Regional Compliance Leader - Wealth Management Northeast
$165k - $275kMorgan Stanley
Morgan Stanley is seeking a Regional Compliance Officer in Purchase, NY. This executive role involves providing compliance guidance, addressing high-risk matters, and enhancing supervisory policy within Wealth Management. Candidates should have at least 10 years of compliance experience, a deep understanding of SEC and FINRA regulations, and the ability to lead initiatives. The position offers an expected base salary between $165,000 and $275,000, along with comprehensive benefits and a supportive environment. #J-18808-Ljbffr Morgan Stanley
Vacancy posted 4 days ago
Similar jobs that could be interesting for youBased on the Regional Compliance Leader - Wealth Management Northeast in Purchase, NY vacancy
- HDR is seeking a Waste Northeast Business Development Leader to drive market opportunities in the Northeast region. The role involves coordinating cross-functional teams, shaping client strategies, and leading business development for Waste Services across multiple locations...Suggested
$259.35k - $288.16k
...Transportation Market Sector Leader to join our National Buildings Group . As the North Regional Market Leader, you will drive... ...Buildings & Facilities across the Northeast Region. Your New Role In this... ..., planners, and project managers, you will fuel long-term growth...SuggestedWork at officeRemote workFlexible hours$62.4k - $70k
Chestnut Petroleum is seeking a full-time Store Manager for their Knollwood Station Corp in White Plains, NY. The Store Manager will... ...financial performance, and customer service standards while ensuring compliance with company policies. The ideal candidate will have previous...SuggestedFull time- Morgan Stanley seeks an Associate Market Manager in Purchase, New York, responsible for overall Market management, driving revenue growth... ...skills, along with a commitment to client service and compliance standards. The position offers a dynamic work environment within...Suggested
- STV, Inc. is seeking a North Transportation Market Sector Leader to join our National Buildings Group in White Plains, NY. This senior... ...and visibility for transportation facilities across the Northeast region. The candidate will leverage a multi-state group to shape strategy...SuggestedRemote job
- KeyBank is seeking a Branch Manager in White Plains, NY, to lead a team delivering exceptional client service and financial solutions... ...role includes coaching, recruiting, and ensuring regulatory compliance in branch operations. The Branch Manager will cultivate relationships...Local area
$23.6 - $42.5 per hour
...merchandising, labor, regulatory compliance, and special projects as... ...and develops Associate Team Leaders and Team Members.... ...and goals, promote national, regional, and store programs and initiatives... ...Ensures adherence to category management schedule and planograms. Ensures...Hourly payFull timePart timeSeasonal workWork at officeFlexible hoursNight shift- ...digital financial solutions. The role requires extensive UX experience, particularly in financial services, and a strong ability to manage teams and deliver intuitive products. The ideal candidate will lead UX strategy, work closely with product teams, and champion user...
- Mast-Jägermeister US, Inc. is seeking a VP/GM to oversee sales strategies in the US. This pivotal role focuses on building strong relationships with distributors, leading a formidable sales team, and driving growth for the Jägermeister brand. With responsibilities spanning...Remote job
$53.5k - $67.5k
...Operations , you will coach teammates, manage priorities, and deliver a consistent, athlete... ...of plan effectiveness. When sole leader in building, act as Head Coach and perform... ...and for holding teammates accountable for compliance with policies and procedures, including...Shift workDICK'S Sporting Goods
White Plains, NY18 hours ago$110k - $140k
...Our client is a respected regional contractor known for delivering... ...construction projects throughout the Northeast. Their diverse portfolio... ...Description Direct and manage all onsite construction... ...specifications to ensure project compliance Conduct progress meetings...For contractorsFor subcontractorLocal areaMichael Page International Inc.
