Regulatory Reporting Specialist - Hedge Funds
Dynamics Executive Search
A financial services recruitment firm in New York is seeking an experienced professional to oversee the end-to-end regulatory reporting workflow for investment management operations. The ideal candidate will prepare, review, and file various regulatory documents and coordinate detailed investor reports. Candidates should have 3-7 years of experience in financial services, preferably in hedge funds, and possess a Bachelor's degree. Familiarity with regulatory compliance and reporting is highly advantageous. #J-18808-Ljbffr Dynamics Executive Search
- Mondrian Alpha, a rapidly expanding hedge fund in New York, is seeking a Business Analyst to join the compliance team. You will collaborate... ..., operations and risk to automate functions and strengthen regulatory reporting as the firm grows. The ideal candidate will have at least 5...Suggested
$90k - $155k
...Position Summary We are seeking a detail-oriented and technically strong Regulatory Reporting director to support the preparation, review, and submission of U.S. bank regulatory reports and related filings. The role will be responsible for the timely and accurate completion...SuggestedTemporary work- A rapidly expanding hedge fund is looking to add a Business Analyst to their growing... ...now focusing on hiring exceptional, specialist talent. They are looking for a Business... ...will have a lead role in improving the regulatory reporting and risk functions, as they continue...SuggestedWork at officeImmediate start
$90k - $155k
Position Summary We are seeking a detail-oriented and technically strong Regulatory Reporting director to support the preparation, review, and submission of U.S. bank regulatory reports and related filings. The role will be responsible for the timely and accurate completion...SuggestedTemporary work- Dormont Manufacturing Co is looking for a Senior Management Reporting Analyst to support the governance and oversight of regulatory reporting processes. The role involves developing reporting governance procedures and assessing risks across reporting lifecycles. A bachelor...Suggested
- BetMGM in Jersey City, NJ is seeking a Senior Analyst, Regulatory Incident Reporting to develop, implement, and monitor policies and procedures for incident reporting across compliance and governance. This role supports the company’s regulated online gaming and sports wagering...
- ...CCO to become CCO (New York, NY): Our client, a growing hedge fund focused looking to hire a Senior Compliance Officer or... ...books, DDQs, and other external materials Assist with regulatory filings and ongoing reporting obligations Administer the Code of Ethics, including...Work at officeWork from home
$75k - $95k
...delivering high-quality financial and investor reporting across a range of alternative investment structures, including hedge funds, private equity funds, and CLOs. The... ...compliance with applicable accounting standards and regulatory requirements. The role will collaborate...Permanent employmentFull timeWork at officeImmediate startFlexible hours3 days per week- ...of the most exciting, large-scale funds in a newly designed team. Key Points... ...surveillance program, as well as prepare regulatory reports and testing documentation Acquire a... ...0-$160,000.00 1 day ago Compliance Specialist - Leading Global Hedge Fund - $200k+ total comp package...Full time
$140k - $185k
...description represents a sample Fund Compliance Analyst position... ...roles in fund compliance, regulatory oversight, and internal control... ...type (e.g., private equity, hedge funds, venture capital, or alternative... ...Track regulatory filings, reporting deadlines, and changes in...Full time- ...currently supporting a global multi-strategy hedge fund with a new senior compliance hire in New... ...to their other strategies. Direct report into the Global Chief Compliance Officer... ...contact for the SEC and CFTC, managing regulatory relationships and inquiries. Provide...
$125k - $165k
...Exchange Act. Review pitch books, monthly reports, DDQs, RFPs and other marketing... ...policies to staff. Assist with the firm's regulatory filings (Form ADV, Form PF, CPO-PQR, CTA... ...of registered investment adviser and/or hedge fund legal or compliance experience....Work experience placementWork at officeLocal areaRemote workWorldwide$65 - $70 per hour
...Job Description Job Description BizTek People is in search of an experienced Regulatory Reporting Change Management Associate for our client in NYC! Pay Ran ge: $65-70/hr Duration: Approximately 6 months Start Date: ASAP Schedule: Hybrid (New...Contract workImmediate start$64.07k - $99.79k
The Senior Compliance Reporting Specialist will be responsible for ensuring compliance with the Physician Payments Sunshine Act by accurately... ...HCP expenses for compliance with company policies and regulatory requirements. Identify and resolve any errors or discrepancies...Full timeWork experience placementImmediate startRemote work- Nomura in New York seeks an Associate to join our Treasury function. The role focuses on liquidity management, regulatory reporting, and analytics, with mentorship from senior team members and increasing responsibility across treasury operations. You will build expertise...
