Financial Advisor - PNC Wealth Management
PNC Financial Services Group
Joining our Financial Services Consulting practice is an opportunity to help make the world more honest, transparent, safe, and secure. From day one of being on our team, you will assist our clients with transforming their governance, embedding risk in their decision‑making, and maintaining efficient compliance. We will enable an entrepreneurial and innovative environment for you to deliver transformative consulting services and to develop deeply specialized skill sets demanded in today’s market. The Consumer Compliance Manager role leads Crowe’s regulatory compliance projects, including compliance audit and testing, program and risk assessments, and regulatory remediation. In this role, you will: Manage regulatory compliance projects, including project planning, oversight, budget tracking, supervision and review of work, oversight, and development of staff. Interpret regulatory changes and develop solutions to address them. Identify and evaluate compliance risks, internal controls which mitigate risks, and related opportunities for internal control improvement. Provide compliance guidance to Crowe staff and to client leadership. Support the business development process including interacting with prospects, working with a team to develop meaningful proposals, and supporting client onboarding. Support internal project initiatives. Qualifications: Educational and Professional Credentials Bachelor’s degree is required. 5-10 years of experience in consumer compliance, internal audit, professional services, or consulting. CRCM is preferred. Preferred Knowledge and Skills Strong knowledge of U.S. banking laws and regulations, specifically consumer protection regulations impacting loan origination and servicing (HMDA, ECOA, FCRA, TRID, etc.) Exposure to larger financial institutions ($10 billion and up) preferred. Demonstrated experience overseeing and performing regulatory compliance reviews or providing other compliance management consulting services. Highly effective communication skills and the ability to interact with all levels of management. Experience building compliance management systems, including performing compliance risk assessments. Experience with Fair Lending and CRA data analysis is helpful. Working knowledge of project planning and project management methods and tools. Experience with business development, including relationship development and preparing proposals. Supervisory experience, including reviewing staff workpapers and providing feedback.Strong organizational, interpersonal and presentation skills. Willingness to travel. While we have increased the amount of remote work performed, travel is still an expectation of the role, and some travel will be required. We expect the candidate to uphold Crowe’s values of Care, Trust, Courage, and Stewardship. These values define who we are. We expect all of our people to act ethically and with integrity at all times. Our Benefits: At Crowe, we know that great people are what makes a great firm. We value our people and offer employees a comprehensive benefits package. Learn more about what working at Crowe can mean for you! How You Can Grow: We will nurture your talent in an inclusive culture that values diversity. You will have the chance to meet on a consistent basis with your Career Coach that will guide you in your career goals and aspirations. Learn more about where talent can prosper! #J-18808-Ljbffr
- ...Position Overview At PNC, our people are our greatest differentiator... ...to the company's success. Financial Advisors work within a highly... ...circuit of bank branches and manage an assigned book of business.... ...Financial Advisor within PNC Wealth Management, you will be based...SuggestedFull timeTemporary workPart timeWork experience placementWork at office
- Joining our Financial Services Consulting practice is an opportunity to help make the world... ...today’s market. The Consumer Compliance Manager role leads Crowe’s regulatory compliance... ...more about where talent can prosper! #J-18808-Ljbffr PNC Financial Services Group, Inc.SuggestedRemote work
$75k - $125k
...Position Overview At PNC, our people are our greatest differentiator and competitive... ...connect with their recruiter and hiring manager to understand workplace expectations and... ...strategies, as well as the development of financial plans for clients. Grows and retains an investment...SuggestedFull timeTemporary workPart timeWork experience placementWork at office- ...WealthBridge Financial Group is seeking a results-oriented Private Wealth Advisor to join our team. In this position, you will engage with clients to understand their... ...opportunities, retirement planning, and wealth management strategies. As a Private Wealth Advisor at...Suggested
$77.9k - $199k
1834 Wealth Advisor III Job Locations US-IL-Chicago | US-IN-Indianapolis | US-IN-Evansville... ...Category/Function Trust/Wealth Management Position Type Regular Full-Time... ...designed for clients with diverse and complex financial priorities; those with a need for...SuggestedFull time- One of the largest and oldest financial institutions in The Ohio Valley has an opening for a Private Wealth Advisor (PWA) . This is an exclusive opportunity with a top-rated... ...part of the organization’s Private Wealth Management team, helping clients identify and achieve...Temporary workWork experience placementWork at officeLocal areaRemote workFlexible hours3 days per week
- Fifth Third is seeking a Wealth Management Advisor in Louisville, KY to serve as a trusted advisor for Private Bank clients. The role involves... ...achieve client goals. A Bachelor's degree and 5-7 years of financial services sales experience are required. The position...
