Client Associate Registered

Your role A Client Associate, registered services clients and provides operational and administrative support to Financial Advisors. An employee must have both Series 7 and either Series 66 or 65/63 to be considered registered. Responsibilities Provide standard administrative, technical and/or professional support to a certain area. This can be either personal support to one manager or support for a certain area or location. Identify and report process improvements in own work scope. Keep own skills updated with new developments in field. Under supervision, complete tasks as required within own objectives and in line with team goals. Work within clearly defined processes and may have sufficient leeway for own input. Establish good working relationships with colleagues in the organization to ensure support in achieving tasks. Qualifications Series7 and either Series66 or Series65/63. Job Details Job Type: Full Time Job Reference #: 337162BR City: Denver Location: Downtown Denver office. Applications accepted until August15,2026. Salary & Benefits Indicative gross base salary range for full‑time equivalent role in United States – Colorado – Denver minimum USD58,000 – maximum USD80,000 per annum. Variable compensation or awards may be provided at discretion. UBS offers a range of competitive benefits. For further information visitubs.com/employee-benefits. About UBS UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe. Commitment to Inclusion We’re committed to disability inclusion. If you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us. Equal Opportunity Employer UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce. #J-18808-Ljbffr