- A global banking institution is seeking a Regulatory Business Analyst specializing in Transactional Regulatory Reporting in New York. The role involves business analysis, gathering requirements from end-users, and supporting operational teams. Candidates should have a...Contract work
- Role The Officer will be responsible for overseeing regulatory reporting obligations, serving as a subject matter expert across reporting regimes and workflows, managing controls and exception processes, investigating reporting issues, and partnering with key stakeholders...
$95k - $115k
Job Title: Regulatory Reporting Associate Job Code: 13055 Country: US City: New York Skill Category: Operations Description: Corporate Title: Associate Department: Operations Location: New York The pay range for this position at commencement of employment is expected...Work at officeRelocation package$150k - $180k
...services: Market Making, Clearing, Hedging and Investment Solutions and... ...and traders, banks, hedge funds and asset managers. With... ...must navigate a wide range of regulatory requirements to maintain licenses... ...level of responsibility. To report any breaches of policy to...Full timeWork at officeImmediate start- ...administration of the firm’s Compliance and Anti-Money Laundering (AML) programs. The role involves assisting in compliance monitoring, regulatory reporting, and managing staff compliance training. The ideal candidate will have experience in compliance and AML regulations, KYC...
- Deutsche Bank AG in New York seeks an Associate for US Legal Entity Reporting, Supervision & Support. You will perform daily CFTC client... ...15c3-3 calculations, contributing to month-end closings and regulatory compliance. You will liaise with Finance, Compliance, Front Office...
- Oversee the end-to-end reporting workflow for our investment management... ..., and file a broad range of regulatory documents — such as Form PF,... ...— Client Services, Fund Accounting, Treasury, Legal,... ...financial services, particularly in hedge funds, regulatory reporting,...
$100k - $130k
...range $100,000.00/yr - $130,000.00/yr Join a multi $Bn Hedge Fund as a Compliance Associate in NYC. Reporting directly to the CCO, this role has high upside,... ...consulting or within a hedge fund Previous experience with regulatory filings, including ADV, 13F/G/H, Form PF, etc....Full timeWork at office$120k - $150k
...U.S. GAAP accountant that is able to handle the timely and accurate submission of all U.S. regulatory reports required of an FBO. Key Responsibilities Detailed review of all quarterly Call Reports before submission to the branches and regulatory agencies, i.e. the FFIEC...Work at officeLocal area$110k - $150k
...A major financial institution in New York is seeking a regulatory reporting professional responsible for the timely submission of the FR2052a report. You will prepare detailed reports, perform variance analysis, and communicate with regulators. The ideal candidate will...$77k - $98k
## Regulatory Reporting AnalystApplylocations: New York, NYtime type: Full timeposted on: Posted Todayjob requisition id: 10077343-WD**Do you want your voice heard and your actions to count?**Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of...Work at officeLocal areaRemote work$45 - $47 per hour
...0/hr - $47.00/hr This role includes, but is not limited to the following activities: Assisting in the review of the US Banks regulatory reports (FFIEC 031-Call Report, FR2900, FR2644, FRY8), as well as ensuring that appropriate auditable documentation for all reports exists...Contract work$105k
## Regulatory Reporting AnalystApplylocations: New Yorktime type: Full timeposted on: Posted Todayjob requisition id: JR4195**Join Starr, a global leader in commercial insurance with over a century of expertise. We empower our employees to innovate, make impactful decisions...Worldwide- ...Regulatory Reporting Analyst Are you looking for a new challenge to grow an exciting SaaS company as a Regulatory Reporting Analyst? Then... ...and results focused ~ Some work experience working in the Funds industry or Financial Control Environment would be desirable...Full timeWork experience placementRemote workFlexible hours
$70k - $110k
...Regulatory Reporting Analyst Location: New York, NY Base pay range: $70,000.00/yr - $110,000.00/yr Our client is seeking a Regulatory Reporting Analyst to join a high-visibility regulatory team. This role focuses on regulatory reporting related to derivatives activity...Full time
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