrated ability to manage multiple priorities in both production and governance capacities
Vacancy posted 1 day ago
Similar jobs that could be interesting for youBased on the Sr. Financial Regulatory Reporting Associate in New York, NY vacancy
  • $110k - $150k

    A major financial institution in New York is seeking a regulatory reporting professional responsible for the timely submission of the FR2052a report. You will prepare detailed reports, perform variance analysis, and communicate with regulators. The ideal candidate will... 
    Financial
    Senior

    Crédit Agricole Group

    New York, NY
    2 days ago
  • Senior Regulatory Reporting Analyst, Long Island City City, NY, Tampa or Charlotte, NC (Hybrid) Contract Duration: 8+ Months Required Skills...  ...& Experience 10+ years of extensive experience within the financial services industry and regulatory reporting. 5+ years managerial... 
    Financial
    Senior
    Contract work

    Motion Recruitment

    New York, NY
    2 days ago
  • $45 per hour

     ...Pay Rate: $45 per hour Location: Jersey City, NJ Responsibilities: Prepare and review regulatory reports in compliance with SEC & CFTC financial regulations and internal company policies. Ensure accurate and timely submission of all required files to regulatory agencies... 
    Financial
    Hourly pay

    Creative Solutions Services, LLC

    Jersey City, NJ
    3 days ago
  •  ...Oversee the end-to-end reporting workflow for our investment management operations, ensuring...  ..., review, and file a broad range of regulatory documents — such as Form PF, ADV, CPO‑...  ...Qualifications 3–7 years of relevant experience in financial services, particularly in hedge funds,... 
    Financial

    Dynamics Executive Search

    New York, NY
    3 days ago
  • $40 - $44 per hour

     ...We are seeking an experienced Regulatory Reporting Associate to join our financial services team. This role is responsible for preparing and reviewing regulatory reports, ensuring compliance with SEC and CFTC regulations, and supporting accurate and timely financial reporting... 
    Financial

    Russell Tobin

    Jersey City, NJ
    4 days ago
  • Goldman Sachs Bank AG is seeking an Associate for Regulatory Reporting in New York. This role involves deep data analytics over complex data sets and developing effective controls related to financial products. The ideal candidate has a Master’s degree in Management Information... 
    Financial

    Goldman Sachs Bank AG

    New York, NY
    2 days ago
  •  ...Financial Regulatory Reporting Team Member Financial Regulatory Reporting is a team responsible for the preparation of regulatory filings for multiple entities under US operations, reporting to CFO. This is a hybrid position. The selected colleague will work at office... 
    Financial
    Work at office
    Remote work
    2 days per week
    3 days per week

    BizTek People

    New York, NY
    1 day ago
  • A leading tech company is seeking a Senior Manager for SEC Reporting and Technical Accounting. This fully remote role involves managing financial report filings, ensuring compliance with U.S. GAAP, and mentoring team members. Candidates with a CPA, 8+ years of experience... 
    Financial
    Senior
    Remote job

    Bumble Inc.

    New York, NY
    2 days ago
  • $75k - $95k

     ...responsible for delivering high-quality financial and investor reporting across a range of alternative...  ...applicable accounting standards and regulatory requirements. The role will collaborate...  ...our clients’ demands. Salary Range Associate: $75,000 - $95,000 AVP: $100,000 - $... 
    Financial
    Work at office
    Flexible hours
    3 days per week

    Delta Capita

    New York, NY
    3 days ago
  • A leading financial institution is seeking an Accounting Risk and Policy Sr. Manager specializing in Regulatory Reporting. This role involves developing and maintaining accounting policies, monitoring compliance with regulations, and leading a team of finance professionals... 
    Financial
    Senior

    Fifth Third Bank, N.A.

    New York, NY
    1 day ago
  • $100k - $115k

     ...10-Qs, annual Form 10-K, annual Form 11-K, Form 8-Ks and related XBRL data tagging, and other reports as needed; prepares financial reports for filings with other regulatory bodies as needed. Executes Sarbanes-Oxley (SOX) controls and ensures controls are operating effectively... 
    Financial
    Senior
    Work experience placement
    Flexible hours

    Neier Inc.

    New York, NY
    4 days ago
  •  ...providing strategic guidance on regulatory requirements for our digital...  ...by Design.' This role reports to the Senior Regulatory Compliance...  ...compliance regulations and financial services product development...  ...teams to manage the associated procedures, reporting, and final... 
    Financial
    Senior

    Varo Bank

    New York, NY
    1 day ago
  • $80 - $90 per hour

     ...Vaco by Highspring is seeking a Senior Accountant, Financial Reporting in New York City, NY. This role involves supporting financial reporting and month‑end close activities while ensuring compliance with US GAAP. The ideal candidate will have 3‑5 years of accounting experience... 
    Financial
    Senior

    Vaco by Highspring

    New York, NY
    1 day ago
  • $87k - $109k

     ...AIG is seeking a Supervisory Accountant in New York to ensure timely and accurate external reporting of financial information compliant with US GAAP. Responsibilities include overseeing the financial statement delivery, coordinating with stakeholders, and enhancing process... 
    Financial
    Senior

    AIG

    New York, NY
    3 days ago
  • $85k - $140k

     ...The Goldman Sachs Group in New York is seeking an SEC Reporting associate to play a vital role in financial reporting and compliance. This position involves preparing SEC filings and quarterly results, ensuring accuracy and adherence to U.S. GAAP regulations. Candidates... 
    Financial

