Senior Regulatory Counsel - Retail Brokerage
Jobleads-US
Robinhood is seeking an experienced Assistant General Counsel to join our Regulatory legal team in New York, NY. The role involves navigating complex regulatory frameworks and advising on retail broker-dealer regulations while supporting our mission to democratize finance for all.
Ideal candidates will have over 10 years of legal practice, particularly in brokerage compliance and exceptional project management skills. This position is instrumental in redesigning financial products within a collaborative, high-performance team.
#J-18808-Ljbffr Jobleads-US$275k - $315k
...Assistant/Associate General Counsel – U.S. Retail BrokerageLocation: Remote -... ...our U.S. retail insurance brokerage operations. This is an exceptional... ..., working closely with senior leadership in a dynamic,... ...legal insight on commercial, regulatory, risk mitigation and...RegulatoryPermanent employmentLive inWork at officeLocal areaRemote workWork from homeFlexible hours- ...law firm looking to add a mid-to-senior Derivatives Associate or Counsel (5+ Years experience) to its market... ...ISDA Master Agreements, GMRAs, prime brokerage agreements, securities lending... ...credit-linked swap transactions, regulatory issues arising under Dodd-Frank, including...SeniorRegulatory
$219k - $273.8k
...occasion to meet evolving customer needs. The regulatory frameworks are complex, the product... ...experience outside the investments/brokerage space. The right candidate brings a broader... ...successful here: Mercury is a place where legal counsel are expected to have a point of view....SeniorRegulatoryWork from homeFlexible hoursShift work$200k - $250k
...Making. Build Dream Teams. Who You Are As Senior Counsel, you will join an experienced and... ...respect to ISDAs/CSAs, confirms, prime brokerage agreements, lending and vendor transactions... ...; Assist with implementing global regulatory and market changes affecting trading and...SeniorRegulatoryLocal areaFlexible hours$220k - $300k
...across Legal & Compliance, reporting into the Global General Counsel & Chief Compliance Officer. Responsibilities: Support the establishment... ...across the credit investment teams. Provide legal and regulatory support to the broader business and various stakeholders...SeniorRegulatory- ...The Brooklyn Navy Yard Development Corporation is seeking a Senior Counsel to manage various legal tasks, including litigation and corporate... ...provide support for real estate agreements, contracts, and regulatory compliance. Ideal candidates should have a law degree, be an...SeniorRegulatory
- ...compliance lawyer to join us.We are looking for a Senior Anti-Bribery and Anti-Corruption ("ABAC") Compliance Counsel to join our Global Legal Compliance team. We... ...during government enforcement defense matters or regulatory inquiries in the ABAC space.- Support ad hoc...SeniorRegulatory
- ...Ttl Trading Private Limited, based in New York, is seeking a Senior Counsel to join its collaborative Legal team. The role involves serving... ...including negotiation of various financial agreements and regulatory compliance. Ideal candidates will have a minimum of 4 years'...SeniorRegulatory
- ...will report directly to the Deputy General Counsel and will handle the following:... ...relating to loan trading businessTrack regulatory developments/litigation/new legal issues... ...7053554Page ExecutiveJennifer Pettigrew Senior Partner Jennifer is a Senior Partner and...SeniorRegulatory
- ...Barnard College seeks an Assistant/Associate General Counsel for Risk and Compliance to lead enterprise risk management and regulatory compliance. The role partners with senior leadership to design and implement policies, oversee insurance and risk transfer, and support...SeniorRegulatory
- JAS Forwarding USA is seeking a Customs Brokerage Manager to oversee import broker processes, ensure regulatory compliance, and lead a team of entry staff in a fast-paced environment. You will manage interactions with CBP, ISF, and other agencies, train staff, and support...SeniorRegulatory
- ...BCG Attorney Search seeks a Senior Consumer Finance Regulatory Associate in New York to advise on regulatory and compliance matters for diverse clients across industries. This full-time role carries significant responsibility in financial regulatory work. The candidate...SeniorRegulatoryFull time
- ...and Compliance partners concerning legal, regulatory and reputational issues arising from... ...businessOverseeing and managing the retention of outside counsel on business initiatives and other... ...7082327Page ExecutiveJennifer Pettigrew Senior Partner Jennifer is a Senior Partner and...SeniorRegulatoryWork at office
- ...United States Digital Space LLC is seeking a senior legal professional to own the investment products portfolio and advise across its... ...in a fast-paced environment. Expect to work with FINRA/SEC regulatory matters, harness AI to improve efficiency, and translate complex...SeniorRegulatory
$200k - $350k
...commercial real estate services space, is seeking a Senior National Commercial Title Underwriting Counsel to join its team. This role offers the opportunity... ...risk and ensure compliance with company policies and regulatory requirements.Provide guidance to internal teams on...SeniorRegulatory$230k - $297.5k
