Deputy Chief Compliance Officer
$225k - $275kAtlantic Group
Overview Our client is seeking an experienced and dynamic Hedge Fund Deputy CCO to join the Compliance team. The team is responsible for all legal and compliance matters for the Firm. The successful candidate will be part of the global team responsible for overseeing the policies, procedures and testing of our client’s compliance program. Successful candidates can expect to grow quickly and advance in responsibility and title. Base pay range $225,000.00/yr - $275,000.00/yr Responsibilities Compliance Leadership: Dive into the firm’s policies and procedures and make suggestions to enhance the documentation of procedures and testing of reports Develop and deliver compliance training programs for employees to ensure understanding of compliance policies and procedures Foster a culture of excellence, teamwork, and continuous improvement Policy and Procedures: Draft, implement, and maintain compliance policies, procedures and manuals to ensure adherence to regulatory requirements and industry standards Stay up to date with evolving regulations and industry trends, and proactively adapt the compliance program as needed Regulatory Filings: Conduct ongoing monitoring to determine regulatory filing requirements and coordinate with operations, technology, outside counsel, and compliance consultants; develop processes and tools to improve the framework Marketing: Work with internal teams and outside counsel to create procedures for organizing and updating marketing guidelines for various jurisdictions At least 10 years experience at multi-strategy hedge fund In-depth knowledge of compliance requirements applicable to SEC registered investment advisers Significant experience in drafting policies, procedures, and memorandums; ability to draft independently Willingness to be hands-on and pro-actively offer solutions; comfortable with technology and data Team player and self-starter who thrives in a fast-paced environment; able to remain calm under pressure Outstanding communication skills, both written and verbal Qualifications At least 10 years of experience in a compliance role within a multi-strategy hedge fund Strong knowledge of SEC registered investment adviser compliance requirements Proven ability to draft policies, procedures, and memorandums Hands-on, proactive problem-solver with comfort in technology and data Strong communication and interpersonal skills Employment details Seniority level: Executive Employment type: Full-time Job function: Legal #J-18808-Ljbffr Atlantic Group
- ...A leading alternative asset manager is seeking a Deputy Chief Compliance Officer to support and help execute the firm's global compliance program. Reporting directly to the Chief Compliance Officer, this individual will be a hands-on compliance leader responsible for regulatory...Suggested
- ...Deputy Chief Compliance Officer About the Company Reputable financial services organization Industry Financial Services Type Public Company Founded 1924 Employees 11-50 Categories E-commerce Financial Services Consumer Discretionary...Suggested
$160k - $250k
...Hybrid - 3 days per week Role Overview: This is a high-visibility leadership opportunity to serve as the Deputy Chief Compliance Officer for New York Life's retail securities subsidiaries: NYLIFE Securities LLC, an introducing broker-dealer, and Eagle Strategies...SuggestedLocal areaHome office3 days per week$263k - $360.93k
Head of US Compliance and Deputy Chief Compliance Officer (Executive Director) Reports to Chief Compliance Officer, Oncology Reporting directly to the Chief Compliance Officer, Oncology, the Head of US Compliance and Deputy CCO leads Stemline’s US Compliance program and...SuggestedTemporary workWork at officeRemote workFlexible hours- ...and opportunistic credit, as well as direct lending. With offices in Miami, New York and London, and serving over 400 investors... ...’s website at Position Overview The firm is seeking a Deputy Chief Compliance Officer (Deputy CCO) to play a critical, hands‑on role in the...SuggestedWorldwide
$120k - $170k
...commercial, and payment clients, we operate from more than 80 offices spread across six continents. As a Fortune 100, Nasdaq‑... ...research, and management technology. Responsibilities The Deputy Chief Compliance Officer reports directly to the Chief Compliance Officer and...$255k - $300k
...and so are the rewards. The Robinhood Derivatives (RHD) Compliance team oversees regulatory compliance for our futures, event... ...innovation while maintaining regulatory integrity! As Chief Compliance Officer (CCO) of RHD, you will lead the design, implementation, and...Work at officeFlexible hoursShift work$210k - $253k
...seeking a General Counsel to serve as the chief legal resource and strategic advisor. The... ...entails managing legal matters, ensuring compliance, and supporting organizational growth.... ...requiring staff to work 1–3 days in the office based on organizational needs. #J-18808...Work at office$270k - $300k
...Chief Compliance Officer (CCO) eToro is the trading and investing platform that empowers users to invest, share, and learn. Founded in 2007 with the vision of a world where everyone can trade and invest simply and transparently, we have created an investment platform...- ...About the job A well-established, New York-based alternative investment manager is seeking an experienced Chief Compliance Officer to lead the firm's compliance function. The firm manages capital across performing credit, stressed and distressed special situations...