    The Goldman Sachs Group

    New York, NY
    3 days ago
  •  ...Hippo Insurance in New York is seeking a Senior Accountant to manage financial reporting for its property & casualty business. The role involves close collaboration with various departments, reporting directly to the Director of Accounting. The ideal candidate will have... 
    Financial
    Senior

    Hippo Insurance

    New York, NY
    4 days ago
  •  ...compliance function and seeks a Sr. Compliance Officer to build...  ..., escalation, and periodic reporting to the General Counsel and...  ...conditions, surety bonds, and financial filings. Administer NMLS records...  ...products, or activities. Regulatory Compliance Maintain an... 
    Financial
    Senior

    Asset Based Lending LLC

    Jersey City, NJ
    12 days ago
  • A financial services recruitment firm in New York is seeking an experienced professional to oversee the end-to-end regulatory reporting workflow for investment management operations. The ideal candidate will prepare, review, and file various regulatory documents and coordinate... 
    Financial

    Dynamics Executive Search

    New York, NY
    5 days ago
  • $100k - $120k

     ...seeking a Senior Accountant for a publicly traded sports consumer packaged goods company based in New York. This role involves financial reporting, consolidations, and intercompany accounting. The ideal candidate will have a Bachelor's in Accounting or Finance, CPA... 
    Financial
    Senior
    Full time

    Coda Search│Staffing

    New York, NY
    3 days ago
  •  ...accounting operations for its North American entities. This role involves managing the full accounting cycle and ensuring accurate financial reporting for US and Canadian operations. We are looking for an individual with at least 4 years of accounting experience, a Bachelor's... 
    Financial
    Senior

    Magma Math

    New York, NY
    3 days ago
  •  ..., is seeking a Senior Accountant to join its finance team. This position offers broad exposure across general accounting and financial reporting, contributing to key financial processes and decision-making. The ideal candidate will have a Bachelor's degree in Accounting... 
    Financial
    Senior

    HireIQ Inc

    New York, NY
    3 days ago
  •  ...candidate will have at least 5 years of experience in financial accounting, expertise in SEC reporting, and strong knowledge of GAAP. This hybrid role will...  ...close activities, and ensuring compliance with regulatory requirements. The organization offers an opportunity... 
    Financial
    Senior

    Global Accounting Network

    New York, NY
    3 days ago
  •  ...Accounting team. This role involves owning the accounting and regulatory reporting for Coinbase's registered Futures Commission Merchant and...  ...-Dealer entities. As part of a dynamic team, you'll ensure financial accuracy and compliance, lead audits, and drive reporting... 
    Financial
    Senior

    Coinbase

    New York, NY
    4 days ago
  • $80k - $95k

     ...reflecting our world. Job Description Here you can: Perform critical financial statement analysis on a quarterly basis; assist in the preparation of a quarterly balance sheet reporting package for NBCU finance leadership and Comcast Responsible for the... 
    Financial
    Senior
    Work experience placement
    Work at office
    Local area

    NBCUniversal

    New York, NY
    4 days ago
  •  ...Penn State University is seeking an experienced Accountant for their Financial Reporting and Analysis Department. This full-time position involves managing financial reporting, reconciliation, and analysis at the Applied Research Laboratory. With a focus on accuracy and... 
    Financial
    Senior
    Full time
    Remote work

    Penn State University

    New York, NY
    5 days ago
  • $80 - $90 per hour

     ...Client is Seeking: Senior Accountant, Financial Reporting Location: New York City, NY Pay Rate: $80–$90/hour Our client is seeking a Senior Accountant, Financial Reporting to support financial reporting, month-end close activities, and technical accounting initiatives.... 
    Financial
    Senior

    Vaco Recruiter Services

    New York, NY
    1 day ago
  •  ...A financial services firm in Chester County, PA seeks a Manager of Financial Reporting & Technical Accounting to oversee SEC reporting and financial statement preparation. The ideal candidate will have at least 3 years of experience in a public accounting firm, strong... 
    Financial
    Senior
    Work at office

    Atlantic Group

    New York, NY
    3 days ago
  •  ...Vaco Recruiter Services is looking for a Senior Accountant, Financial Reporting in New York City. This position involves preparing financial statements, supporting audits, and ensuring compliance with US GAAP. Candidates should have a Bachelor's degree in Accounting or... 
    Financial
    Senior

    Vaco Recruiter Services

    New York, NY
    17 hours ago
  • $100k - $130k

     ...permettant l’identification.Sr. Compliance Officer - Monitoring & Testing (Associate), TD Securities (US)...  ..., and prepare reports to document exceptions...  ...training requirements and regulatory change impact assessments...  ...families achieve their financial, physical and mental well... 
    Financial
    Senior
    Temporary work
    Work experience placement
    Remote work
    Work from home
    Flexible hours

    TD Bank

    New York, NY
    2 days ago
  • A leading financial services company in New York seeks a Compliance Monitoring Specialist to support governance, compliance tracking, and reporting activities. Ideal candidates should have a Bachelor's degree in Business, Finance, or Law, and must possess strong organizational... 
    Financial

    BBVA

    New York, NY
    2 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Sr. Financial Regulatory Reporting Associate. Be the first to apply!