Compliance Officer
Cyperus Group LLC
Job Description
Reporting directly to the SVP, Deputy Chief Compliance Officer, the VP, Compliance Manager will lead the design and daily responsibilities of the compliance program for Capital Partners, managing a range of legal, regulatory and compliance risks associated with third-party capital management in a SOX environment. The successful candidate will work closely with leaders within Capital Partners on both the business and functional sides to ensure appropriate structure, governance, and regulatory compliance of multiple adviser entities created to facilitate the ILS transactions.
\nAlthough the role is primarily focused on Capital Partners, the Compliance Manager will also work across the global compliance & legal teams supporting various global compliance operations. The ability to drive collaboration and pro-actively communicate across multiple internal and external stakeholder groups, both functionally within Legal, Compliance & Risk, and with the business, will be key to success. This role presents the opportunity to engage deeply with a specific business line as well as develop broadly across multiple areas of compliance. The Compliance Manager role will be based in our midtown New York office and will be expected to travel occasionally.
- ...Job Description Compliance Officer (Financial Services) - DC area \n \n \n Responsibilities \n \n Develops and manages credit union wide compliance training program . Proactively manages and updates training to ensure changes in relevant laws and regulations...Suggested
- ...Job Description Compliance Officer (New York, NY): Our client, an established institutional alternative investment manager, is looking to add a Compliance Officer to its New York team. This is a broad-based role with significant exposure across the U.S. compliance...SuggestedWork at office
$120k - $140k
...Job Description AVP, Fixed Income Compliance Officer \n Location: New York, NY \n This position is well-suited for a candidate with strong analytical and technical skills who is interested in developing fixed income compliance expertise. The successful candidate...SuggestedFull time$200k - $250k
...a member of the following: FINRA, SIPC, and NASDAQ. \n \n Chardan is seeking an experienced compliance professional to serve as a Director, Senior Compliance Officer and strategic partner to the Chief Compliance Officer. This individual will play a key leadership...SuggestedWork at office$350k - $400k
...Job Description My client, a rapidly expanding hedge fund, is looking to hire a Senior Compliance Officer into it's New York office. \n \n They are capitalising on consecutive years of stellar performance and expanding their presence in the US, having already...SuggestedWork at office- ...Job Description Our client, a mulit-strategy investment management firm, is looking to add a compliance officer to support their marketing compliance initiative. This role will also provide an opportunity to work on generalist compliance responsibilities such as testing...
- ...Responsibilities: \n \n \n Partner with executive leadership to shape, execute, and continuously strengthen the firm's compliance framework in alignment with applicable securities industry regulatory obligations. \n Provide strategic oversight of monitoring...
$55.64k - $92.73k
...Compliance Officer The Compliance Officer is responsible for administering and improving all aspects of the credit union's compliance management program. This position plans and organizes the administrative, lending, deposit, operational and marketing compliance activities...Local area- Job Description QMS Consulting seeks a Regulatory Specialist with direct experience drafting federal rules for the \n a federal agriculture agency. The specialist will serve as a rulemaking subject matter lead for up to three proposed-rule efforts. Working with QMS...Permanent employment
$35 per hour
...Job Description Title: Compliance Data Analyst \n Office Status: In-Office \n Pay Rate: $35 \n Contract Length: Not specified \n Bilingual proficiency in Chinese and English . \n \n Overview \n A financial services organization is seeking an...Contract workWork at office$35 - $40 per hour
...Job Description The Opportunity: \n A global professional association is seeking a Corporate Compliance Analyst for a temporary assignment. This position is based out of New York City, NY and follows a hybrid work schedule consisting of three days onsite in...Hourly payPermanent employmentTemporary workRemote work2 days per week$55k
...Description Are you a recent graduate looking to launch your career in financial compliance and regulation? \n \n Optima Partners is seeking a motivated individual to join our Miami office as a Compliance Analyst . This is a unique opportunity to be a part of a 2-...Full timeWork at office3 days per week- ...Job Description Compliance Associate \n Position Summary \n We are seeking a detail-oriented and collaborative Compliance Associate... ...confidential information. \n ~ Proficiency in Microsoft Office applications, particularly Excel; experience with compliance technology...Work at office
- ...Job Description Compliance Coordinator – Consumer Products \n \n Position Overview \n We are seeking a detail-oriented Compliance Coordinator to support product testing, supplier quality, and compliance programs for consumer products sold through major retailers...Work at officeOverseas
$55k - $85k
...Job Description \n \n Compliance Analyst \n Salary range: $55,000–$85,000 annually Work location: Union Gap Washington Overtime status: Non-exempt \n \n \n About the Opportunity \n We are seeking a detail-oriented Compliance Analyst to support the...Contract workFor contractorsLocal areaFlexible hours- ...Job Description Compliance Associate – Code of Ethics \n Location: New York, NY \n Industry: Alternative Investment Management \n Function: Legal & Compliance \n Level: Associate \n \n The Opportunity \n A leading global investment firm is looking...