- A financial services company is seeking a Wealth Advisor in Louisville, KY to provide tailored advice and strategic planning... ...financial solutions and manage client relationships, focusing on... ...commitment to customer service and adherence to regulations. #J-18808-Ljbffr PNC
- Voya Financial Advisors in Louisville is seeking a Financial Professional to manage client relationships and assist in retail wealth management. Responsibilities include conducting seminars and one-on-one appointments to educate clients about retirement strategies. The...
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- Gilder Search Group is seeking a Private Wealth Advisor (PWA) in Louisville, Kentucky. This role focuses on helping... ...and ultra high-net-worth clients achieve their financial objectives through customized wealth management strategies. Candidates should have a bachelor's degree...
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- ...J.P. Morgan Chase is seeking a Private Client Advisor for their Wealth Management team in Louisville, KY. This role involves offering comprehensive financial planning and advice tailored to each client’s needs, while demonstrating a commitment to diversity and delivering...
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A financial services leader in Louisville is seeking a qualified financial advisor to develop investment strategies and maintain client relationships. The ideal candidate will... ...a comprehensive benefits package, including healthcare and retirement plans. #J-18808-Ljbffr PNC- ...Merrill Experienced Financial Advisor Locations: Honolulu, Hawaii; North Bethesda, Maryland; Los Angeles, California; New York, New... ...applying for any new position. Job Description: Merrill Wealth Management is a leading provider of comprehensive wealth management...Shift workDay shift
- A financial services company in Louisville, Kentucky is seeking a professional to manage client relationships and develop investment strategies. The role involves determining... ...benefits and career development opportunities. #J-18808-Ljbffr PNC Financial Services Group, Inc.
- ...Merrill Advisor Development Program- Financial Advisor: Louisville & Associates Market Lexington, Kentucky;Louisville, Kentucky To proceed... ...position. Acknowledge ( Job Description: Merrill Wealth Management is a leading provider of comprehensive wealth...Interim roleWork at officeLocal areaImmediate startShift workDay shift
- Job Title Senior Financial Advisor (RIA) - Bring Your Book | Lexington, KY Job Location Lexington... ...infrastructure including investment management, compliance, and administrative support... ...behalf of a well-established independent wealth management firm with a significant base...Full timeWork at office
- ...A leading national financial services firm is seeking a Financial Advisor in Louisville, KY. In this role, you'll foster client relationships and offer personalized financial strategies to help clients reach their goals. The position includes comprehensive training, earning...
- ...support such strategies. Presents sound financial recommendations and guidance to clients.... ...and review business results and pipeline management. Meets service level agreements on lead... ...laws, regulations, policies and guidelines.PNC’s total rewards package includes things...
- ...best investment solutions to meet their financial needs. Job Responsibilities Support Advisors book of business including but not... ...and assisting the Advisors with ongoing wealth planning for clients and referral source management and new lead generation. Assist in managing...
- ...the best investment solutions to meet their financial needs. As a Private Client Investment Associate in J.P. Morgan Wealth Management, you will be tasked with delivering... ...administrative support to our Private Client Advisors. Your role will encompass the efficient management...
- WealthBridge Financial Group in Louisville, KY is seeking a Managing Director who is a proven financial advisor ready to take on a leadership position. This role focuses on building and leading a team of experienced advisors while also maintaining client relationships....
- WealthBridge Financial Group in Louisville, Kentucky is looking for a Managing Director who will lead and develop a team of financial advisors. This role requires a proven financial advisor with at least 3 years of experience, an Active Life and Health License, and strong...
$15 per hour
Overview Regional Director, and Wealth Management Advisor at Prudential Advisors. Take your career to the next level at Prudential Advisors! Change... ...for this career opportunity will work within a team of Financial Advisors whose goal is to successfully help their clients...Minimum wageFull timeContract workPart time- Western & Southern Life is seeking a Financial Representative in Louisville, Kentucky. This role involves educating middle-income clients on financial solutions, analyzing their needs, and providing appropriate recommendations. The ideal candidate will have a strong work...
$50k - $80k
Bankers Life® Financial Advisors help clients live more and worry less through personalized financial planning. They are business owners who... ...Industries Insurance, Financial Services, and Investment Management Base pay range $50,000.00/yr - $80,000.00/yr Referrals increase...Full timeWork at officeFlexible hours- Bank of America in Louisville, Kentucky is seeking a financial advisor responsible for providing tailored advice and solutions to clients. The role involves triaging client leads and making referrals to business partners. Ideal candidates must have a High School Diploma...Monday to Friday
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