Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Deputy Chief Compliance Officer

Kaztronix

Head Of Us Compliance And Deputy Cco

Reporting directly to the Chief Compliance Officer, Oncology, the Head of US Compliance and Deputy CCO leads US Compliance program and serves as the primary strategic partner to US business. This senior leadership role is responsible for navigating the compliance needs of a high-growth, diverse business landscape. The role provides a unique opportunity to support the US business while acting as a leader within Global Compliance organization. The successful candidate will blend deep technical expertise with sound judgment to scale compliance program.

Responsibilities
  • Leverage knowledge of industry guidance, laws, codes and best practices to direct the design, implementation, and evolution of a comprehensive US Compliance Program, ensuring alignment with the OIG and DOJ guidelines
  • Proactively plan for emerging trends in compliance, anticipating the impact of these trends on Company processes and controls
  • Serve as a strategic advisor to Commercial, Medical Affairs, Patient Advocacy, R&D and other teams to enable innovation while proactively addressing compliance risks
  • Partner with cross functional stakeholders to understand changing business practices, identify risks and adapt Compliance program elements to address emerging risks
  • Chair the US Compliance Committee and provide regular updates to the Chief Compliance Officer, Oncology on program effectiveness, risk profiles, and mitigation strategies
  • Lead the strategic development and implementation of a practical and business-oriented compliance training and communication program to empower Company personnel to manage risk with clarity, integrity and sound judgement
  • Lead the development and maintenance of a US policy framework designed to establish clear, comprehensive and effective policies and procedures to aid the business in efficient decision making. Oversee initiatives to enhance policy accessibility
  • Establish effective business processes and controls to ensure the Company is complying with its legal and regulatory obligations and undertake a continuous improvement process to timely identify and remediate any program gaps
  • Set an appropriate tone of integrity and raise awareness of compliance as a collective responsibility of all Company personnel through effective engagement, training, auditing, and monitoring
  • Partner with Head of Compliance Risk and Assurance to (i) identify monitoring needs, provide support for live monitoring and pull through monitoring results/analytics to business stakeholders; (ii) conduct planning and inputs for risk assessments; (iii) support annual transparency reporting; and (iv) support internal investigations
  • Partner with business stakeholders in connection with the preparation of an annual compliance work plan
  • Support various enterprise-wide initiatives led by Global Compliance function
  • Manage, coach and develop assigned staff and third party resources
Qualifications
  • Bachelor degree is required (a JD or other advanced degree or course of study strongly preferred)
  • Minimum of 12 years of broad compliance experience in the pharmaceutical or biotechnology industry with at least 5 years in a senior leadership position.
  • Exceptional working knowledge of laws, regulations, and industry guidance that affect the pharmaceutical industry
  • Ability to mentor and retain a high-performing team of compliance professionals, fostering a culture of continuous learning and professional accountability.

Kaztronix is an equal opportunity employer and does not discriminate on the basis of race, color, national origin, sex, age, religion, disability, veteran status or any other consideration made unlawful by federal, state or local laws. In addition, all human resource actions in such areas as compensation, employee benefits, transfers, layoffs, training and development are to be administered objectively, without regard to race, color, religion, age, sex, national origin, disability, veteran status or any other consideration made unlawful by federal, state or local laws. By applying to the position, you acknowledge that your information will be used by Kaztronix in processing your application.

Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the Deputy Chief Compliance Officer in New York, NY vacancy
  •  ...and opportunistic credit, as well as direct lending. With offices in Miami, New York and London, and serving over 400 investors...  ...at . Position Overview The firm is seeking a Deputy Chief Compliance Officer (Deputy CCO) to play a critical, hands-on role in the... 
    Suggested
    Worldwide

    CIFC Asset Management

    New York, NY
    3 days ago
  •  ...Deputy Chief Compliance Officer We are actively recruiting for an experienced banking Compliance professional to function as Deputy Chief Compliance Officer. Candidates should be in a Lead or Managerial Role in Commercial Banking. Reporting to the Chief Compliance Officer... 
    Suggested

    Banking Careers

    New York, NY
    2 days ago
  •  ...behind-the-scenes tasks, from automating banking, ensuring compliance, handling contracts, managing taxes, to streamlining...  ...the private markets. Role Overview: The Part-Time Deputy Chief Compliance Officer (Deputy CCO) will support the Head of Legal and... 
    Suggested
    Hourly pay
    Part time
    Bank staff
    Remote work
    Night shift