- ...Job Description Responsibilities \n • Advising clients on compliance matters, including oversight of personal trading, email review, monitoring of firm trading activity, and maintaining restricted lists \n • Preparation and filing of required regulatory filings...
$93.5k - $114.4k
...sustainability for customers worldwide. Description of Job: The Trade Compliance Specialist is responsible for supporting and maintaining the... ...and verbal communication skills. Proficiency in Microsoft Office applications, including Excel, Word, and PowerPoint....Full timeWork at officeImmediate startWorldwideFlexible hours- ...is seeking an experienced professional to join their team as a Compliance Associate. \n \n Responsibilities: \n \n Support the... ...effectively across different functions \n ~ Proficiency in Microsoft Office and ability to learn new systems and technologies quickly \n...Work at office
- ...is flat and our team is talent dense. We are in person at our office in Flatiron and are intentional about who we work with. We've raised... ...by Left Lane Capital. \n \n About the Team \n HIFI's compliance team is what makes it possible for banks, fintechs, and...Work at office
$50 - $100 per hour
...\n Primarily Remote | Onsite One Day Per Month \n Valtrion Capital Management is seeking an experienced part-time RIA Compliance Officer to support our growing Registered Investment Adviser business. \n We are specifically interested in candidates with significant...Hourly payPart timeWork at officeRemote workFlexible hours- Job Description Prudential bank regulatory is the rare practice where the statutes are the easy part — the lawyers who get hired at the senior level are the ones who understand how the Fed, OCC, and FDIC actually run an exam and what a supervisory finding means before...
$90k - $105k
...telecoms \n A background in a regulator, government, law firm, consultancy, think tank, trade association, industry or a congressional office would all be relevant \n A track record of turning ambiguous questions into structured analysis and defensible recommendations \...Work at office- ...Job Description A top-performing global hedge fund is looking to add a Compliance Analyst to their New York City office. \n \n The firm since inception has a remarkable track record. They have achieved elite status on a global level due to stellar performance...Work at office
$70k - $80k
...telecoms \n A background in a regulator, government, law firm, consultancy, think tank, trade association, industry or a congressional office would all be relevant \n Excellent written English and strong primary-source research skills \n Sound judgment with...Work at office- ...Job Description Our client is a specialized investment firm. They seek a Legal and Compliance Associate to join their Manhattan, NY office. \n \n Responsibilities \n \n Prepare regulatory filings and maintain supporting documentation to ensure timely and accurate...Work at office
- ...and technology risk programs. Our approach unites operations, compliance, and technology experts, enabling us to provide industry-leading... ...and solution. \n ~ Strong working knowledge of the Microsoft Office Suite (i.e., Word, Excel, PowerPoint). \n \n \n Preferred...Full timeWork at officeRemote work
$95k - $130k
...Job Description Pharmaceutical - COMPLIANCE SPECIALIST (Deviations & Investigations) \n \n Previous Pharmaceutical/Biotech experience... ...Project Management, and Validation. \n MMR Consulting has offices across North America and Asia. \n This is an outstanding...- ...Job Description A leading Alternative Asset manager is looking to hire a Compliance Associate. Reporting into the CCO, this position will be a generalist and will assist in maintaining the firm's compliance program An ideal candidate will have prior experience in another...
- ...investment banks, private equity funds and hedge funds is hiring a GRC Analyst to support its customer trust, security assurance and compliance programmes as it scales globally. \n \n This is a hands-on role at a company with strong product-market fit and serious...
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