Broker-Dealer Operations & Compliance Lead
Brex
Brex is seeking a Manager of Broker-Dealer Operations to ensure accurate and compliant daily trading activities, while defining a control environment and auditable processes. You will lead incident response playbooks, close regulatory findings, and work with Compliance, Legal, Product, and Engineering to scale controls for new workflows and product changes. The role emphasizes strong judgment, risk assessment, and documentation quality in a regulated fintech setting, with a focus on process #J-18808-Ljbffr
- ...Gusto, a payroll and HR platform, is seeking a Compliance Manager to oversee the broker-dealer and investment adviser compliance programs, including governance of AI tools and day-to-day program management across RIA and BD entities. Role requires supervising exam readiness...SuggestedWork at office
$110.64k - $136.46k
...Compliance Manager, Broker-Dealer & Investment Adviser About Gusto At Gusto, we're on a mission to grow the small business... ...Retirement Compliance Team, reporting to the Compliance Lead (Director). This role is the operational engine of the compliance program — owning...SuggestedFull timeWork at office2 days per week3 days per week$140k - $180k
Operations Lead (Healthcare Technology)Location: San Francisco, CACompensation: $140,000-$180,000 base salary + benefitsPOSITION OVERVIEWOur... ...initiatives across recruiting, internal systems, legal and compliance operations, clinical partnerships, and clinical-team...Suggested$135k - $168.7k
...where the Financial Partnership Operations team comes in. We work to... ...for a Trading Operations Lead to own and scale the trading... ...investment advisor and FINRA-member broker-dealer. This is a hands-on... ...ensure timely and accurate compliance with SEC Rules 606 and 607 and...Suggested- ...Google, etc.) About the role As Operations Lead, you will own the daily operating engine... .... You will work closely with Compliance, Risk, Finance and Engineering, with clear... ...Experience standing up a new FCM, broker-dealer or product line. Familiarity with back...SuggestedRemote workShift work
$270k - $320k
...Compensation Programs & Operations Lead | OpenAI Careers Compensation Programs & Operations Lead Total Rewards - San Francisco... ...response will be provided to inquiries unrelated to job posting compliance. We are committed to providing reasonable accommodations...Work at officeLocal areaRelocation packageFlexible hours$234k - $260k
...results. About the Role We are looking for a Pricing Operations Lead to help translate pricing and packaging decisions into clear... ...response will be provided to inquiries unrelated to job posting compliance. We are committed to providing reasonable accommodations...Work at officeLocal areaRelocation packageFlexible hours- ...ways. The Ads Strategy, Planning, and Operations team is responsible for building the... ...looking for a Sales Strategy & Operations Lead to help build the GTM operating system for... ...to inquiries unrelated to job posting compliance. We are committed to providing reasonable...
- ...Column is building a modern payment operations function from the ground up. You will scale processes, automate workflows, and provide... ...to automate workloads, measure performance, and partner with engineering, compliance, and risk teams to ensure timely, #J-18808-LjbffrWork at office
- ...Genentech is seeking an Event Operations Manager, Speaker Programs, based onsite in South San Francisco. You will own end-to-end operations... .... You will supervise the speaker program vendor, ensure compliance (PhRMA, Open Payments), manage materials, budgets, and approvals...Work at office
$140k - $180k
...Operations Manager Partner closely with the CEO to help operate the core infrastructure of the company across recruiting, systems, legal/compliance, clinical partnerships, and clinical team management. Run our clinical hiring pipeline end-to-end: sourcing, interviewing...Visa sponsorship- ...healthcare technology startup in San Francisco, CA to hire an Operations Lead who will work directly with the Founder and CEO on the... ...initiatives across recruiting, internal systems, legal and compliance operations, clinical partnerships, and clinical-team management...
$200k - $350k
...Security Operations Lead San Francisco, CA About Goodfire Goodfire is an AI interpretability research lab. We build interpretability... ...they can reach from our laptops, accounts, and cloud. Compliance and customer trust: SOC 2, vendor reviews, and customer...Work at officeRemote work- ...Gusto is seeking a Payment Operations Manager in New York to lead and grow a team responsible for end-to-end payment rails including ACH, wires, RTP... ...payments. You will manage partner relationships, ensure compliance programs, and drive incident response with cross-functional...