    Sydecar, Inc

    New York, NY
    3 days ago
  •  ...Deputy Chief Compliance Officer (CCO) About the Company Diversified financial institution Industry Financial Services Type Privately Held About the Role The Company is in search of a Deputy Chief Compliance Officer to join their team. The successful... 
    Suggested
    Work at office

    Confidential

    New York, NY
    4 days ago
  • $160k - $228.5k

     ...Hybrid - 3 days per week Role Overview: This is a high-visibility leadership opportunity to serve as the Deputy Chief Compliance Officer for New York Life's retail securities subsidiaries: NYLIFE Securities LLC, an introducing broker-dealer, and Eagle Strategies... 
    Suggested
    Local area
    Home office
    3 days per week

    New York Life

    New York, NY
    1 day ago
  • $225k - $250k

     ...including but not limited to, hiring, compensation, benefits, promotion, and termination. Job Title: Vice President, Deputy Chief Compliance Officer Reports to (title): Senior Vice President, Head of Legal & Compliance Job Description: Alger seeks a... 
    Contract work
    Work at office

    Alger

    New York, NY
    1 day ago
  • $263k - $360.93k

    Head of US Compliance and Deputy Chief Compliance Officer (Executive Director) Reports to Chief Compliance Officer, Oncology Opportunity Reporting directly to the Chief Compliance Officer, Oncology, the Head of US Compliance and Deputy CCO leads Stemline’s US Compliance... 
    Temporary work
    Work at office
    Remote work
    Flexible hours

    Menarini Group

    New York, NY
    16 hours ago
  • Deputy Chief Compliance Officer & Associate General Counsel New York, NY Job Reference #3599635 Potential progression into the Chief Compliance Officer function Broad legal and compliance scope across hedge fund and private equity strategies Opportunity to help build... 

    Cardea Group

    New York, NY
    4 days ago
  •  ...About the job A well-established, New York-based alternative investment manager is seeking an experienced Chief Compliance Officer to lead the firm's compliance function. The firm manages capital across performing credit, stressed and distressed special situations... 

    Rutherford Search

    New York, NY
    1 day ago
  • $156.63k - $223.19k

     ...position, you'll be based in the New York City or Columbia, MD office for a minimum of three days a week, with the flexibility to...  ...employees worldwide. A role you will love The Chief Compliance Officer, US ("CCO US") reports directly to the Head of US Compliance... 
    Temporary work
    Work at office
    Work from home
    Worldwide
    Flexible hours
    3 days per week

    Computershare

    New York, NY
    4 days ago
  • $275k - $325k

     ...Chief Compliance Officer You'll design the CFTC DCM compliance program from the ground up and continue refining it as the business grows. You'll be the one regulators hear from when they have questions, and you'll sit alongside Engineering and Product as new features... 
    Work at office
    Remote work
    Night shift
    Weekend work

    Novig

    New York, NY
    3 days ago
  • $150 per hour

     ...include Benchmark , General Catalyst , Peter Thiel , Adam D'Angelo , Larry Summers , and Jack Dorsey . Position Details Position: Compliance Officer Type: Contract Compensation: $90–$150/hour Duration: 3–4 weeks Commitment: 15–30+ hours/week Location: Remote Role... 
    Hourly pay
    Contract work
    Summer work
    Immediate start
    Remote work

    Mercor Inc

    New York, NY
    1 day ago
  •  ...Chief Compliance Officer (CCO), FCM About the Company Well-established financial services firm focused on futures and listed derivatives compliance. Industry Financial Services Type Privately Held About the Role The Company is in search of a Chief Compliance Officer (... 

    Confidential

    New York, NY
    2 days ago
  • $225k - $265k

     ...Chief Compliance Officer This is a senior leadership role with unique breadth: serving as the Chief Compliance Officer for our US spot trading entity - Bullish US Operations, LLC, our expanding derivatives business, and our tokenized securities endeavors. The successful... 
    Work at office

    Bullish Inc.

    New York, NY
    4 days ago
  •  ...Develop and manage company-wide BSA/AML, OFAC, KYC, and KYB compliance programs. Oversee MSB registration and state MTL licensing activities. Supervise transaction monitoring, enhanced due diligence, and SAR reporting. Monitor regulatory changes impacting... 
    Remote work

    NPAworldwide

    New York, NY
    3 days ago
  •  ...Description -Monitor and ensure the New York Branch's compliance with all applicable federal and state banking laws,...  ...reports to the General Manager of the New York Branch and Head Office on information gathered and analyzed in order to make recommendations... 
    Work at office

    CESNA GROUP INC

    New York, NY
    5 days ago
  •  ...Chief Ethics & Compliance Officer - Healthcare Leadership Opportunity | New York State Centers Health Care is seeking a dynamic, experienced Chief Ethics & Compliance Officer to lead compliance and ethics initiatives across multiple facilities throughout New York State... 

