Regulatory Reporting Specialist - Hedge Funds
Dynamics Executive Search
A financial services recruitment firm in New York is seeking an experienced professional to oversee the end-to-end regulatory reporting workflow for investment management operations. The ideal candidate will prepare, review, and file various regulatory documents and coordinate detailed investor reports. Candidates should have 3-7 years of experience in financial services, preferably in hedge funds, and possess a Bachelor's degree. Familiarity with regulatory compliance and reporting is highly advantageous. #J-18808-Ljbffr Dynamics Executive Search
$85k - $110k
...core services: Market Making, Clearing, Hedging and Investment Solutions and Agency and... ..., consumers and traders, banks, hedge funds and asset managers. With more than 35... ...Role: Marex is seeking an Operations Regulatory Reporting Analyst who will support and maintain operational...SuggestedImmediate startFlexible hours$75k - $95k
...delivering high-quality financial and investor reporting across a range of alternative investment structures, including hedge funds, private equity funds, and CLOs. The... ...compliance with applicable accounting standards and regulatory requirements. The role will collaborate...SuggestedWork at officeImmediate startFlexible hours3 days per week- The role supports a broker‑dealer regulatory reporting function, with responsibility for daily customer and PAB reserve calculations (Rule 15c3‑3) and review of daily Net Capital computations (Rule 15c3‑1). The position assists in the preparation, review, and analysis...Suggested
$134k - $348.5k
...Management Time Type: Full time Travel Requirements: Up to 20% The Opportunity As an Asset and Wealth Management - Regulatory Reporting Specialist - Director, you will play a pivotal role in guiding clients through complex regulatory landscapes, enhancing their...SuggestedFull timeH1b$125k - $190k
...Job Description What is the Opportunity? RBC Capital Markets (RBC CM) is looking for a regulatory data specialist responsible for simplifying complex FINRA regulatory reports (CAT, TRACE, CAIS) into granular field-level data requirements and mapping them to internal...SuggestedFull timeFlexible hours$100k
...New York, NY for our client, supporting regulatory compliance and monitoring activities... ...transactions and enforce policies. Reporting: Assist with compliance reporting and... ...experience within investment advisory, hedge fund, private equity, or asset management environments...Permanent employmentWork at officeMonday to Friday- Goldman Sachs Bank AG is seeking an Associate for Regulatory Reporting in New York. This role involves deep data analytics over complex data sets and developing effective controls related to financial products. The ideal candidate has a Master’s degree in Management Information...
$85k - $140k
The Goldman Sachs Group in New York is seeking an SEC Reporting associate to play a vital role in financial reporting and compliance. This position involves preparing SEC filings and quarterly results, ensuring accuracy and adherence to U.S. GAAP regulations. Candidates...- A global banking institution is seeking a Regulatory Business Analyst specializing in Transactional Regulatory Reporting in New York. The role involves business analysis, gathering requirements from end-users, and supporting operational teams. Candidates should have a...Contract work
$64.07k - $99.79k
The Senior Compliance Reporting Specialist will be responsible for ensuring compliance with the Physician Payments Sunshine Act by accurately... ...HCP expenses for compliance with company policies and regulatory requirements. Identify and resolve any errors or discrepancies...Full timeWork experience placementImmediate startRemote work$140k - $195k
...within CIB. • Record retention data policies and procedures. • Regulatory changes have been implemented within IT Platforms. The CMI... ...controls, and providing governance for transaction regulatory reporting within CIB for registered swap-dealer & broker-dealer entities...Work at office- ...of the most exciting, large-scale funds in a newly designed team. Key Points... ...surveillance program, as well as prepare regulatory reports and testing documentation Acquire a... ...0-$160,000.00 1 day ago Compliance Specialist - Leading Global Hedge Fund - $200k+ total comp package...Full time
$125k - $175k
...services: Market Making, Clearing, Hedging and Investment Solutions and... ...and traders, banks, hedge funds and asset managers. With more... ...navigate a wide range of regulatory requirements to maintain licenses... ...level of responsibility. To report any breaches of policy to...Full timeWork at officeImmediate start- Oversee the end-to-end reporting workflow for our investment management... ..., and file a broad range of regulatory documents — such as Form PF,... ...— Client Services, Fund Accounting, Treasury, Legal,... ...financial services, particularly in hedge funds, regulatory reporting,...