- ...Arena Intelligence, Inc. in San Francisco is hiring the first dedicated owner of privacy, compliance, and trust operations. You will be hands-on from day one, maturing core parts of the program and partnering with Engineering and Legal. You will drive privacy implementations...
- ...Airwallex seeks a Regulatory Operations Manager for the US, to build and operate a framework turning complex regulatory obligations into... ...US entities and products. You will partner with Regulatory Compliance, Legal, Risk, Product, Operations, and Finance to strengthen a...
$132.89k - $166.11k
Sales At Brex Sales is the growth engine at Brex. We bring in new customers, expand existing relationships, and drive the company's bottom line. With unlimited territories and uncapped opportunity, your ambition sets the ceiling. We win together, celebrate often, and...Work at officeRemote workWork from home- ...About the role: We’re hiring our first operations leader to help Coframe scale. You’ll own... ...Coordinate tax, entity, and corporate compliance across our US and international entities... ...caliber of our team. Inbound Leads: We’re currently growing at 120% QoQ with...Contract workWork at officeLocal areaFlexible hours
- ...About the Team Critical Harm Operations sits within User Safety & Risk Operations and builds... ...a high-performing team. You’ll also lead through influence across FTEs, BPO partners... ...to inquiries unrelated to job posting compliance. We are committed to providing...Work at officeRelocation package
- ...Job Description Job Description Partnerships Operations Lead Description: Services is building a scaled marketplace of high-quality... ...programs (data mapping, API readiness, catalog standards, compliance, payments, dispute/chargeback flows). Grow supply &...
- About the Role As Marketing Operations Lead, you will be a founding member of our GTM Strategy & Operations team where you will own the... ...clear ownership of Marketing and PLG Operations.Own privacy and compliance implementation for marketing (GDPR, CCPA/CPRA, etc.).Design...Work at office
$147k - $190k
...for a strategic and execution-oriented Lead, Recruiting Process Transformation to lead... ...Recruiting processes while ensuring operational excellence across our Recruiting Operations... ...processing.Ensure operational accuracy, compliance, and service level achievement across the...Full timeWork at officeLocal area2 days per week3 days per week- ...where the Financial Partnership Operations team comes in. We work to... ...for a Trading Operations Lead to own and scale the trading... ...investment advisor and FINRA-member broker-dealer. This is a hands-on... ...ensure timely and accurate compliance with SEC Rules 606 and 607 and...Full time
- ...DoorDash is seeking a Merchant Strategy & Operations Associate Manager to lead merchant support post-launch and to shape the end-to-end experience. You will partner with product, operations, and analytics to drive scalable solutions and merchant satisfaction. You will...
$52.38 - $62.38 per hour
job summary: The Events Technology Operations Lead owns the day-to-day operational success of the Self-Service Events program on the... ...annually. Positioned at the intersection of platform usage, compliance, and stakeholder enablement, this role ensures event...Hourly payContract workTemporary workWork experience placementLocal area- ...About The Role We are seeking a Data Operations Lead to own ongoing data collection support... ...High employee and Customer satisfaction; compliance to all Customer Site requirements... ...communication with customer executives, dealer partners, and internal leadership. Willingness...For contractors
- ...face of AGI. About the Role We are seeking a Support Operations Lead who combines operational leadership, systems thinking, vendor... ...response will be provided to inquiries unrelated to job posting compliance. We are committed to providing reasonable accommodations...Work at officeRelocation package
- About The Role We are looking for an Autonomous Vehicle Operations Lead (AVOS) to oversee the daily operations of autonomous vehicle (AV... ...robotaxi fleet scaling and commercial deployment Health, Safety & Compliance Ensure compliance with company policies, local regulations,...Local areaShift work
$24 - $26 per hour
Drive daily operational excellence by ensuring smooth patient flow, optimized schedules, and... ...experiences. At SimonMed, the Operations Lead is a hands‑on leader responsible for the... ...time, improve processes, and maintain compliance with organizational and regulatory standards...- ...Russell Tobin is supporting a leading AI technology company to hire a CBRNE Safeguards & Enforcement Operations Specialist. The role focuses on strengthening CBRNE controls across trusted-access and enterprise environments in a high-stakes setting. Ideal candidates bring...
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