Stamford, CT18 hours ago$40 - $86.42 per hour
...organization is seeking a Registered Nurse (RN) in the City of Rye, NY. The RN will uphold patient-centered values and provide care in compliance with nursing standards. Responsibilities include care coordination, patient assessment, and promoting health. Ideal candidates...Hourly pay$70k - $85k
Filippatos PLLC in White Plains, NY seeks a Chief Paralegal to manage a team, ensuring accurate legal support and case compliance. This role demands strong organizational skills and a commitment to quality service. Ideal candidates have 3+ years of litigation paralegal...$125k - $140k
The Marketing Team Leader plays a pivotal role in supporting and executing... ...teams, working closely with Regional Marketing Leaders, Commercial Lines Managers, and local sales and operations teams... ...on optimizing workflows, ensuring compliance, and delivering outstanding...Temporary workLocal areaFlexible hours$90k - $105k
...The role demands supervision of drivers and adherence to safety compliance while focusing on customer satisfaction and operational efficiency. Qualified candidates should have 3+ years in waste management, with previous supervisory experience preferred. The position offers...$187.2k - $260k
...Partner with market sector, regional, area and technical leadership... ...Operations Integration & Resource Management Collaborate with regional... ..., QA/QC, and standards compliance. Oversee risk management practices... ...markups. Growth-Oriented Leader: Track record of building and...Full timeTemporary workPart timeFor contractorsWork experience placementWork at office- Whole Foods Market in White Plains, NY, seeks a leader for the Specialty team to drive daily operations, profitability... ...service. You will hire and develop team members, manage labor and expenses, and ensure compliance with health, safety, and store SOPs. The role...
- Freixenet Mionetto USA is seeking a experienced alcohol beverage compliance professional to independently manage licensing, registrations, COLAs, regulatory reporting, and compliance administration across federal and state requirements for wine and spirits operations. This...
$182.61k - $260.88k
Water Resources Management Market Sector Leader Join to apply for the Water Resources Management Market Sector Leader role at HDR. HDR has an excellent... ...the market sector. Ability to work cooperatively with regional and area market sector directors and managers....Full timeContract workTemporary workPart timeLocal area$125k - $135k
New York Blood Center is seeking a Facilities Manager in Rye, NY, responsible for the operation of building systems and infrastructure compliance. This includes managing temperature monitoring systems for critical operations and ensuring adherence to safety regulations....- ...Located in Poughkeepsie, NY, this position requires leadership in supervising a team while ensuring compliance with environmental regulations. Key responsibilities include managing operations, maintaining safety standards, and overseeing personnel. A strong background in...
- Dollar General in New York seeks a Store Manager to lead all aspects of store operations, including staffing, scheduling, training and... .... You will drive sales, control costs, and ensure safety and compliance in a fast-paced environment. Responsibilities include...
$55 - $67 per hour
...Health & Safety Officer (EHSO) for in-person work in the NYC area. The EHSO will oversee daily operations related to safety and compliance in mechanical and infrastructure construction projects. Required qualifications include a Bachelor’s degree in a related field and...Hourly pay- Lake Gaston HVAC, Plumbing & Electrical is seeking an Operations General Manager to build, lead, and grow a multi-million-dollar business in the Lake Gaston region. You’ll lead daily operations, develop teams, drive revenue, and establish a performance-driven culture across...
- ...Immediate start; oversees ENL and World Language programs, ensuring compliance with NYSED OBWEL and CR Part 154 regulations. Responsibilities... ...World Language teachers, program coordination with district leaders, and participation in district improvement efforts and annual...Immediate start
- ...G650 operations, ensuring the highest standards of safety and compliance with FAA regulations. You will lead all flight operations domestically... ..., along with strong leadership skills and the ability to manage flight planning effectively. This role requires close collaboration...
$330k - $385k
...organization. This role focuses on supporting individuals with developmental disabilities through a variety of services while ensuring compliance and strategic effectiveness. The ideal candidate will have significant experience in senior leadership within similar...- A major national law firm is seeking a Sr Talent Acquisition Manager to lead its immigration practice group. This role involves managing a team of immigration paralegals, ensuring compliance, improving operational efficiency, and maintaining high-quality client service....
- Sr Talent Acquisition Manager at Jackson Lewis P.C. Focused on employment and labor law since 1958, Jackson Lewis P.C. has more than... ...approval of timecards and management of absence requests. Ensure compliance with firm and local office policies. Partner with Paralegal...Hourly payPermanent employmentWork at officeLocal areaFlexible hours
- ...the quality program at the plant. The role partners with the Quality Manager to develop and maintain the quality management system, while guiding QA Inspectors and auditors. You will ensure compliance with internal, customer, and regulatory requirements and act as ISO 9...
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Regional Compliance Leader - Wealth Management Northeast. Be the first to apply!
Related searches
- team lead data science Purchase, NY
- quality assurance team leader Purchase, NY
- leader Purchase, NY
- helpdesk team lead Purchase, NY
- team leader full time Purchase, NY
- compliance team leader Purchase, NY
- team coordinator Purchase, NY
- team lead Purchase, NY
- inventory team lead Purchase, NY
- quality control team lead Purchase, NY