Senior Audit Compliance Analyst

Compliance Analyst/Internal Audit Assoc – Financial Services Industry
QUICK FACTS

• Location: La Jolla, CA (Hybrid work schedule)
• Pay range: $35-47/hr (DOE)
• Duration: 6 months with potential to extend

• 2+ years of experience in compliance, and internal auditing within the financial services industry.

• Bachelor's degree in Finance, Accounting, Business Administration, or related field. Advanced degree or professional certification (e.G., CPA, CIA, CFE) preferred.
• Knowledge of regulatory and audit frameworks, including SEC, IIA audit standards and requirements.
• Excellent communication and interpersonal skills, with the ability to effectively communicate findings and recommendations to stakeholders at all levels of the organization.

• Support the Enterprise Risk Manager with the administration of the firm’s internal audit.

• Assist with internal audit testing, live observation meetings & gather documentation.
• Handle administrative tasks related to implementing and administering all aspects of internal audit.

The company is an equal opportunity employer committed to providing employment opportunities (EEO) to all employees and applicants for employment without regard to race, color, religion, sex, national origin, age or disability, or any other class protected by Federal, State or local laws.