Senior Regulatory Counsel - Retail Brokerage
Jobleads-US
Robinhood is seeking an experienced Assistant General Counsel to join our Regulatory legal team in New York, NY. The role involves navigating complex regulatory frameworks and advising on retail broker-dealer regulations while supporting our mission to democratize finance for all.
Ideal candidates will have over 10 years of legal practice, particularly in brokerage compliance and exceptional project management skills. This position is instrumental in redesigning financial products within a collaborative, high-performance team.
#J-18808-Ljbffr Jobleads-US$275k - $315k
...Assistant/Associate General Counsel – U.S. Retail BrokerageLocation: Remote -... ...our U.S. retail insurance brokerage operations. This is an exceptional... ..., working closely with senior leadership in a dynamic,... ...insurance, commercial, and regulatory law is required with strong...RegulatoryRemote work- ...law firm looking to add a mid-to-senior Derivatives Associate or Counsel (5+ Years experience) to its market... ...ISDA Master Agreements, GMRAs, prime brokerage agreements, securities lending... ...credit-linked swap transactions, regulatory issues arising under Dodd-Frank, including...SeniorRegulatory
$200k - $250k
...Making. Build Dream Teams. Who You Are As Senior Counsel, you will join an experienced and... ...respect to ISDAs/CSAs, confirms, prime brokerage agreements, lending and vendor transactions... ...; Assist with implementing global regulatory and market changes affecting trading and...SeniorRegulatoryLocal areaFlexible hours- ...The Brooklyn Navy Yard Development Corporation is seeking a Senior Counsel to manage various legal tasks, including litigation and corporate... ...provide support for real estate agreements, contracts, and regulatory compliance. Ideal candidates should have a law degree, be an...SeniorRegulatory
- ...compliance lawyer to join us.We are looking for a Senior Anti-Bribery and Anti-Corruption ("ABAC") Compliance Counsel to join our Global Legal Compliance team. We... ...during government enforcement defense matters or regulatory inquiries in the ABAC space.- Support ad hoc...SeniorRegulatory
- ...Larson Maddox in New York, NY seeks a Structured Investments Counsel to join its Legal team. This role supports the firm's structured... ...broad exposure to complex financial products, contracting, regulatory matters, and fintech initiatives. This highly collaborative position...SeniorRegulatory
- ...TimeNew York, NYPosted 3 days agoSenior Counsel - PE-backed Insurance Platform (NYC)Our... ...oriented insurance platform is seeking a Senior Counsel to support its managing general... ...key legal advisor across transactional, regulatory, corporate governance, and compliance matters...SeniorRegulatory
- ...Ttl Trading Private Limited, based in New York, is seeking a Senior Counsel to join its collaborative Legal team. The role involves serving... ...including negotiation of various financial agreements and regulatory compliance. Ideal candidates will have a minimum of 4 years'...SeniorRegulatory
- ...will report directly to the Deputy General Counsel and will handle the following:... ...relating to loan trading businessTrack regulatory developments/litigation/new legal issues... ...7053554Page ExecutiveJennifer Pettigrew Senior Partner Jennifer is a Senior Partner and...SeniorRegulatory
- ...CoreWeave seeks a Counsel, Global Supply Chain to lead strategic legal support for sourcing, procurement, and deployment of GPUs, servers... ...You will shape complex commercial arrangements and advise on regulatory and compliance matters impacting global growth. Reporting to...SeniorRegulatory
$200k - $350k
MUST FILL QUICKLY!!!SENIOR NATIONAL TITLE UNDERWRITING COUNSEL ATTORNEYLocation: New York, NY (Downtown Manhattan)HYBRID*PLEASE NOTE THIS IS FOR TITLE... ...risk and ensure compliance with company policies and regulatory requirements.Provide guidance to internal teams on commercial...SeniorRegulatory- ...commercial energy transactions Handle general industry compliance, regulatory and pipeline related matters Structure, draft, negotiate and... ...compliance and regulatory matters Effectively manage outside counsel Develop strong rapport with business teams Represent the...SeniorRegulatory
- ...JW Michaels & Co. is seeking an in-house Counsel to support its investment platform and legal and regulatory compliance program in New York. The attorney will advise on fund formation, draft and negotiate key agreements, review marketing materials, manage governance, and...SeniorRegulatory
$230k - $297.5k
...everyone is a stakeholder.What you’ll be responsible for:As Senior Counsel on the Product Legal team, you will provide strategic legal support... ..., Compliance, and Policy to navigate complex global regulatory landscapes. You will anticipate and manage legal risks related...SeniorRegulatoryContract workFlexible hours$140k - $150k