...everyone is a stakeholder.What you’ll be responsible for:As Senior Counsel on the Product Legal team, you will provide strategic legal support... ..., Compliance, and Policy to navigate complex global regulatory landscapes. You will anticipate and manage legal risks related...SeniorRegulatoryContract workFlexible hours- ...Description Job Title: Senior Counsel Employment Status: Exempt Department: Legal Reports To: General Counsel, EVP This is a hybrid position... ...other types of procurement offerings Ensure compliance with regulatory requirements, contractual commitments and corporate policies...SeniorRegulatoryWork at office3 days per week
- ...Oura seeks a Senior Product and Regulatory Counsel to lead legal strategy for wellness and regulated SaMD features. You will partner with product, engineering, clinical, and regulatory teams to guide FDA submissions, global filings, and risk-based decisions throughout...SeniorRegulatory
- ...HealthEdge is seeking a Senior Corporate Counsel with deep BPaaS/BPO experience to serve as a strategic legal partner for BPaaS lines of business... ...US environment. The role emphasizes SLAs, data rights, regulatory considerations, and business process outsourcing within...SeniorRegulatoryRemote work
- About this role:Wells Fargo is seeking a Senior Counsel in the Legal Department as part of the Corporate Investment Banking, Tech, Innovation... ...role you will:Provide guidance to management on legal and regulatory matters impacting business strategy and policy or claims...SeniorRegulatoryFull timeWork experience placementWork at office
- ...Apple Inc. is seeking a Senior Privacy Counsel based in New York City, New York. In this role, you will provide legal support for privacy issues impacting Apple's business and products globally. You will work closely with business and engineering teams to design innovative...SeniorRegulatory
$216k - $324k
...human connection.We’re seeking a proactive and entrepreneurial Senior Counsel, Product (AI) to support our global AI products. In this role... ...into cutting-edge technology, navigate fast-moving global regulatory obligations, and spearhead customer trust initiatives. Reporting...SeniorRegulatoryFull timeWork at officeRemote workFlexible hoursShift work- ...Mizuho Financial Group, Inc. seeks a legal counsel in New York to manage operational and legal risks around structured fixed income... ...transactions, including deal contingent hedges. You will advise on regulatory matters and collaborate with capital markets, securities and...SeniorRegulatoryWork at office
$204k - $317k
...team is growing! We are seeking a proactive, business-minded Senior Product Counsel to join our team. In this role, you will act as a primary... ...goalsPartner with cross-functional Legal teams (Commercial, IP, Regulatory) to ensure cohesive strategy and supportAdvise on legal...SeniorRegulatoryMinimum wageFull timeLocal areaRemote workFlexible hours- ...Emerging Travel Group is seeking an in-house legal leader to manage international contracting, regulatory, and product-related matters across the EU, UK, and US. This remote role supports travel-tech platforms and expansion initiatives, working with cross-functional teams...SeniorRegulatoryRemote work
$230k - $297.5k
...responsible for: Under the direction of the Assistant General Counsel - Transactions, you will play an immediate and direct role in... ...services, fintech, or crypto environment.Ability to identify regulatory, tax, accounting, and other potential implications and quarterback...SeniorRegulatoryContract workImmediate startFlexible hours$180k - $200k
...Danaher Business System which makes everything possible. As Senior Legal Counsel, you will provide global legal support across the... ...related issues.Manage litigation, government investigations, and regulatory matters, partnering with external counsel and supporting global...SeniorRegulatoryFull timeContract workPart timeRemote workWork from homeFlexible hours- DescriptionThank you for considering the Senior Counsel role with Moonbug Entertainment, an award-winning global entertainment company inspiring... ...dealsProvide expert advice on advertising, marketing, and regulatory compliance across multiple jurisdictions.Oversee and manage...SeniorRegulatoryFull timeContract workFixed term contract
$157k - $210k
...on building trusted relationships across the organization.As Senior Counsel, Cybersecurity & Incident Response, you will serve as a key legal... ...cybersecurity preparedness, incident response, and related regulatory compliance. If you thrive in a dynamic, fast-paced...SeniorRegulatoryPermanent employmentFull timeTemporary workCasual workWork at officeFlexible hours$230k - $297.5k
...is a stakeholder.Under the direction of the Assistant General Counsel - Transactions, you will play an immediate and direct role in... ...complex commercial initiatives.Strong understanding of legal and regulatory issues affecting payments, stablecoins, blockchain, digital...SeniorRegulatoryContract workImmediate startFlexible hours
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