Wealth & Investment Counsel (Fiduciary Compliance)
Axiom
Axiom, a leading financial services firm in New York, seeks an Investment & Wealth Management Counsel to advise clients on investment advisory, fiduciary obligations, and wealth management matters, ensuring regulatory compliance and risk mitigation. Responsibilities include drafting and negotiating investment advisory and trust agreements; advising on fiduciary duties under SEC/FINRA; guiding asset allocation and wealth strategies; regulatory compliance under the Investment Advisers Act; #J-18808-Ljbffr Axiom
$104.5k - $325k
...Investment & Wealth Management Counsel We are seeking an Investment & Wealth Management Counsel to join our... ...our clients on investment advisory, fiduciary obligations, and wealth management matters, helping ensure regulatory compliance and mitigate risk. Responsibilities...SuggestedFull timeFlexible hours- ...GIC is one of the world’s largest sovereign wealth funds. With over 2,000 employees across 11 offices around the world, we invest in more than 40 countries globally across... ...we invest in worldwide. The Legal and Compliance Department The Legal and Compliance Department...SuggestedFull timePrivate practiceWork at officeLocal areaWork from homeWorldwideRelocation
- ...Legal Department as Assistant General Counsel — Investments. The role focuses on supporting an investment... ...and separate managed accounts for a wealth management client base. The candidate... ...collaboration with investment and compliance teams. #J-18808-Ljbffr Bessemer TrustSuggested
- ...Vice President, Wealth Management Counsel About the Company Leading international alternative... ...organization offering comprehensive investment solutions Industry Investment Management... ...and existing products, and ensuring compliance with a complex set of regulations...Suggested
- Blackstone seeks a Private Wealth Funds Attorney to support its registered funds platform, covering product structuring, fund formation, and regulatory compliance. The role involves collaboration with Investment Teams, Operations, Tax, Finance, and Compliance across U....Suggested
- ...in New York. You will provide pragmatic, risk-aware tax counsel across Asset and Wealth Management products, partnering with front office, control... ...in legal documents, and coordinate with internal teams to ensure compliance while #J-18808-Ljbffr JPMorgan Chase & Co.
- Cohen & Steers in New York, NY is seeking a Director, Associate Counsel - Wealth to support U.S. registered funds and related products. The... ...transactional work with board-facing governance, drafting investment management agreements, service contracts, and 1940 Act filings...
- ...diversity and inclusion. Using a broad investment product and thought leadership platform... ...Client Investment Associate in J.P. Morgan Wealth Management, you will provide client... ...business unit operational procedures and compliance requirements (e.g. completion of required...
$210k - $245k
Overview Job Title: Director, Associate Counsel - Wealth Department: Legal & Compliance Reports To: Senior Vice President, Associate General Counsel -... ...minutes Draft organizational documents, board actions, investment management agreements and service provider contracts...Work at officeImmediate startRemote work$210k - $245k
Director, Associate Counsel - Wealth at Cohen & Steers C Primary Location/Place/Mode New York... ...laws applicable to registered investment companies, including the Investment Company... ...level position sits within the Legal & Compliance department and reports to the Senior...Work at officeImmediate startRemote work$250k - $300k
...Brussels. We advise leading corporations, investment funds, and financial institutions on... ...Summary : The Knowledge & Innovation Counsel (“K&I Counsel") – Finance & Capital... ...ensure consistency, accessibility, and compliance. Advise clients, along with attorneys...- Asset manager seeking private funds counsel for growing legal teamHybrid working environment... ...on representing private funds on legal, compliance and regulatory issues, mainly: capital... ...a top law firmStrong knowledge of the Investment Company Act of 1940, the Investment Advisers...