...Salary Range: $140,000.00 - $150,000.00 per year Job Title: Senior Counsel Employment Status: Exempt Department: Legal Reports To: General... ...other types of procurement offerings Ensure compliance with regulatory requirements, contractual commitments and corporate policies...SeniorRegulatoryWork at office3 days per week- ...investors, our communities and the planet we all share.As Senior Legal Counsel, Corporate and Institutional Banking (CIB) Infrastructure &... ...arrangements, intercreditor and security arrangements, and relevant regulatory frameworksAdvise the Infrastructure & Project Finance team...SeniorRegulatory
$182.9k - $236.6k
...Summary:ESPN is seeking a seasoned attorney for the role of Senior Counsel. This position will report to the Lead Counsel and will assist... ...range of federal, state, and local laws and of legislative and regulatory developments, analyzes how these might impact ESPN, and...SeniorRegulatoryContract workLocal areaFlexible hours- JAS Forwarding USA is seeking a Customs Brokerage Manager to oversee import broker processes, ensure regulatory compliance, and lead a team of entry staff in a fast-paced environment. You will manage interactions with CBP, ISF, and other agencies, train staff, and support...SeniorRegulatory
- About this role:Wells Fargo is seeking a Senior Counsel in the Legal Department as part of the Corporate Investment Banking, Tech, Innovation... ...role you will:Provide guidance to management on legal and regulatory matters impacting business strategy and policy or claims...SeniorRegulatoryFull timeWork experience placementWork at office
- ...Mizuho Financial Group, Inc. seeks a legal counsel in New York to manage operational and legal risks around structured fixed income... ...transactions, including deal contingent hedges. You will advise on regulatory matters and collaborate with capital markets, securities and...SeniorRegulatoryWork at office
$216k - $324k
...human connection.We’re seeking a proactive and entrepreneurial Senior Counsel, Product (AI) to support our global AI products. In this role... ...into cutting-edge technology, navigate fast-moving global regulatory obligations, and spearhead customer trust initiatives. Reporting...SeniorRegulatoryFull timeWork at officeRemote workFlexible hoursShift work$204k - $317k
...team is growing! We are seeking a proactive, business-minded Senior Product Counsel to join our team. In this role, you will act as a primary... ...goalsPartner with cross-functional Legal teams (Commercial, IP, Regulatory) to ensure cohesive strategy and supportAdvise on legal...SeniorRegulatoryMinimum wageFull timeLocal areaRemote workFlexible hours- ...business, Credit, Risk and Compliance partners concerning legal, regulatory and reputational issues arising from FIEQ businesses.... ...business; Overseeing and managing the retention of outside counsel on business initiatives and other matters; Maintaining an understanding...SeniorRegulatoryContract workFlexible hours
$230k - $297.5k
...responsible for: Under the direction of the Assistant General Counsel - Transactions, you will play an immediate and direct role in... ...services, fintech, or crypto environment.Ability to identify regulatory, tax, accounting, and other potential implications and quarterback...SeniorRegulatoryContract workImmediate startFlexible hours- DescriptionThank you for considering the Senior Counsel role with Moonbug Entertainment, an award-winning global entertainment company inspiring... ...dealsProvide expert advice on advertising, marketing, and regulatory compliance across multiple jurisdictions.Oversee and manage...SeniorRegulatoryFull timeContract workFixed term contract
$180k - $200k
...Danaher Business System which makes everything possible. As Senior Legal Counsel, you will provide global legal support across the... ...related issues.Manage litigation, government investigations, and regulatory matters, partnering with external counsel and supporting global...SeniorRegulatoryFull timeContract workPart timeRemote workWork from homeFlexible hours$250k - $300k
...structured note programsManage global outside counsel to assess execution risk and closing... ...products transactions, derivatives, regulatory matters gained at an AmLaw 100 firm and/... ...7070298Page ExecutiveJennifer Pettigrew Senior Partner Jennifer is a Senior Partner and...SeniorRegulatory$128.9k - $226.05k
...improve the way we do business, build better judicial and regulatory systems. We help them get it right.Who We Are: Wolters Kluwer... ...is a big place, find your place here.What We Offer: The Senior Legal Counsel role offers growth potential opportunities, professional development...SeniorRegulatoryFull timeWork at office2 days per week$230k - $297.5k
...is a stakeholder.Under the direction of the Assistant General Counsel - Transactions, you will play an immediate and direct role in... ...complex commercial initiatives.Strong understanding of legal and regulatory issues affecting payments, stablecoins, blockchain, digital...SeniorRegulatoryContract workImmediate startFlexible hours- ...Senior Vice-President/CounselWe're seeking a future team member for the role of Senior Vice-President/Counsel to join our Global Markets and Treasury Services Team in our Legal Hub and... ...assess, and mitigate potential legal and regulatory risks including maintaining awareness...SeniorRegulatory
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