Financial Services Investment & Policy, Associate
$60k - $90kCapstone
We are seeking an Associate with an interest in financial services policy and financial markets. Associates support the development of differentiated investment ideas grounded in rigorous policy analysis for our client base, which includes capital market and private equity investors. They will work closely with senior team members and regularly engage with policymakers, regulators, industry leaders, and investors across the U.S. financial services sector.
The ideal candidate will bring at least one year of relevant professional experience , strong analytical and communication skills, intellectual curiosity, and a demonstrated interest in the intersection of policy and financial markets. Successful Associates will be highly motivated professionals who are eager to develop expertise, contribute thoughtful insights, and thrive in Capstone’s intense but rewarding, meritocratic environment.
Key Responsibilities
- Conduct research and analysis on U.S. financial services policy, regulation, and markets
- Support the development of differentiated, value-oriented investment ideas
- Monitor and assess legislative, regulatory, and political developments and their implications for investors
- Synthesize complex information into clear, actionable insights for clients
- Engage with policymakers, regulators, industry experts, and other stakeholders to gather information and perspectives
- Contribute to client deliverables, presentations, and broader team research
- Manage assigned workstreams independently while collaborating closely with senior team members
- Develop expertise across key areas of the U.S. financial services sector
Qualifications
- Strong analytical and critical-thinking skills
- Intellectual curiosity and creativity in problem-solving
- Ability to communicate complex issues clearly in both written and verbal formats
- Strong research and writing capabilities
- Interest in financial markets, policy, and politics
- Ability to work effectively in a fast-paced, collaborative environment
- Self-motivated with strong attention to detail and a willingness to take ownership of work
- Client-service orientation and strong interpersonal skills
Requirements
- Bachelor’s degree required; advanced degree preferred but not required
- At least one year of relevant professional experience in consulting, investment banking, policy analysis, financial services, government, economic research, or a related field
- High academic achievement
- Strong proficiency in MS Excel ; familiarity with other analytical tools a plus
- Exposure to the U.S. financial services sector preferred
- Must be a U.S. citizen or permanent resident , eligible to work without sponsorship
Capstone offers a competitive benefits package, including health, vision, dental insurance, paid vacation, travel stipend and 401(k). The expected compensation for this role will be $60,000-$90,000 per annum with eligibility in Capstone's annual bonus pool.
We are an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, disability status, protected veteran status, or any other
$69.5k - $118k
...Price, we identify and actively invest in opportunities to help... ...thing for our clients and our associates is good business. With a... ...Critically evaluates existing policies and procedures, and practices... ...reporting, data analysis, financial services, or a related field.Foundational...PolicyFull timeWork experience placementLocal areaRemote workWork from home1 day per week$77.3k - $128.9k
Overview:Supports Wealth Advisory Services integrated delivery of... ...services consistent with the financial goals of clients and IST... ...Responsibilities:Support assigned Investment Advisor(s) in preparing for... ...and regulatory standards, policies and controls in accordance with...PolicyFull timeWork at office- ...through integrated wealth and investment solutions. Managing more than... ...Analyst/Investment Associate will be responsible for due diligence... ...including qualitative analysis, financial modeling, and risk analysis... ...EMPLOYMENT OPPORTUNITY It is the policy of Pennington Partners to...PolicyFull timeWork at officeLocal areaWork from homeWorldwide
$145k - $180k
...century ago, we were among the first financial services companies in America to serve everyday... ...worldwide. Our insurance, retirement, and investment solutions help people make the most of... ..., Brand, and Government and Policy Affairs. Transamerica employs nearly 7...PolicyFull timeContract workWork at officeRemote workWorldwideRelocation package$100k - $125k
...century ago, we were among the first financial services companies in America to serve everyday... ...worldwide. Our insurance, retirement, and investment solutions help people make the most of... ..., Brand, and Government and Policy Affairs. Transamerica employs nearly 7...PolicyFull timeContract workWork at officeRemote workWorldwideRelocation package$144k - $261k
...Price, we identify and actively invest in opportunities to help... ...thing for our clients and our associates is good business. With a career... .... As a trusted partner to financial advisors and broker-dealer firms... ..., risk management, and firm policies.QualificationsRequired:Ten plus...PolicyFull timeLocal areaRemote work$144k - $261k
...identify and actively invest in opportunities to help... ...our clients and our associates is good business. With... ...research trends, competitor services and offerings, and our... ...compliance with sales policies and programs as well... ...impact on the financial performance the Broker...PolicyFull timeContract workLocal areaRemote work$22.61 - $37.67 per hour
...experience through lobby management, servicing and sales interactions for... ...to based discussion on financial goals Identify financial... ...or regulatory standards and policies. Promote an environment... ...Experience Preferred: Associates degree Notary public license...PolicyHourly pay- ...purpose to help make financial lives better through the... ...shaped by military service, community college education... ..., lending, and investments Manages financial center... ...or business-relevant Associate’s Degree such as... ...and as such affirms in policy and practice to support...PolicyWork at officeFlexible hoursShift workWeekend workDay shift
$25 - $38 per hour
...here. At Wells Fargo, we're more than a financial services leader - we're a global trailblazer... ...and well-being. You'll be rewarded for investing in your community, celebrated for being... ...issue escalation, and adherence to policies and regulations to support strong control...PolicyTemporary workWork experience placementImmediate start$170k - $225k
...wealth. You will use your knowledge of investments, financial planning, credit and banking to both... ...Strictly adhere to all risk and control policies, regulatory guidelines and security... ...experience in Private Banking or Financial Services Bachelor's Degree required...PolicyTemporary workWork experience placementLocal area- ...respected, fee-only Registered Investment Advisor (RIA) to recruit an Associate Investment Advisor to... ...exceptional client service—acting at all times with... ...regulatory requirements and firm policies Qualifications... ...preferred. Certified Financial Planner (CFP)...PolicyFull timeWork at office