- Multi-Strategy Hedge Fund | Hybrid (Tues-Thurs in Office) We’re partnering with a top-performing, global... ...What you’ll be doing Trade surveillance and regulatory monitoring across multiple strategies SEC and CFTC reporting and ongoing regulatory obligations Working with...Work at office
$113.4k
The Goldman Sachs Group is seeking an Associate for Regulatory Reporting in New York, New York. The role involves data analysis over large datasets and ensuring regulatory compliance through trade control mechanisms. Candidates must have a Master's or Bachelor's degree...- A leading financial services company in New York seeks a Compliance Monitoring Specialist to support governance, compliance tracking, and reporting activities. Ideal candidates should have a Bachelor's degree in Business, Finance, or Law, and must possess strong organizational...
- ...FINOP / Broker-Dealer Regulatory Reporting Consultant Our client is seeking a FINOP / Broker-Dealer Regulatory Reporting Consultant with strong experience supporting self-clearing broker-dealers, including ownership of FOCUS reporting, 15c3-3 regulatory requirements...Permanent employment
$64k - $80.5k
...belonging where everyone can thrive and a workplace that reflects our values, our people, and our drive to win. The Regulatory Incident Reporting Analyst will support the Compliance department in ensuring compliance through the execution of policies, processes, and...H1bVisa sponsorshipFlexible hours- A leading insurance organization in New York is seeking a Senior Regulatory Reporting Analyst to ensure accurate and timely reporting of data to insurance regulatory bodies. The successful candidate will have strong data analysis and Excel skills, along with experience...
$40k - $55k
A leading provider of commercial insurance solutions is seeking an Entry-Level Regulatory Reporting Analyst to join their compliance team. This remote position offers a competitive salary range of $40,000-$55,000 and a comprehensive benefits package, including medical,...Remote job$69k - $105k
KeyBank is seeking a Senior Analyst to support the preparation and analysis of the FR 2052a Liquidity Monitoring Report, emphasizing data accuracy and regulatory consistency. The ideal candidate will have a bachelor's degree in finance or a related field, strong...Remote jobWork at office$110k - $150k
A major financial institution in New York is seeking a regulatory reporting professional responsible for the timely submission of the FR2052a report. You will prepare detailed reports, perform variance analysis, and communicate with regulators. The ideal candidate will...$70k - $110k
Regulatory Reporting Analyst Location: New York, NY Base pay range: $70,000.00/yr - $110,000.00/yr Our client is seeking a Regulatory Reporting Analyst to join a high-visibility regulatory team. This role focuses on regulatory reporting related to derivatives activity...Full time$150k - $185k
...core services: Market Making, Clearing, Hedging and Investment Solutions and Agency and... ..., consumers and traders, banks, hedge funds and asset managers. With more than 35... ...activities, as well as knowledge of various regulatory reporting requirements. Such guidance is tailored...Immediate start$70k - $110k
A financial services recruitment firm seeks a Regulatory Reporting Analyst in New York. The candidate will prepare regulatory reports related to derivatives activity, ensuring accuracy and compliance with CFTC and SEC regulations. Ideal for those with 3+ years in regulatory...- Senior Regulatory Reporting Analyst, Long Island City City, NY, Tampa or Charlotte, NC (Hybrid) Contract Duration: 8+ Months Required Skills & Experience 10+ years of extensive experience within the financial services industry and regulatory reporting. 5+ years managerial...Contract work
$69k - $105k
...Analyst supports the preparation, analysis, and governance of the FR 2052a Liquidity Monitoring Report. This role is designed to flex across data-quality execution and regulatory interpretation, with specific emphasis determined by team needs. The analyst will act as both...Work at officeRemote workFlexible hours$120k - $150k
...Agricole SA is looking for a U.S. GAAP Accountant in New York, NY. This role involves the timely preparation and submission of U.S. regulatory reports, including Call Reports and BEA reports. The ideal candidate will have a Bachelor's in Accounting and 6-10 years of relevant...- A leading insurance organization in New York is seeking a Senior Regulatory Reporting Analyst. The role focuses on collaborating with various functions to ensure accurate and timely regulatory reporting. Candidates should possess strong data analysis and advanced Excel...
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Regulatory Reporting Specialist - Hedge Funds. Be the first to apply!
- information security compliance analyst New York, NY
- hr compliance coordinator New York, NY
- governance risk & compliance analyst New York, NY
- senior compliance analyst New York, NY
- risk and compliance analyst New York, NY
- financial compliance analyst New York, NY
- human resources compliance specialist New York, NY
- regulatory reporting analyst New York, NY
- legal compliance officer New York, NY
- regulatory analyst New York, NY