    Centers Health Care

    Brooklyn, NY
    3 days ago
  • $1,000 per month

     ...Chief Compliance Officer Credit Genie is a mobile-first financial wellness platform designed to help individuals take control of their financial future. We leverage artificial intelligence to provide personalized insights and are building a financial ecosystem by offering... 
    Temporary work
    Work at office
    Immediate start
    Remote work
    Flexible hours

    Credit Genie

    New York, NY
    1 day ago
  •  ...Chief Compliance Officer (CCO) About the Company A well-established financial institution expanding a banking and fintech-focused platform. Industry Banking Type Privately Held About the Role The Company is in search of a Chief Compliance Officer... 

    Confidential

    New York, NY
    4 days ago
  •  ...Chief Compliance Officer (CCO) About the Company Respected broker-dealer Industry Financial Services Type Privately Held About the Role The Company is seeking a Chief Compliance Officer to join their team. The successful candidate will be responsible... 

    Confidential

    New York, NY
    5 days ago
  •  ...Chief Compliance Officer (CCO) About the Company Internationally renowned digital asset platform Industry Financial Services Type Privately Held About the Role The Company is in need of a Chief Compliance Officer to take on a pivotal role in leading... 

    Confidential

    New York, NY
    5 days ago
  • $180k - $220k

     ...Chief Compliance Officer A U.S.-based, SEC-registered asset management firm is seeking an experienced Chief Compliance Officer to lead its end-to-end compliance function across equities, fixed income, and futures. Reporting directly to the President, this role plays... 
    Contract work

    BizTek People

    New York, NY
    5 days ago
  • $200k

     ...Chief Legal & Compliance Officer AAPCI Corporate - Brooklyn, NY 11206 Overview Salary Range $200,000.00 - $200,000.00 Salary/year Chief Legal & Compliance Officer Job Summary: Reporting directly to the CEO, and, as/needed, directly to the Board, the... 
    For subcontractor

    African American Planning Commission Inc

    Brooklyn, NY
    5 days ago
  •  ...Senior Vice President, Legal and Chief Compliance Officer (CCO) About the Company Nationally recognized healthcare services organization Industry Hospital & Health Care Type Privately Held About the Role The Company is in search of a Senior... 

    Confidential

    New York, NY
    2 days ago
  • $330k - $400k

    Chief Global Compliance Officer US-NY-New York Job ID: 2025-14670 Type: Office of General Counsel (WS1847) # of Openings: 1 Category: Business/Professional Administrative New York University Overview The Chief Global Compliance Officer (CGCO) is responsible to the Senior... 
    For contractors
    Work at office
    Local area

    New York University

    New York, NY
    4 days ago
  • Credit Genie in New York is looking for a Chief Compliance Officer responsible for leading compliance programs and ensuring regulatory adherence. The ideal candidate has over 10 years of compliance experience within fintech and is skilled in developing frameworks that... 
    Remote job

    Credit Genie

    New York, NY
    4 days ago
  •  ...exceptional service and solutions for our clients. GEICO is seeking a highly strategic, innovative, experienced, and collaborative Chief Compliance Officer to lead the enterprise-wide compliance program and foster a culture of ethics.The ideal candidate will be a visionary with... 
    Hourly pay
    Work experience placement
    Local area
    Flexible hours

    Geico

    New York, NY
    1 day ago
  •  ...Chief Compliance Officer (CCO), CFTC Swap Dealer & SEC Security-Based Swap Dealer About the Company Global financial institution with complex derivatives compliance and risk governance needs. Industry Financial Services Type Privately Held About the... 

    Confidential

    New York, NY
    4 days ago
  • $125k - $150k

    Job Description LHH is recruiting a Chief Compliance Officer for a regional law firm. The chief compliance officer is responsible for developing, maintaining, and monitoring regulatory compliance standards for the registered investment adviser and broker-dealer clients... 
    For contractors
    Work at office
    Local area

    6AM City, LLC

    Brooklyn, NY
    1 day ago
  • $255k - $300k

     ...you’re ready to be at the epicenter of this historic cultural and financial shift, keep reading. About the team + role The Chief Compliance Officer of Robinhood Money will manage and grow a scalable compliance program that supports our expanding suite of banking and... 
    Work at office
    Flexible hours
    Shift work

    Robinhood

    New York, NY
    5 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Deputy Chief Compliance Officer. Be the first to apply!