- ...wealth. You will use your knowledge of investments, financial planning, credit and banking to both... ...Strictly adhere to all risk and control policies, regulatory guidelines and security... ...experience in Private Banking or Financial Services Bachelor's Degree required...PolicyTemporary workWork experience placementLocal area
$144k - $261k
...identify and actively invest in opportunities to help... ...our clients and our associates is good business. With... ...researches trends, competitor services/offerings, and clients... ...compliance with sales policies and programs.... ...has an impact on the financial performance of the business...PolicyFull timeContract workLocal areaRemote work$153.7k - $256.1k
...Client Managers, Custom Credit, Investment Advisors and Trust Officers to assess client's current financial situation, goals and... ...the full array of financial services distributed by the Company to... ...or regulatory standards and policies.Promote an environment that supports...PolicyFull timeTemporary workWork experience placement$57.75k - $96.25k
...through onboarding and servicing. Proactive lead... ...management, payments, and investing. Solves clients'... ...options for managing financial transactions by leveraging... ...through adherence to all policies and procedures,... ...managing all of the risks associated with their business objectives...PolicyFull timeTemporary workPart timeWork experience placementWork at office$122k - $209k
...Price, we identify and actively invest in opportunities to help... ...thing for our clients and our associates is good business. With a... ...cyber, and AI risk frameworks, policies, standards control... ...management. Understanding of financial services regulatory expectations related...PolicyFull timeLocal areaRemote workWork from home1 day per week- ...century ago, we were among the first financial services companies in America to serve everyday... ...worldwide. Our insurance, retirement, and investment solutions help people make the most of... ..., Brand, and Government and Policy Affairs. Transamerica employs nearly 7...PolicyFull timeContract workWork at officeRemote workWorldwideVisa sponsorship
$170k - $200k
...century ago, we were among the first financial services companies in America to serve everyday... ...worldwide. Our insurance, retirement, and investment solutions help people make the most of... ..., Brand, and Government and Policy Affairs. Transamerica employs nearly 7...PolicyFull timeWork at officeRemote workWorldwideRelocation package$25 - $38 per hour
...banking needs, products and services through scheduled appointments... ...progress toward their financial goals through planning, digital... ...customized deposit, credit, and investment solutions. In addition, this... ..., and adherence to policies and regulations to support strong...PolicyTemporary workWork experience placementImmediate start- ...Roving Associate Personal Banker (SAFE) At Wells Fargo, we're more than a financial services leader we're a global trailblazer committed to... ...being. You'll be rewarded for investing in your community,... ...Demonstrated ability to follow policies and regulations while identifying...PolicyWork experience placementFlexible hours
- ...regarding credit structure, risk, appropriate risk ratings and policy compliance.Monitors and ensures assigned portfolio is within acceptable... ..., analytical and interpersonal skillsExcellent customer service skillsAbility to use a personal computer and job-related...PolicyFull timeWork at officeFlexible hours
$95k - $165k
...Security (CTIS) Standards team within the Non-Financial Risk Organization in Alpharetta or... ...review and challenge of 1LoD technology policy and control standards, ensuring that control... ...compliance experience in the financial services industry, a regulator, a self-regulatory...PolicyTemporary workLocal area- ...members achieve long-term financial security. They are... ...members to understand their investment and planning needs and... ...features and benefits associated with the solution... ...and organizational policies, maintaining awareness... ...providing the same level of service and advice to existing...PolicyWork experience placementLocal area
- ...First Financial Federal Credit Union Job Description Job Title: Financial Services Representative (FSR) I, II, III Department: Member Experience – Branch Network... ...compliance with applicable regulations and branch policies and procedures, while demonstrating sound...PolicyHourly payFull timeTemporary workPart timeRemote work
- ...coordinating a team of product and service experts to assist with recommending and delivering financial solutions in order to attract,... ..., credit, mortgages and investment products, measured by the growth... ...with all related company policies and procedures, audit requirements...PolicyFull timeWork visaFlexible hours
$78.7k - $131.1k
...surveillance.Review all pertinent credit and financial information, including but not limited... ...committee presentations.Ensure credit policy compliance by verifying adherence of... ...Credit Policy and commenting on any risk associated with non-compliance.Understand and adhere...PolicyFull timeWork experience placementInterim roleWork at office$45k - $100k
...Join a financial services firm where your contributions are valued. Edward... ...partnership. Edward Jones associates are seen, heard, respected,... ...and Canada than any other investment firm, serving over eight million... ...consistent with firm policies and procedures, regulatory...PolicyTraineeshipWork at officeLocal areaWork from homeHome officeFlexible hours$55k - $95k
...Company Profile Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and... ...first choice for prospective employees.It is the policy of the Firm to ensure equal employment opportunity...PolicyTemporary workLocal areaWorldwide$77k - $214k
...SummaryA career in our State and Local Tax Financial Services practice, within State and Local Tax... ..., now and in the future.As a Senior Associate, you'll work as part of a team of problem... ...except as set forth within the following policy: more about how we work: only those...PolicyFull timeH1bLocal area
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Financial Services Investment & Policy, Associate. Be the first to apply!
- estate planning consultant Baltimore, MD
- financial planner cfp Baltimore, MD
- private wealth advisor Baltimore, MD
- financial consultant Baltimore, MD
- financial advisor training program Baltimore, MD
- finance associate Baltimore, MD
- financial associate Baltimore, MD
- financial advisor development program Baltimore, MD
- financial planning administrator Baltimore, MD
- financial counselor Baltimore, MD