$120k - $205k
MSIM DescriptionMorgan Stanley Investment Management (MSIM), together... ...Stanley's other divisions, such as wealth management and institutional... ...day-to-day advice and counsel to portfolio management, product... ...Morgan Stanley's Legal and Compliance Division on a wide range of legal...Temporary workWork experience placementWork at officeWorldwide$240k - $285k
...Legal Counsel – Finance and Corporate DevelopmentCrusoe is on a mission to accelerate the... ...and supporting ongoing covenant compliance, equally comfortable leading a negotiation... ...project development.Experience working with investment banks, capital markets desks, institutional...Contract workTemporary workWork at office$180k - $210k
...Our client, a globally recognized investment firm with more than $80B in assets under management... ...to grow into a well‑rounded legal and compliance practitioner within a fast‑paced global... ..., and coordination with outside counsel as needed Support compliance training initiatives...$200.63k - $271.45k
...both internal and external stakeholders. The legal counsel will play a critical role in enabling Arch’s investments to optimize deal execution, manage legal risks,... ...with internal partners (legal, risk, compliance, investments, senior management) and external constituencies...Full timeContract workTemporary work- ...opportunity to join growing structured investments legal team.Hybrid role 4 days in office... ...related to structured investments.Ensure compliance with relevant laws and regulations in... ...successful VP, Structured Investments Counsel should have:A Juris Doctor (JD) degree...Work at officeLocal area
$170k - $308k
...Job Description: J ob Title Senior Counsel, Bank Regulatory Legal Corporate... ...permissibility of activities, transactions, investments, new business initiatives, divestitures,... ..., Capital Markets, Private Bank, and Wealth Management lines of business, including...Work at officeWork from home$165k - $250k
...companies in which the firm invests. Blackstone’s over $1.3 trillion... .... Business UnitThe Private Wealth Public Funds Legal group supports... ..., Public Affairs, Legal and Compliance, and other groups in the... ...Compliance team and external counsel to monitor and implement legal...Full timeLocal area$165k - $250k
...strengthening the companies in which the firm invests. Blackstone’s over $1.3 trillion in... ...and Instagram. Business Unit: The Private Wealth Public Funds (PWPF) Legal group, supporting... ...with management and outside counsel on all aspects of corporate governance, including...Full timeLocal area- JPMorgan Chase in New York is seeking a Private Client Investment Associate in Wealth Management to deliver exceptional client service, support Private... ...helping with wealth planning, while ensuring regulatory compliance and timely execution of trades and money movements. #J-1...
- ...diversity and inclusion. Using a broad investment product and thought leadership platform... ...Client Investment Associate in J.P. Morgan Wealth Management, you will be tasked with... ...business unit operational procedures and compliance requirements (e.g. completion of required...
$250k
...managing the day‑to‑day legal aspects of new investments by Sixth Street. This person will be a... ..., and following execution, maintaining compliance with financing agreements. Financing... ...and consultants Monitoring outside counsel relationships and working with outside...Full timeTemporary workLocal area- Solomon Page's client, a global investment firm, seeks an attorney to join its in-house legal team in Manhattan. This role offers exposure to regulatory, fund, corporate, and investment advisory matters within a fast-paced global organization and a collaborative environment...Work at officeRemote work
- Axiom is seeking a Structured & Investment Fund Counsel to join our Financial Services team. You will provide expert legal advice and support... ...in private and registered investment funds, ensuring compliance with U.S. and international fund regulations. This role offers...
- A leading investment firm is seeking a Principal for its Global Funds Legal team. This role involves providing legal advice on fund development... ...and operations, drafting partnership agreements, and ensuring compliance with regulatory standards. Ideal candidates will have a JD...
$210k - $230k
Antitrust Counsel - Global Investment Firm Antitrust Counsel - Global Investment Firm 1 month ago Be among the first 25 applicants Get AI-powered... ...with the Firm's investment activities and ensure compliance with antitrust laws. Key Responsibilities : Manage the Firm...Full timeImmediate start$104.5k - $325k
...seeking a Financial Services Regulatory Counsel to join our Banking and Financial Services... ...and support to clients on regulatory compliance and remediation matters, ensuring adherence... ...for private markets or alternative investment managers. Exposure to state-regulated industries...Full timeFlexible hours- Neuberger Berman is seeking an Investment Management Attorney to advise on a broad range of legal, regulatory, and corporate... ...navigate complex regulatory requirements, and collaborate with Compliance and outside counsel in a hybrid New York setting. #J-18808-Ljbffr...
$250k - $275k
Fiduciary Trust International is looking for a Trust Counsel in New York City to join our market team. This role is crucial for providing expertise in estate planning... ...extensive experience in trust administration and wealth planning. The salary ranges from $250,000 to $275,...
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Wealth & Investment Counsel (Fiduciary Compliance). Be the first to apply!
- investment firm New York, NY
- investment coordinator New York, NY
- investment operations New York, NY
- investment part time New York, NY
- community investment New York, NY
- investment New York, NY
- investment sales New York, NY
- infrastructure investment New York, NY
- investment intern New York, NY
- investment strategist New York, NY