- ...Global Chief Compliance Officer (CCO) About the Company Renowned B2B financial technology (FinTech) platform streamlining digital asset management services Industry Financial Services Type Privately Held, VC-backed Founded 2015 Employees 51-2...
- ...Chief Compliance Officer (CCO) About the Company Respected broker-dealer Industry Financial Services Type Privately Held About the Role The Company is seeking a Chief Compliance Officer to join their team. The successful candidate will be responsible...
- ...Chief Compliance Officer (CCO) About the Company Internationally renowned digital asset platform Industry Financial Services Type Privately Held About the Role The Company is in need of a Chief Compliance Officer to take on a pivotal role in leading...
$175k - $250k
Overview Role: Head of Compliance Location: New York, NY (5 days/week in-office) Base Salary: $175,000-$250,000 Equity: Competitive Initial Equity Package + refreshers Experience: 7-12+ Years About Pillar Pillar is building the next-generation commodity risk management...Work at officeFlexible hours- Chief Compliance Officer — Institutional Brokerage/Broker Dealer & Trading This is an executive leadership mandate for a global fintech trading... ...examinations and enforcement matters at a senior level Prior CCO, Deputy CCO, or Head of Compliance title strongly preferred #J-188...
$280k - $330k
...your skills and experience — talk with your recruiter to learn more. Base pay range $280,000.00/yr - $330,000.00/yr Title: Chief Compliance Officer Location: New York City | Hybrid role - 2-3 day onsite Direct Reports: Chief BSA Officer, Chief AML Officer, Chief of...Full time- ...highly regulated environment. Following significant regulatory and organizational developments, the company is seeking a Chief Compliance Officer to lead and continue building its enterprise compliance program. Reporting to senior executive leadership and working closely...Remote work
$260k - $290k
Chief Compliance Officer Team: Legal & Compliance Location: New York, NY Work mode: Onsite / Hybrid Comp: $260-$290K base + equity Build the... .... You ’re a good fit if you have You've been the CCO or Deputy CCO of an SEC-registered IA and/or Broker-Dealer Comfortable...Work at office- Overview We are currently partnering with a leading financial institution to support their search for a Chief Compliance Officer (CCO) to lead their compliance program. The firm is committed to maintaining the highest standards of regulatory and consumer compliance while...
$180k - $260k
...dealer and a registered investment advisor. Today a single individual holds both seats. As we scale, we're adding a second Chief Compliance Officer to take on one of the two CCO roles (broker-dealer or RIA, based on fit and experience), while our current CCO retains the...Remote workFlexible hours$180k - $280k
...enterprises, hedge funds, PE firms, credit investors, and venture capital firms. We’re growing fast, and this is the first dedicated compliance hire at Qualitate. The Role You’ll own compliance from day one: scaling the systems, controls, and training that allow...Full timeContract workFlexible hours- ...Head Of Compliance, US We are seeking an experienced and commercially minded Head of Compliance, US to lead Sokin's compliance function in the US, with a particular focus on bank compliance and bank operational oversight. This is a key leadership role responsible for...Worldwide
- ...Head of Compliance About the Company Innovative financial services company transforming capital markets infrastructure. Industry Financial Services Type Privately Held About the Role The Company is in search of a Head of Compliance to join their...
- ...Avance Clinical is seeking a Chief Commercial Officer (CCO) to lead market expansion and drive business development. You will be an integral part of the executive leadership team, reporting directly to the CEO, and responsible for crafting the commercial strategy in the...Remote work
- A leading financial institution is seeking a senior compliance executive to lead compliance oversight for its Wealth Management platform, including investment advisory, broker‑dealer, private banking, trust, and fiduciary businesses. This role will develop and execute...
- ...challenging problems. Job summary This is a dual-mandate role. Half of your job is building and owning Treeline's internal security and compliance program — maintaining our SOC 2 Type II posture, driving our ISO 27001 certification, and ensuring we operate at the standard we...Remote workFlexible hours
- ...About the Job zerohash is seeking a Global Chief Compliance Officer, who will help shape and lead zerohash global compliance leadership team and posture and orchestrate adherence to industry-leading compliance standards across all supported geographies. This broad role...Remote jobFull timeImmediate startWork from home
$190k - $240k
Crédit Agricole Group is seeking a Director for Compliance Coordination and Regulatory Affairs in New York. This senior role involves managing interactions with U.S. regulatory agencies, coordinating audits, and leading high-priority compliance projects. The ideal candidate...- ...Chief Commercial Officer (CCO) About the Company Healthcare technology company automating workflows between providers and payers. Industry Computer Software Type Privately Held, VC-backed About the Role The Company is seeking a Chief Commercial...
- ...Chief Commercial Officer (CCO) About the Company A fast-scaling defence technology group designing and manufacturing critical hardware components for unmanned systems. Industry Defense & Space Type Privately Held About the Role The Company is seeking...
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